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文檔簡介
Decoding
theEUAIAct
UnderstandingtheAIAct’s
impactandhowyoucan
respond
KPMG.MaketheDifference.
KPMGInternational|
/trustedai
05
Executivesummary
17
Nextsteps
11
UnravellingtheAI
Act’skeycomponents
03
Introduction
Contents
07
ExaminingtheAI
Act’simpactand
scope
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct2
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Introduction
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct3
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Arti?cialIntelligence(AI)isofferingnewbene?tstosocietyandbusinesses,aimingtotransformtheworkplaceandmajorindustriesalongtheway.
Simplyput,theraceisontoembracetheremarkableandevolvingpowerof
AIandautomation.
AsKPMG’s
GlobalTechReport2023
reveals,most
globalexecutives(62percent)reportanincreasein
performanceorpro?tabilityfromdigitaltransformationinitiativesrelatedtoAIandmachinelearningoverthe
past24months.And68percentsaythesetechnologieswillplaya‘vital’roleinhelpingthemachievetheir
businessobjectivesoverthenextthreeyears,while57percentbelieveAIandmachinelearningwillbe‘important’inmeetingshort-termobjectives.
ButastheworldwideAIproliferationinbusinessand
oureverydaylivesunfolds,thereisacriticalneed
forguardrailsandlegislationtodealwithsigni?cant
newrisksregardingtheappropriateandethicaluse,
developmentanddistributionofAI.Accordingto
Trust
inarti?cialintelligence
,aglobalsurveyconductedby
KPMGAustraliaandtheUniversityofQueensland,threein?vepeoplearewaryabouttrustingAIsystems,and71percentexpectAItoberegulated.Morerecently,
CEOsfromglobaltechgiantscalledforgreaterAI
regulationatameetingonCapitolHilltoprotectpeoplefromtheworsteffectsofAI.
Inresponse,theEuropeanUnion(EU)hasreached
aground-breakingprovisionalagreementona
comprehensiveArti?cialIntelligenceAct(AIAct)thattakesarisk-basedapproachtoprotectingfundamentalrights,democracy,theruleoflawandenvironmentalsustainability.1Thoughit'sexpectedtobecomelaw
in2024,withcomplianceexpectedby2025,thislegislation—the?rstofitskind—isanticipatedtoemergeasthede-factonewglobalstandardforAIregulation.
WiththeintroductionoftheAIAct,theEUaimsto
strikeabalancebetweenfosteringAIadoptionand
ensuringindividuals’righttoresponsible,ethicaland
trustworthyuseofAI.Inthispaper,weexplorewhattheAIActmaymeantoyourorganizationandexaminethestructureoftheAIAct,theobligationsitimposes,thetimelinesforcomplianceandtheactionplanthatorganizationsshouldconsider.
Organizationalleadership
shoulddriveinitiativesinline
withtheAIAct,company
brand,valuesandrisktolerancetopromoteresponsibleuse
ofAI.Thiscanhelppromote
ethicaldevelopment,regulatorycompliance,riskmitigationand
stakeholdertrust.
DavidRowlands
GlobalAILeader
KPMGInternational
AIshouldbedevelopedandusedwithafocusonsafetyandethics,turningtechnologicaladvancementintoa
positiveforceforsociety.TheEUAIActwillhelpfosterinnovationwhile
protectingend-users.
LaurentGobbi
GlobalTrustedAILeader
KPMGInternational
1EuropeanParliament.(December9,2023).Arti?cialIntelligenceAct:dealoncomprehensiverulesfortrustworthyAI[Pressrelease].
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct4
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Executive
summary
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct5
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActaimstoregulatetheethical
useofAI
AIholdsimmensepromisetoexpandthehorizonof
whatisachievableandtoimpacttheworldforour
bene?t—butmanagingAI’srisksandpotentialknownandunknownnegativeconsequenceswillbecritical.TheAIActissettobe?nalizedin2024andaimsto
ensurethatAIsystemsaresafe,respectfundamentalrights,fosterAIinvestment,improvegovernance,andencourageaharmonizedsingleEUmarketforAI.
