IATF第四版認(rèn)可規(guī)則講義

StrengtheningtheValue

&CredibilityofTS16969

強化TS16949的價值和可信性

“RaisingtheBar”

“提高門檻”

Rules4th

Edition第四版認(rèn)可規(guī)則IATFGlobalCertificationBodyConferenceTroy,Michigan1DaleHammer–IAOBOversightofficeWhyaRules4th?

為何要有第四版認(rèn)可規(guī)則

Rules3rdwasreleasedon1stOctober2008

第三版認(rèn)可規(guī)則在2008年十月一日發(fā)布

DifferencesininterpretationandexecutionhavebeenevidentacrossCertificationBodies,Auditors,andevenOversights

不同認(rèn)證機構(gòu),審核員,甚至監(jiān)督辦公室間有著明顯的解釋和執(zhí)行差異Clarification/Remediationwasoftenrequired

經(jīng)常需要進行澄清/補救22SanctionedInterpretationswereissued發(fā)布了22條認(rèn)可解釋16FrequentlyAskedQuestions發(fā)布了16條常見問題問答AsignificantnumberofwaiversweregrantedtoCertificationBodieswhichaddedtothevariationamongCBsandOversights大量的偏差申請更增加了各認(rèn)證機構(gòu)和監(jiān)督辦公室間的變差I(lǐng)ATFGlobalCertificationBodyConferenceTroy,Michigan2WhatKindofVariation?

有何種變差?FeedbackfromCBsandAuditors

來自認(rèn)證機構(gòu)和審核員的反饋OversightAistougher/morestrictthanOversightB監(jiān)督辦公室A比監(jiān)督辦公室B嚴(yán)厲/更嚴(yán)格Afteramerger/acquisition,whentheacquiredCBwaspreviouslywithOversightAtheywereabletodothingsacertainway.Nowthatthey‘repartofanotherCBandlinkedtoadifferentOversight,they‘renolongerallowedtooperateinthesamemanner.

認(rèn)證機構(gòu)并購后新的監(jiān)督辦公室不允許原先監(jiān)督辦公室認(rèn)可的一些做法ObservationswithinIATFandOversight來自IATF及監(jiān)督辦公室的觀察結(jié)果

DifferencesinRules3rdinterpretationsamongOversightsandIATFmembers,i.e.,shiftauditingofmanufacturingprocesses

不同監(jiān)督辦公室和IATF成員間對第三版認(rèn)可規(guī)則的不同解釋,如,對制造過程不同班次的審核IATFGlobalCertificationBodyConferenceTroy,Michigan3ExpectationshaveChanged

期望在變化TheAutomotiveSupplyBasehaschangeddramatically汽車供應(yīng)渠道的變化引人注目Suppliershaverespondedtoglobalcompetitionandsignificanteconomicchallenges供應(yīng)商面對全球競爭和經(jīng)濟挑戰(zhàn)Theglobalfootprintreflectsthedynamicchanges

全球化帶來強勁的變革TScertificategrowthhasbeenlargelyinAsiaPacificwhichnowaccountsforalmosttwo-thirdsoftheTSmarket,withChinaaccountingforoverone-thirdoftheglobalTSmarket

亞太地區(qū)的TS證書量強勁增長約占總量的三分之二,中國的TS證書量已占到三分之一Inresponse,KeyStakeholdersexpectmorefromTS16949

同時,主要股東們期待TS16949帶來更多CompliancetotheStandardisarequirement...it’sbecomethepriceofentry

符合標(biāo)準(zhǔn)是基本要求…是市場進入的代價TSCertificationmustequatetoGoodorImprovingSupplierPerformance

TS認(rèn)證必須與好的或不斷改善的供應(yīng)商業(yè)績相對應(yīng)ExpectationsarethatpoorperformingSuppliersshouldnotbeTSCertified

期待著業(yè)績不好的供應(yīng)商將不會通過TS認(rèn)證IATFGlobalCertificationBodyConferenceTroy,Michigan4Howdoweknow

ExpectationshaveChanged?

我們?nèi)绾沃獣云谕谧兓疶SStakeholdersoftenask:TS股東們經(jīng)常詢問:HowcanaSupplierwithaTScompliantQualityManagementSystembeapoorperformingsupplier?

為什么通過TS質(zhì)量管理體系認(rèn)證的供應(yīng)商業(yè)績?nèi)绱瞬?

