供應(yīng)商品質(zhì)系統(tǒng)稽核表　自評(píng)稽核用

十三、產(chǎn)品HSPM管理ProductHSPMmanagement,,,,符合比率(Avgscore):[,#DIV/0!,],Counts:,0

,,,,單項(xiàng)小計(jì)(Subtotal):[,0,],,

"序號(hào)

NO.","審核依據(jù)

Item","審核內(nèi)容

AuditContents","審核方法

Records","審核結(jié)果記錄

AuditEvidences/FindingsDescription",,,,"得分

Score"

,,,,,,,,,

131,"4.1理解組織及其環(huán)境Understandtheorganizationanditsenvironment

","公司是否識(shí)別、確定影響其HSPM體系實(shí)現(xiàn)HSF目標(biāo)預(yù)期結(jié)果的各種外部和內(nèi)部因素？是否對(duì)這些外部和內(nèi)部因素的相關(guān)信息進(jìn)行監(jiān)視和評(píng)審？

DoesthecompanyidentifyanddeterminevariousexternalandinternalfactorsinfluencingtheHSPMsystemachieveHSFgoal'sexceptedresult?Whethermonitorandreviewtherelevantinformationoftheexternalandinternalfactors?",外部因素:客戶HSF規(guī)格&法律法規(guī)識(shí)別;內(nèi)部因素:HS風(fēng)險(xiǎn)識(shí)別表Externalfactors:CustomerHSFSpec.andrelatedlawandregulation'sidentificationInternalfactor:HSriskidentificationtable,,,,,

132,4.2理解相關(guān)方的需求和期望Understandtheneedsandexpectationsofrelatedparties,"公司是否確定了與HSPM體系有關(guān)的所有相關(guān)方的HS和相關(guān)要求？是否持續(xù)監(jiān)視和評(píng)審環(huán)境法律法規(guī)要求，以及WUS等相關(guān)方HS要求的更新信息？

DoesthecompanydeterminethehazardoussubstanceandrelatedrequirementsofallpartiesinvolvedintheHSPMsystem?WhethercontinuouslymonitorandreviewenvironmentallawsandregulationsandupdatedHSinformationrequiredbyWUSandotherparties?","客戶HSF規(guī)格清單&法律法規(guī)清單

CustomerHSFspecificationlist&lawsandregulationslist",,,,,

133,"6.2.1HSF目標(biāo)

HSFgoal","公司是否已建立HSF目標(biāo)？HSF目標(biāo)是否包含減少或消除過(guò)程或產(chǎn)品中已識(shí)別和使用的有害物質(zhì)的時(shí)間表？

HasthecompanyestablishedHSFgoal?Doesthegoalincludeatimelinetoreduceoreliminateidentifiedandusedhazardoussubstancesintheprocessorproduct?","查閱相關(guān)文件和HS消減計(jì)劃

RefertorelevantdocumentsandHSreductionplan",,,,,

134,"7.2能力

Competency","如何確保從事影響產(chǎn)品HSF崗位的人員是能夠勝任的？是否制定了相應(yīng)的崗位任職要求以確保人員的能力？

HowtoensurethatthepeopleintheHSFpositionsaffectingtheproductarecompetent?

Arethejobrequirementsestablishedtoensurethecompetencyofthestaff?","查閱崗位職責(zé)說(shuō)明書(shū)

Refertothejobdescription",,,,,

,,"是否有按計(jì)劃對(duì)人員進(jìn)行相應(yīng)的培訓(xùn)，如何評(píng)價(jià)培訓(xùn)的有效性，實(shí)際培訓(xùn)效果如何？是否保持了相關(guān)的教育、培訓(xùn)、技能和經(jīng)驗(yàn)的記錄？Doyouhavethecorrespondingtrainingforthepersonnelasplanned,howtoevaluatetheeffectivenessofthetraining,andwhatistheactualtrainingeffect?Arerecordsofrelevanteducation,training,skillsandexperiencemaintained?","查閱培訓(xùn)記錄

Refertotrainingrecords",,,,,

,,,,,,,,,

"序號(hào)

NO.","審核依據(jù)

Item","審核內(nèi)容

AuditContents","審核方法

Records","審核結(jié)果記錄

AuditEvidences/FindingsDescription",,,,"得分

Score"

,,,,,,,,,

135,7.1資源Resources,"公司是否有根據(jù)已確定的HSF要求配置測(cè)試設(shè)備？是否有按照國(guó)際或國(guó)家測(cè)量標(biāo)準(zhǔn)對(duì)測(cè)量設(shè)備進(jìn)行校準(zhǔn)或驗(yàn)證？是否有設(shè)備的操作說(shuō)明和判定標(biāo)準(zhǔn)？

IsthecompanyequippedwiththetestequipmentaccordingtotheconfirmedHSFrequirements?Isthemeasuringequipmentcalibratedorvalidatedaccordingtointernationalornationalmeasurementstandards?Arethereoperatinginstructionsandcriteriafortheequipment?","查閱校準(zhǔn)和點(diǎn)檢記錄

Refertothecalibrationandcheckrecord",,,,,

136,"8.2.1顧客溝通

Customercommunication

","當(dāng)內(nèi)外部客戶投訴有害物質(zhì)不合格時(shí)，公司是否有制定應(yīng)急措施來(lái)溝通、處理、解決問(wèn)題？

Wheninternalandexternalcustomerscomplainabouttheunqualifiedhazardoussubstances,doesthecompanyhavetheemergencyactiontocommunicate,handleandsolveproblems?","查閱文件、應(yīng)急計(jì)劃