MostAIsystemsneedtocomplywiththeAIActbythe?rsthalfof2026
TheAIAct'sde?nitionofAIisanticipatedtobebroad
andincludevarioustechnologiesandsystems.Asa
result,organizationsarelikelytobesigni?cantlyimpactedbytheAIAct.Mostoftheobligationsareexpected
totakeeffectinearly2026.However,prohibitedAI
systemswillhavetobephasedoutsixmonthsafter
theAIActcomesintoforce.Therulesforgoverning
general-purposeAIareexpectedtoapplyinearly2025.2
Providersandusersofhigh-riskAIsystemsfacestringentobligations
TheAIActappliesarisk-basedapproach,dividingAIsystemsintodifferentrisklevels:unacceptable,high,limitedandminimalrisk.3
High-riskAIsystemsarepermittedbutsubjecttothemoststringentobligations.Theseobligationswillaffectnotonlyusersbutalsoso-called
‘providers’ofAIsystems.Theterm‘provider’in
theAIActcoversdevelopingbodiesofAIsystems,includingorganizationsthatdevelopAIsystemsforstrictlyinternaluse.Itisimportanttoknowthatanorganizationcanbebothauserandaprovider.
Providerswilllikelyneedtoensurecompliancewith
strictstandardsconcerningriskmanagement,data
quality,transparency,humanoversight,androbustness.
UsersareresponsibleforoperatingtheseAIsystemswithintheAIAct’slegalboundariesandaccording
totheprovider'sspeci?cinstructions.Thisincludesobligationsontheintendedpurposeandusecases,datahandling,humanoversightandmonitoring.
GuardrailsforgeneralAIsystems
Newprovisionshavebeenaddedtoaddresstherecentadvancementsingeneral-purposeAI(GPAI)models,
includinglargegenerativeAImodels.4Thesemodels
canbeusedforavarietyoftasksandcanbeintegratedintoalargenumberofAIsystems,includinghigh-risksystems,andareincreasinglybecomingthebasisformanyAIsystemsintheEU.Toaccountforthewide
rangeoftasksAIsystemscanaccomplishandtherapidexpansionoftheircapabilities,itwasagreedthatGPAIsystems,andthemodelstheyarebased
on,mayhavetoadheretotransparencyrequirements.
Additionally,high-impactGPAImodels,whichpossess
advancedcomplexity,capabilities,andperformance,
willfacemorestringentobligations.Thisapproach
willhelpmitigatesystemicrisksthatmayarisedueto
thesemodels'widespreaduse.5
TheAIActdoesnotaffectexisting
Unionlaw
ExistingUnionlaws,forexample,onpersonaldata,
productsafety,consumerprotection,socialpolicy,
andnationallaborlawandpractice,continuetoapply,
aswellasUnionsectorallegislativeactsrelatingto
productsafety.CompliancewiththeAIActwillnot
relieveorganizationsfromtheirpre-existinglegal
obligationsintheseareas.
UnderstandingtheAIAct’simpact
onyourorganizationwillbepivotal
tosuccess
Organizationsshouldtakethetimetocreateamapof
theAIsystemstheydevelopanduseandcategorize
theirrisklevelsasde?nedintheAIAct.Ifanyoftheir
AIsystemsfallintothelimited,highorunacceptable
riskcategory,theywillneedtoassesstheAIAct’s
impactontheirorganization.Itisimperativeto
understandthisimpact—andhowtorespond—as
soonaspossible.
2EuropeanCommission.(December12,2023).Arti?cialIntelligence—QuestionsandAnswers[Pressrelease].
3EuropeanCouncil.(December9,202).Arti?cialIntelligenceActTrilogue:Pressconference—Part4.[Video].
4EuropeanParliament.(March2023).General-purposearti?cialintelligence[Backgroundmaterial].
5EuropeanCommission.(December12,2023).Arti?cialIntelligence—QuestionsandAnswers[Pressrelease].
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct6
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Examiningthe
AIAct’simpact
andscope
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct7
Introduction
Throughourlens:ThepotentialimpactoftheAIAct
Stimulatethepositive
?Stimulateinnovationthroughregulatory
sandboxeswheresmallandmedium-sizedenterprisescantesttheirAIsystemswithoutimminentregulatoryscrutiny.