Isn‘tpartoftheTSCertificationprocesssupposedtoassesstheeffectivenessoftheSupplier‘sQualityManagementSystem?

TS認(rèn)證過程中是否應(yīng)該評估了供應(yīng)商質(zhì)量管理體系的有效性?HowdoesaSupplier’sperformancetotheCustomerweighintotheevaluationoftheSupplier’sQualityManagementSystemeffectiveness?

在評估供應(yīng)商質(zhì)量管理體系有效性時如何權(quán)衡供應(yīng)商對顧客的業(yè)績?Haveyoueverhadtoanswerthequestion,你是否回答過這個問題,“HowdidthisSuppliergetTSCertified?”“這家供應(yīng)商如何通過的TS認(rèn)證?”IATFGlobalCertificationBodyConferenceTroy,Michigan5“DoesEveryoneGetCertified?”“是否誰都可以獲得認(rèn)證?”IATFGlobalCertificationBodyConferenceTroy,Michigan6HowWillRules4thImprove

TSValue&Credibility?

第四版認(rèn)可規(guī)則如何提升TS價值和可信性ThemissionofRules4thistoaddvalueandstrengthenthecredibilityinTSCertification第四版認(rèn)可規(guī)則的使命就是提升價值,增強TS認(rèn)證可信性Rules4threquiresstrongeroversightofTSCertificationactivitybyCBContractedOfficesandincreasedengagementoftopCBleaders強化監(jiān)督認(rèn)證機構(gòu)簽約辦公室的TS認(rèn)證活動,增強高層領(lǐng)導(dǎo)介入Rules4themphasizestheimportanceoftheCB‘sVetoPowerandCertificateDecisionActivities

強調(diào)CB否決權(quán)和認(rèn)證決定活動的重要性ThefocusonCB,Client,andCustomerPerformanceisstrengthened關(guān)注認(rèn)證機構(gòu),客戶,和顧客的業(yè)績Variationisreduced減少變異:Rules3rdlessonslearnedhavebeenapplied

吸取了第三版認(rèn)可規(guī)則的經(jīng)驗教訓(xùn)IncreasedunderstandingandalignmentamongIATFmembersandOversight

增強了IATF成員和監(jiān)督辦公室間的理解和一致性IATFGlobalCertificationBodyConferenceTroy,Michigan7WhataretheMajorChanges

fromRules3rd?

與第三版認(rèn)可規(guī)則的主要變化Roles&ResponsibilitiesoftheCBContractedOfficehavebeenstrengthened

增強CB簽約辦公室作用和職責(zé)ManagementReviewrequirementsaremuchmoreprescriptive

管理評審要求更加規(guī)范ImprovedrequirementsfortheCB‘sInternalSystemAuditandWitnessAuditprocessesmakethemmoremeaningfulandvalueadded完善CB內(nèi)部體系審核和見證審核要求,使其更有意義和價值A(chǔ)uditPlanning,On-siteAuditExecution,andAuditReportrequirementsaremoreprescriptiveandmorevalueaddedtoCBs,ClientsandtheIATF

審核策劃,現(xiàn)場審核實施及審核報告要求更加規(guī)范,增值于CB,客戶及IATFPerformancetotheCustomerisemphasizedthroughoutRules4th

始終強調(diào)對顧客的業(yè)績IATFGlobalCertificationBodyConferenceTroy,Michigan8WhataretheMajorChanges

fromRules3rd?

與第三版認(rèn)可規(guī)則的主要變化TheimportanceofauditingoftheManufacturingProcesshasbeenraisedandismuchmoreprescriptive

提升對制造過程審核的重要性,審核更加規(guī)范ManufacturingSiteExtensionsareeliminated

取消制造現(xiàn)場延伸場所NonconformityManagementismoreprescriptivewithadditionalemphasisandrequirements

不符合管理更加規(guī)范,增加新的重點和要求Suspensiondecisionsandtherequirementsassociatedwiththemaremoreprescriptive

暫停決定和要求更加規(guī)范IATFGlobalCertificationBodyConferenceTroy,Michigan9HowwillRules4th

RaisetheBar?

第四版認(rèn)可規(guī)則如何提高門檻?Rules4thputsemphasisonthequalityofTSCertificationactivity(executionandresults)...

