債券境外投資者信息變更表(中英文表格模板)

1、 附件4（Annex 4）:債券境外投資者信息變更表Registration Update Form債券賬戶全稱: _Full name of Bond Account: _內(nèi)容 Content變更前Original變更后Updated“債券賬戶全稱-bc”（中英文）Full name of Bond Account-bc” (Chinese & English)“債券賬戶簡稱-bc”（中英文）Short name of Bond Account-bc”(Chinese & English)投資者類型Type of Entity資產(chǎn)管理人名稱Asset Management Name產(chǎn)品到期日

2、變更Fund Maturity DateYYYYMMDDYYYYMMDD境外托管路徑Overseas Custody Structure第一級(jí)Tier 1第二級(jí)（如有）Tier 2(if applicable)第 級(jí)Final托管人名稱（Global）Overseas Custodian NameCMU會(huì)員名稱Name of Participating CMU MemberCMU會(huì)員代碼Member Code of Participating CMU MemberCMU賬戶號(hào)碼CMU sub-account number資金賬戶開戶行Name of Account-opening Bank資金

3、賬戶號(hào)碼Cash Account Number現(xiàn)有交易平臺(tái)信息更新Information update for Existing Platform請根據(jù)需要添加更多交易執(zhí)行機(jī)構(gòu)信息。Add more information if there are multiply trading execution entities交易平臺(tái)名稱Name of Trading Platform機(jī)構(gòu)登錄ID Login ID at Entity level 變更后的ID持有機(jī)構(gòu)是否為申請人或申請人的投資管理人Whether the owner of the updated Login ID is consist

4、ent with applicant entity or applicants Asset Manager是(YES) 注明ID持有機(jī)構(gòu)名稱 Fill in the entitys full name否(NO) 因（原因）申請人確認(rèn)（交易執(zhí)行機(jī)構(gòu)全稱）為實(shí)際交易執(zhí)行機(jī)構(gòu)，并向交易中心申請進(jìn)行相應(yīng)系統(tǒng)設(shè)置。 Due to (reason), we confirm (Entitys fullname) is the Trading Execution Entity and requests CFETS to conduct relevant settings.交易執(zhí)行機(jī)構(gòu)全稱（中英文）Full N

5、ame of Trading Execution Entity (Chinese & English)交易執(zhí)行機(jī)構(gòu)簡稱（中英文）Short Name of Trading Execution Entity (Chinese & English)交易平臺(tái)信息 Access Platform Information請選擇 Please Select 變更交易平臺(tái) Access Platform Switch (請?zhí)顚懙谝徊糠?Please fill in Part 1) 新增交易平臺(tái)Add New Access Platform (請?zhí)顚懙诙糠?Please fill in Part 2) 刪減

6、交易平臺(tái) Delete Access Platform (請?zhí)顚懙谌糠?Please fill in Part 3)第一部分 Part 1變更交易平臺(tái) Access Platform Switch 變更交易平臺(tái)Switch Trading Platform由 From:_ 變?yōu)門o:_ 備注：交易員在現(xiàn)有交易平臺(tái)上的信息將會(huì)在債券通項(xiàng)下被停用。同時(shí)，交易員在新的交易平臺(tái)上的注冊信息會(huì)被激活。請?zhí)顚懰邢鄳?yīng)的信息以便于系統(tǒng)對接。Note: Traders registered under existing/old access platform for Bond Connect will be

7、 deactivated. Traders to be registered under new platform will be activated. Please fill in all fields for successful mapping.現(xiàn)有平臺(tái) Existing Platform 新平臺(tái) New Platform交易平臺(tái)名稱Name of Trading Platform機(jī)構(gòu)登錄IDLogin ID at Entity levelID持有機(jī)構(gòu)名稱Entity owner of Login ID交易員信息 Trader Information本部分允許投資者添加、刪除或遷移交易員