?Promoteharmonizationofstandards,codesofconductandcerti?cation.
?OffergreatertransparencyregardingAIsystems.
?Createalevelplaying?eldforthoseinvolved.
?SafeguardfundamentalrightsandprovidelegalcertaintyforindividualsresidingintheEU.
Adoptbestpractices
?CategorizeyourAIsystemsandunderstandtheassociatedrisks.
?Imposemorestringentrequirementsforhigh-riskAIsystems(obligatoryriskmanagement,data
governance,technicaldocumentation,etc.).
?Carryoutconformityassessmentsandpost-marketmonitoringforhigh-riskAIsystems.
?Establisheffectiveoversightandenforcementmechanisms.
Manageandreducerisks
?ProhibitunacceptablerisksinAIsystems.
?Avoidfundamentalrightsviolations.
?Preventtheuseofsubliminalorunethical
techniquesthatmightin?uenceordistorta
person’sbehaviorinsuchawaythatitcausesharmtothatpersonoranotherperson.
?Minimizebiasthatcouldresultinunfairorinadequateoutcomes.
?Restricttheexploitationofvulnerablepeopleorgroupsduetotheirage,disability,politicalopinionorotherfactors.
Summary
Impactandscope
Keycomponents
Nextsteps
TheEuropeanCommission(EC)proposedtheAIActinApril2021.AsofDecember2023,theEuropeanParliament,theEuropeanCouncilandtheEuropeanCommissionhavereachedaprovisionalagreementtomaketheAIActlaw.
TheproposedAIActisexpectedtoreshapehow
wethinkaboutandmanageAIsimilarlytowhathas
happenedindataprivacyoverthelastcoupleofyears.
Expectedtobecomelawin2024,theAIActwill
likelyhaveanimmediatewide-rangingimpactonany
businessoperatingintheEUthatoffersAIproducts,
servicesorsystems.Thelawintroducesade?nitionfor
AIintheEU,categorizesAIsystemsbyrisk,laysout
extensiverequirementsandnecessarysafeguarding
mechanismsforAIsystems,andestablishes
transparencyobligations.
Whatitaimstodo?
TheECaimstobalancepromotingAIdevelopment
andboostinginnovationwithmanagingemerging
riskseffectively.Thisisre?ectedintheobjectivesof
theproposal:6
?EnsuringthatAIsystemsontheEUmarketaresafeandrespectpublicrightsandvalues.
?ProvidinglegalcertaintytofacilitateinvestmentandinnovationinAIsystems.
?Enhancinggovernanceandeffectiveenforcementofethicsandsafetyrequirements.
?FacilitatingthedevelopmentofasingleEUmarketforlawful,safe,trustworthyAIapplicationswhilepreventingmarketfragmentation.
6EuropeanCommission.(April21,2021).ProposalforaRegulationoftheEuropeanParliamentandoftheCouncil,“LayingDownHarmonisedRulesonArti?cialIntelligence(Arti?cialIntelligenceAct)andAmendingCertainUnionLegislativeAct.”
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct8
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Toachievetheseobjectives,theAIActappliesa
risk-basedapproach.Thisallowsforestablishing
speci?cminimumrequirementstoaddresstherisks
andproblemslinkedtoAIsystemswithoutunduly
constrainingorhinderingtechnologicaldevelopmentordisproportionatelyincreasingcostsrelatingtoplacingAIsystemsonthemarket.
Whowillbeaffected?
Mostorganizations,bothinsideandoutsidetheEU,aredevelopingorusingAIsystemsthatwilllikelyqualify
asAIunderthescopeoftheAIAct.Giventheshort
implementationperiod,however,organizationsshouldgainaprofoundunderstandingoftheAIsystemstheyaredevelopingand/ordeployingandhowtheymeasureuptotheAIAct’srequirements.
Whatpartiesarecovered?
?AnyproviderplacingAIsystemsonthemarketorputtingthemintoservicewithintheEU,regardlessoflocation.
?AnyproviderofAIsystemslocatedoutsidetheEU,whosesystemoutputcanorisintendedforuseintheEU.