第四版認(rèn)可規(guī)則強調(diào)TS認(rèn)證活動(執(zhí)行及結(jié)果)的質(zhì)量…“Whatismeasuredgetsdone!”“落實各項測量!”Rules4thfocusesallStakeholdersonperformancemeasurement,andhowitaffectsresults...第四版認(rèn)可規(guī)則關(guān)注所有股東對業(yè)績的測量,以及如何影響相關(guān)結(jié)果…HowdiditinfluencetheAuditPlan?如何影響審核計劃?HowdiditimpacttheExecutionoftheAuditPlan?如何影響審核計劃的執(zhí)行?HowdiditaffecttheVetoPower/CertificateDecision?如何影響否決權(quán)/認(rèn)證決定?IATFGlobalCertificationBodyConferenceTroy,Michigan10Rules4th

RaisestheBar

第四版認(rèn)可規(guī)則-提高門檻Twoexpectedoutcomes:兩個期望的結(jié)果:SupplyBaseperformanceandTSCertificationarealigned

供貨業(yè)績與TS認(rèn)證相互映證Eliminatetheperceptionthat“EveryonegetsaCertificate”

打消”誰都可獲證”的觀念I(lǐng)ATFGlobalCertificationBodyConferenceTroy,Michigan11WhenwillRules4th

becomeEffective?

第四版認(rèn)可規(guī)則何時生效Rules4thbecomesfullyeffectiveonApril1,2014

第四版認(rèn)可規(guī)則于二零一四年四月一日全面生效Whatdoesthismean?全面生效意味著:Everyonetrained全員培訓(xùn)完成AllProcesses&Proceduresupdatedandimplemented

全部過程和程序更新完成并被實施AllRules4thRequirementsmetbeginningApril1

所有第四版認(rèn)可規(guī)則要求從四月一日開始得以滿足Noimplementationwaivers

沒有實施的偏離放棄IATFGlobalCertificationBodyConferenceTroy,Michigan12Rules4thAuditorTraining&Testing第四版認(rèn)可規(guī)則審核員培訓(xùn)和考試IATFGlobalCertificationBodyConferenceTroy,Michigan13NewRequirementsandClarificationsForAuditorTraining&Testing審核員培訓(xùn)和考試的新要求及說明CherieReiche–IAOBOversightofficeAuditorDevelopmentProcess

審核員開發(fā)過程ProctoredADPtestingwillcontinuethrough20December2013監(jiān)考ADP考試?yán)^續(xù)開放到

2013年12月20日(參見referenceCBCommuniqué2013-007)In2013,weutilizedthesevenuesandwilladdasrequiredin2014(startingMay2014onward)2013年我們采用了如下考試地點,2014年將根據(jù)需要做相應(yīng)增加(五月開始):IATFGlobalCertificationBodyConferenceTroy,Michigan14152013ProctoredADPsessions2013監(jiān)考ADP課程情況ADP(Requalification)

ADP(資格再確認(rèn))PerCBCommuniqué2013-007,theIATFwilltemporarilysuspendtheproctoredassessmenttestingonlyforexistingcredentialedauditors(requalificationprocess)from

21December2013through30April2014.

根據(jù)CB公告2013-007,IATF將從2013年12月21日至2014年4月30日臨時暫停針對現(xiàn)行審核員(再確認(rèn)過程)的監(jiān)督評估考試Thetemporarysuspensionofproctoredassessmentsincludesexistingauditorretaketestingaswell.包括補考的審核員Auditorsimpactedbytheproctoredassessmenttestingsuspensionwillbegrantedanautomaticcredentialextensionof5monthsfromtheirexistingexpirydate.受影響的審核員將自動獲得5個月的延期Note:AuditorsarestillallowedandencouragedtoundertaketrainingdevelopmentbyutilizingtheIATFADPtrainingmodulesduringthistimeperiod.注:該期間仍可進入ADP培訓(xùn)模塊.IATFGlobalCertificationBodyConferenceTroy,Michigan16CredentialExtensionsGranted

資格有效期延長Examplesofcredentialextensionsforexistingcredentialedauditorsimpactedbythe21December2013–30April2014suspensionofproctoredassessmenttesting:

受影響審核員有效期延長的示例:Auditorsareencouraged,asalways,totestatleastamonthortwobeforetheirexpirydatetoallowforretakeopportunities.