8、。請根據(jù)需要添加更多交易員信息。This section allows investors to add, delete or migrate traders. Please add additional sections if extra traders information is required. 交易員遷移（在新平臺(tái)上新增，在現(xiàn)有平臺(tái)上刪除）Trader Migration (To be activated on New Platform & deactivated from Existing Platform)交易員1 姓名Full Name of Trader 1國籍Nation

9、ality辦公電話Office Telephone電子郵箱Email交易平臺(tái)用戶IDTraders Login ID of Trading Platform(s)變更前 Before Amendment_ (現(xiàn)有平臺(tái)Existing Platform) ID: 變更后 After Amendment_ (新平臺(tái)New Platform) ID:交易員 新增（現(xiàn)有平臺(tái)上未設(shè)置該用戶，現(xiàn)在新平臺(tái)上新增）Trader Addition (No prior registrations. To be activated on New Platform)交易員1 姓名Full Name of Trader

10、 1國籍Nationality辦公電話Office Telephone電子郵箱Email交易平臺(tái)用戶IDTraders Login ID of Trading Platform(s)_ (新平臺(tái)New Platform) ID:交易員 刪除（現(xiàn)有平臺(tái)上解激活該用戶，新平臺(tái)上不新增）Trader Deletion (Deactivate on Existing Platform & will not be activated on New Platform)交易員1 姓名Full Name of Trader 1國籍Nationality辦公電話Office Telephone電子郵箱Email

11、交易平臺(tái)用戶IDTraders Login ID of Trading Platform(s)_ (現(xiàn)有平臺(tái)解激活Deactivate on Existing Platform) ID: 第二部分 Part 2 新增交易平臺(tái)Add New Access Platform 新增交易平臺(tái) Add Trading Platform(s)：_備注：適用于投資者新增交易平臺(tái)信息。請?zhí)顚懰邢鄳?yīng)的信息以便于系統(tǒng)對接。Note: Applicable for investors registering for an additional access platform. Please fill in all

12、 fields for successful mapping.現(xiàn)有平臺(tái) Existing Platform 新增平臺(tái) New Platform交易平臺(tái)名稱Name of Trading Platform機(jī)構(gòu)登錄IDLogin ID at Entity levelID持有機(jī)構(gòu)名稱Entity owner of Login ID交易員信息 Trader Information本部分允許投資者添加新平臺(tái)上的交易員信息。請根據(jù)需要添加更多交易員信息。This section allows investors to activate all traders registered at new acces

13、s platform for Bond Connect. Please add additional sections if extra traders information is required.交易員新增（在新平臺(tái)上新增, 現(xiàn)有平臺(tái)上的賬戶仍處于激活狀態(tài)）Trader Addition (To be activated on New Platform. Account remains activated for Existing Platform.)交易員1 姓名Full Name of Trader 1國籍Nationality辦公電話Office Telephone電子郵箱Emai

14、l交易平臺(tái)用戶IDTraders Login ID of Trading Platform(s)_ (現(xiàn)有平臺(tái)Existing Platform) ID: _ (新增平臺(tái)New Platform) ID:第三部分 Part 3 刪減交易平臺(tái) Delete Access Platform 刪減交易平臺(tái) Delete Trading Platform(s)：_ 備注：適用于投資者停止使用該平臺(tái)。但非退市。Note: Applicable for investors terminating the use of a specific Access Platform only. This is not

15、 for exiting Bond Connect.現(xiàn)有平臺(tái) Existing Platform 交易平臺(tái)名稱Name of Trading Platform機(jī)構(gòu)登錄IDLogin ID at Entity levelID持有機(jī)構(gòu)名稱Entity owner of Login ID交易員信息 Trader Information本部分允許投資者列出所有停止使用的交易員信息。請根據(jù)需要添加更多交易員信息。 This section allows investors to list all traders in the access platform to be deactivated. Please add additional sections if extra traders information is required. 交易員 刪除（現(xiàn)有平臺(tái)上解激活該用戶）Trader Deletion (Deactivate on Existing Platform)交易員1 姓名Full Name of Trader 1國籍Nationality辦公電話Office Telephone電子郵箱Email交易平臺(tái)用戶IDTraders Login ID of