?AnyproviderofAIsystemslocatedintheEU.
?AnyimporterordistributorplacingAIsystemsonthemarketormakingthemavailablewithintheEU.
?ProductmanufacturersplacingproductswithAI
systemsonthemarketorputtingthemintoservicewithintheEUundertheirnameortrademark.
?UsersofAIproductsandserviceswithintheEU.
Whatisnotcovered?
?AIsystemsdevelopedorusedexclusivelyformilitarypurposes.
?AIsystemsusedbypublicauthoritiesor
internationalorganizationsinnon-Unioncountrieswhenusedforlawenforcementorjudicial
cooperationwiththeEUunderaframeworkofinternationalagreements.
?AIsystemsdevelopedandusedforthesolepurposeofscienti?cresearchanddiscovery.
?AIsystemsintheresearch,testing,and
developmentphasebeforebeingplacedonthemarketorputintoservice(thisincludesfree
andopen-sourceAIcomponents).
?PeopleusingAIforpersonaluse.
InthesamewaytheGeneralDataProtection
Regulation(GDPR)isenforced,theECunderstands
thatnon-Europeanentitiessellingtheirproductsin
Europeanmarketsshouldberegulatedsimilarlytothememberstates.TheEUisexpectedtobethecentergroundforglobalAIstandards,withdivergenceintheUSandpossiblytheUK.LiketheGDPR,theAIActwillhaveandextra-territorialeffect.
Whoisaffectedinyourorganization?
Executiveswhomanagecompliance,data
governanceandthedevelopment,deploymentand
useofAItechnologieswilllikelyseetheirrolesand
responsibilitiesimpactedbytheAIAct.Beyond
seniorrolesintheorganization,theBoardofDirectors
andvariousGovernanceCommitteesmayalsobe
affected,andtheyshoulddevelopawarenessand
knowledge.Giventhebroadde?nitionofAIandthe
currentpaceofproliferation,organizationsshould
takeaholisticapproach.Seniorexecutivesshould
collaborateonpurposefulinnovationanddevelopment,
riskmanagement,andgovernanceofAIsystemsto
achievecompliancewiththeAIAct.
Howitwillbeenforcedandwhatare
thepenalties
TheEChasproposedastructureforenforcingAI
providerrequirementsbyestablishinganArti?cial
IntelligenceBoardandExpertGroup.BothpartiessitattheEUlevelandareresponsiblefor:
?Contributingtoeffectivecollaborationwithnationalsupervisoryauthorities.
?Providingrecommendationsforbestpractices.
?Ensuringconsistentapplicationoftheregulation.
Eachmemberstatewillbeexpectedtocreateor
designateaNationalCompetentAuthoritytoensure
theimplementationoftheregulationandtosafeguard
theobjectivityandimpartialityoftheiractivities.
TheEU’sproposedregulationwilllikelyhavea
far-reachingimpactonallorganizationsleveraging
thevastpowerofAI,andtheconsequencesof
noncompliancecouldrangefromrestrictingmarket
accesstosigni?cant?nesdependingonthelevel
ofnoncompliance.Finesmayrangefrom35million
eurosor7percentofglobalturnoverto7.5millionor
1.5percentofturnover,dependingontheinfringement
andsizeofthecompany.7
7EuropeanParliament.(December9,2023).Arti?cialIntelligenceAct:dealoncomprehensiverulesfortrustworthyAI[Pressrelease].
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct9
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Tracking
theEU’s
legislative
journey
Prohibitionson‘unacceptable
risk’AIsystemswill
June2023–December2023
FinalAIActnegotiationsoccur
betweentheCouncil,Commission,and
Parliament.Aprovisionalagreementto
?nalizetheproposedrulesisreachedin
December2023.
December2022
June2023
itscommonposition
(‘generalapproach’)
ontheAIAct.
0April2021
TheEuropeanCommissionunveilsa
proposalforanewArti?cialIntelligenceAct.
Spring2026
The?nalAIActtakeseffectinitsentirety.
Wearehere
The?naltextisexpectedinthe?rsthalfof2024.
TheParliamentadoptstheirnegotiationpositionforthedraftAIAct.