Refertodocuments,EmergencyResponsePlan",,,,,

137,"8.4.2控制類型和程度Controltypeandlevel

","公司是否只從合格供應(yīng)商處采購(gòu)確認(rèn)過(guò)的HSF產(chǎn)品和服務(wù)？是否與供應(yīng)商簽署了有關(guān)的產(chǎn)品HSF環(huán)保協(xié)議？

IsthecompanyonlypurchasingconfirmedHSFproductsandservicesfromqualifiedsuppliers?HaveyousignedtherelevantHSFenvironmentalprotectionagreementwiththesupplier?","查閱采購(gòu)訂單、合格供應(yīng)商名冊(cè)、環(huán)保協(xié)議Refertopurchaseorders,Qualifiedsupplierlist、EnvironmentalProtectionAgreement",,,,,

,,公司文件是否有規(guī)定對(duì)供應(yīng)商進(jìn)行HSF符合性稽核，并有按文件規(guī)定進(jìn)行實(shí)施？當(dāng)供應(yīng)鏈發(fā)生變更時(shí)，是否有規(guī)定對(duì)供應(yīng)商及供貨產(chǎn)品的符合性重新進(jìn)行確認(rèn)？DoesthecompanydocumentprovideforanHSFcomplianceauditofthesupplierandimplementitaccordingtothedocument?Istherearequirementtoreconfirmsupplierandproductcompliancewhensupplychainchanges?,"查閱文件、供應(yīng)商稽核報(bào)告

Refertodocumentsandsupplierauditreports",,,,,

138,8.4.3提供給外部供方的信息Informationprovidedtoexternalsuppliers,"公司是否有要求供應(yīng)商提交供貨產(chǎn)品的第三方HSF測(cè)試報(bào)告并在交貨時(shí)張貼正確的HSF符合性標(biāo)識(shí)？

Doesthecompanyrequiresupplierstosubmitproduct'sthird-partyHSFtestreportandpostthecorrectHSFcompliancemarkondelivery?","查閱供應(yīng)商HSF測(cè)試報(bào)告明細(xì)、現(xiàn)場(chǎng)確認(rèn)

ChecksupplierHSFtestreportdetailsandon-siteconfirmation",,,,,

139,8.5.1生產(chǎn)和服務(wù)提供的控制Productionandservicecontrol,"公司對(duì)RoHS和非RoHS產(chǎn)品，有鹵和無(wú)鹵產(chǎn)品是否有區(qū)分生產(chǎn)？是否采取有效措施(如分線生產(chǎn)、清線清洗、產(chǎn)品驗(yàn)證等)避免制程中有害物質(zhì)交叉污染？IsthereadistinctionproducingbetweenROHSandNon-RoHsproducts,halogenandnon-halogenproducts?Doyoutakeeffectiveaction(suchasdividinglineproduction,cleaning,productverification,etc.)toavoidcrosscontaminationofhazardoussubstanceintheprocess?","查閱文件,管控記錄和現(xiàn)場(chǎng)作業(yè)

Refertodocuments，recordsandon-sitework",,,,,

,,,,,,,,,

"序號(hào)

NO.","審核依據(jù)

Item","審核內(nèi)容

AuditContents","審核方法

Records","審核結(jié)果記錄

AuditEvidences/FindingsDescription",,,,"得分

Score"

,,,,,,,,,

140,"8.5.2標(biāo)識(shí)和可追溯性

Identificationandtraceability","公司是否按照有害物質(zhì)控制方面的要求標(biāo)識(shí)產(chǎn)品？產(chǎn)品是否有可追溯的唯一輸出標(biāo)識(shí)？Doesthecompanypostlabelonproductsfollowingtherequirementofhazardoussubstancecontrol?Doestheproducthavetraceableuniqueoutputidentification?

","查閱文件和現(xiàn)場(chǎng)作業(yè)

Refertodocumentsandon-sitework",,,,,

141,"9.1監(jiān)視、測(cè)量、分析和評(píng)價(jià)Monitoring,measurement,analysisandevaluation","是否有在各個(gè)階段制定了有害物質(zhì)的測(cè)試頻率,包括來(lái)料、制程、成品？是否有按要求執(zhí)行測(cè)試并對(duì)測(cè)試數(shù)據(jù)進(jìn)行分析和評(píng)價(jià)？

Isthetestfrequencyofhazardoussubstancedevelopedateachstageincludingincoming,manufacturingprocessandfinishedproduct?IsHSFtestperformedasrequired?Istestdataanalyzedandevaluated?","查閱文件和現(xiàn)場(chǎng)作業(yè)

Refertodocumentsandon-sitework",,,,,

142,"8.5.6更改控制

Changecontrol","公司是否有對(duì)可能改變產(chǎn)品HSF特性的更改進(jìn)行評(píng)審、驗(yàn)證（必要時(shí)）和控制，以確保對(duì)HSF要求的持續(xù)符合性？

Doesthecompanyreview,verify(ifnecessary)andcontrolchangesthatmayaltertheproduct'sHSFcharacteristicstoensurecontinuedconformitytoHSFrequirements?","查閱文件和有關(guān)記錄

Refertodocumentsandrecords",,,,,

143,"8.7不合格輸出的控制

Nonconformingoutputcontrol","公司是否對(duì)有害物質(zhì)不合格產(chǎn)品進(jìn)行識(shí)別，將其與合格產(chǎn)品隔離，并防止誤用或誤交付？

DoesthecompanyidentifyHSnonconformingproduct,isolateitfromqualifiedproduct,andpreventmisuseordelivery?","查閱現(xiàn)場(chǎng)作業(yè)和有關(guān)記錄

Refertoon-siteworkandrelevantrecords",,,,,

,,"如果在交付后