Severalobligationstogeneral-purposeAIwillapply.
TheCouncilhasadopted
apply.
.
Late2024
Mid2025
Whenwillitapply?
MostoftheobligationsoutlinedintheAIActare
expectedtobecomeeffectivebythe?rsthalfof
2026.Prohibitionsareanticipatedtotakeeffectby
theendof2024,andobligationsregardinggeneral-
purposeAI(GPAI)areexpectedtotakeeffectas
earlyas2025.GPAIreferstoAIsystemsthatperform
generallyapplicablefunctions,suchasimageand
speechrecognition,audioandvideogeneration,
patterndetection,questionanswering,translationand
others,butcanhaveawiderangeofpossibleuses,
bothintendedandunintended.Thesesystemsmay
beutilizedashigh-riskAIsystemsorincorporatedas
componentsofotherhigh-riskAIsystems.
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct10
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Unravellingthe
AIAct’skey
components
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct11
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActisacomprehensivedocumentdesignedtohelpprovideaclearde?nitionofarti?cialintelligence,enabling
EU-widealignmentandconsistencywithotherUnionlawsandregulations.TheAIAct'sprimarygoalistoestablisha
uniformandhorizontallegalframeworktopromotetheuptakeofAIsystemswhileprovidingahighlevelofprotection
againsttheirharmfuleffects.ThisframeworkcanhelptobuildtrustinAItechnologyandgiveindividualsandorganizationsgreatercon?denceinusingit.
De?ningarti?cialintelligence
TheAIActappliesabroadde?nitionofanAIsystemderivedfromtherecentlyupdatedOrganisationforEconomicCo-operationandDevelopment(OECD)de?nition.WhiletheAIAct’stextisnotyetpubliclyavailable,theOECDde?nitionisasfollows:
“AnAIsystemisamachine-basedsystemthat,for
explicitorimplicitobjectives,infers,fromtheinputitreceives,howtogenerateoutputssuchaspredictions,content,recommendations,ordecisionsthatcan
in?uencephysicalorvirtualenvironments.DifferentAIsystemsvaryintheirlevelsofautonomyand
adaptivenessafterdeployment.8”
Thisde?nitionisdeliberatelykeptbroadtocover
thewholespectrum,fromsimplertechnologiesandsystemsfocusingonsingle-usecasestoadvancedapplicationsofdeeplearningandgenerativeAI.Asaresult,theAIAct'sscopebecamemuchwider
thaninitiallyanticipated,extendingsigni?cantly
beyondourmorerecentunderstandingofadvancedand
generativeAI.TheAIAct'sde?nedscopehasseveral
exemptionsforAIsystems,suchasthoseusedformilitaryordefensepurposesandlimitedexemptionsforfreeandopen-sourcesystems.
AIriskframeworkandrequirements
TheAIActde?nesaframeworktounderstandtherisksassociatedwithAI.Itclassi?esAIsystemsbasedontheirpotentialrisksanddividesthemintodifferentcategoriesdependingonthedatatheycapture,andthedecisionsoractionstakenwiththatdata.
EUobligationswillvarydependingonthecategoryofAI
beingused.Whileanagreementonthecontexthasbeenreached,the?naltextoftheregulationsisnotyetavailable.However,thefollowingsectionssummarizetheobligationsstipulatedundertheAIAct,basedonthepublicly
availableinformation.9
8NotethattheearliestversionoftheAIActde?nesAIsystemsassystemsthatweredevelopedusingoneofthefollowingtechniquesandapproaches:
(a)Machinelearningapproaches,includingsupervised,unsupervised,andreinforcementlearning,usingawidevarietyofmethods,includingdeeplearning.(b)Logic-andknowledge-basedapproaches,includingknowledgerepresentation,inductive(logic)programming,knowledgebases,inferenceand
deductiveengines,(symbolic)reasoningandexpertsystems.
(c)Statisticalapproaches,Bayesianestimation,searchandoptimizationmethods.
9EuropeanCommission.(April21,2021).ProposalforaRegulationoftheEuropeanParliamentandoftheCouncil,“LayingDownHarmonisedRulesonArti?cialIntelligence(Arti?cialIntelligenceAct)andAmendingCertainUnionLegislativeAct.”
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct12
Introduction
Minimalrisk
Noobligations●
Limitedrisk
Highrisk
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActtakesarisk-basedapproach
Prohibited
Unacceptablerisk
ContraveneUnionvalues,
likefundamentalrights.
Conformityassessment
Highrisktohealth,safety,
environmentand
fundamentalrights.
Transparencyobligation
Riskofimpersonation
ordeception.
Nohighrisks.
Examplesofunacceptable-riskAIsystems
?Behavioralmanipulation.
?Exploitationofvulnerable
characteristicsofpeople.
?Socialscoringbypublicauthorities.
?Real-timeremotebiometricidenti?cationfor
lawenforcement.
Examplesofhigh-riskAIsystems:
?Evaluationofeligibilitytocredit,healthorlifeinsuranceorpublicbene?ts.
?Analysesofjobapplicationsorevaluationofcandidates.
?Productsafetycomponents.
Examplesoflimited-riskAIsystems:
?AIsystemsthatinteractwithconsumers.
?GenerativeAI*:AIsystemsgeneratingor
manipulatingcontent(image,audioorvideo).
Examplesofminimal-riskAIsystems:
?Spam?lters.
?AI-enabledvideogames.
*Furtherspeci?cobligationstogenerativeAIandfoundationmodelswillapplyoutsideofthisrisk-basedapproach
?2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct13
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Unacceptable-riskAIsystems
WhichAIsystemsarecovered?AIsystemsthat
enablemanipulation,exploitationandsocialcontrol
practicesareseenasposinganunacceptablerisk.
ThiscategoryprohibitsAIforthefollowingpurposes:
?ManipulationthatharmsorislikelytoharmanAIuseroranotherperson.
?Exploitingvulnerabilitiesofaspeci?cgroupofpersons.
?Socialscoringleadingtodetrimentalorunfavorabletreatmentinsocialcontexts.
?Indiscriminatescrapingoffacialimages.
?Emotionrecognitionsoftwareintheworkplaceandeducation(withsomeexceptions).
?UseofAIthatcategorizespersonsbasedon
sensitivetraitssuchasrace,politicalopinionsorreligiousbeliefs.
?Predictivepolicingonindividuals(riskscoringfor
committingfuturecrimesbasedonpersonaltraits).
?Remotebiometricidenti?cationofpeople(partialbanwithsomeexceptionsinlawenforcement).
Whataretheobligationsrelatedtothiscategory?
SincetheAIsystemsinthiscategoryposeanunacceptablerisk,theiruseisprohibited.
High-riskAIsystems
WhichAIsystemsarecovered?AIsystemsthat
negativelyaffectsafetyorfundamentalrightswill
beconsideredhighriskandwillbedividedintotwo
categories:1)AIsystemsthatareusedinproductsfalling
undertheEU’sproductsafetylegislation.Thisincludestoys,aviation,cars,medicaldevicesandelevators.2)AIsystemsfallingintospeci?careasthatwillhavetoberegisteredinanEUdatabase.8Theseinclude:
?Criticalinfrastructure,suchasthesupplyofutilities.
?Educationalandvocationaltraining,forexample,
automatedscoringof—orexclusionfrom—exams.
?Employment,workersmanagementandaccesstoself-employment,forexample,automated
recruitmentandapplicationtriage.
?Accesstoessentialprivateandpublicservices
andbene?ts(e.g.healthcare),creditworthiness
evaluationofnaturalpersons,andriskassessmentandpricinginrelationtolifeandhealthinsurance.
?Law-enforcementsystemsthatmayinterferewithfundamentalrights,suchasautomatedriskscoringregardingpotentialoffenders,deepfakedetectionsoftwareandevidencereliabilityscoring.
?Migration,asylumandbordercontrolmanagement,forexample,veri?cationofauthenticityoftravel
documentsandvisaandasylumapplicationexaminations.
?Administrationofjusticeanddemocratic
processes,forexample,legalinterpretationtoolstoassistjudicialauthorities.
Mostorganizationsusethesehigh-ri
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