審核員均需在資格有效期到期前至少一二個月參加考試以便預(yù)留補考的機會.IATFGlobalCertificationBodyConferenceTroy,Michigan17AuditorNameCurrentExpiryDateRevisedExpiryDateAuditorNo.112January201412June2014AuditorNo.218February201418July2014AuditorNo.328April201428September20145months18ExistingADPmaterialsrevised現(xiàn)行ADP教材修訂TranslationofmodificationstoexistingandnewADPmaterials;Provideauditorextensionsasrequired翻譯修訂的和新的ADP教材確定審核員資格延期Rules4moduledevelopment?？扉_發(fā)LaunchRules4modules發(fā)布規(guī)則四模塊2013MayJunJulAugSeptOctNovDec2014JanFebMarAprMayTranslationRules4module模快翻譯NewAuditormaterialsrevised新審核員教材修訂TranslationNewAuditormaterialrevisions翻譯新教材NewAuditortrainingandassessmentsbeginJanuary20142014年1月開始新審核員培訓(xùn)和評估LaunchmodifiedmaterialsonliveADPproductionsite在ADP網(wǎng)絡(luò)發(fā)布修訂的教材Rules4TrainingPlan

規(guī)則四培訓(xùn)計劃#1#2#3ActiveauditorsintheADPasof31December2013mustcompletethetrainingandinitial1sttakeoftheQuizby31March2014.2013年12月31日前有效的審核員必須在2014年3月31日前完成培訓(xùn)和測驗Rules4Training/QuizModules

規(guī)則四培訓(xùn)/測驗?zāi)KAvailablemid-January2014ontheIATFADP:

2014年1月中旬就可進入IATFADP系統(tǒng):

/

EmailblastwillbesenttotheactiveIATFADPauditorsandnon-auditorCBVetoPowersoncethemodulesareopenasacourtesyreminder一旦模塊完成,現(xiàn)行IATFADP審核員及非審核員資格的否決權(quán)人員都將收到提醒郵件ThereisNOcosttotheauditor(s)orCB(s)forthistrainingandquizdevelopmentopportunity此項培訓(xùn)和測驗沒有費用要求IATFGlobalCertificationBodyConferenceTroy,Michigan19Rules4Training/Quiz

規(guī)則四培訓(xùn)/測驗Allactiveauditors(andnon-auditorCBVetoPowers)intheIATFADP(asof31December2013)arerequiredtotakeboththetrainingandquizmodulesby31March2014(initialtakeofbothmodules)

所有IATFADP有效審核員(按2013年12月31日計算)都需要在2014年3月31日前(首次)完成培訓(xùn)和測驗?zāi)KThoseauditorsarerequiredtoachieve“pass”statusonthequiz(whichis80%orabove)by30June2014

審核員需要在2014年6月30日前達到測驗”通過”狀態(tài)(80%及以上)Quizhas3additionalretakeopportunities(aftertheinitialtake)

測驗有3次補考機會(首次測驗之后)Quizisunproctored,openbook,andcanbestoppedandstartedovermultipledays測驗為不監(jiān)考,開卷,

可在多天內(nèi)停止和開始Ifapersonfailstosuccessfullypassthequiz(afterexhaustingtheinitialand3additionalretakeopportunities),theauditor’scredentialsaresubjecttodeactivation

如果最終不能成功通過測驗,資格將被取消.IATFGlobalCertificationBodyConferenceTroy,Michigan20Rules4Training/Quiz

規(guī)則四培訓(xùn)/測驗Auditors(andnon-auditorCBvetoPowers)enteringtheIATFADP(oncesponsoredbyaCB)anytimeAFTER31December2013willhave3monthsafterbeingsponsoredintheADPtocompletetheRules4trainingandquizmodules(thisistheirinitialtakedeadlineforbothmodules).在2013年12月31日后(經(jīng)CB推薦)進入IATFADP的審核員(及非審核員資格的CB否決權(quán))將有3個月的時間來完成規(guī)則四的培訓(xùn)和測驗?zāi)K(首次完成這兩個模塊的截止時間)Afterapersonhascompletedtheinitialtakeofbothmodules,thenwithin3monthsfromthatdatetheywillberequiredtoachieve“pass”statusonthequiz(includingallretakes)

在首次完成這兩個模塊后,在后續(xù)三個月之內(nèi)需要達到測驗”通過”狀態(tài)(包括所有補考).Thosewhodonotcompletethetrainingandquizmoduleswithinthedefinedtimingaresubjecttodeactivation

在規(guī)定時間內(nèi)無法完成培訓(xùn)和測驗?zāi)K的人員將會被取消資格.IATFGlobalCertificationBodyConferenceTroy,Michigan21Rules4Training/Quiz

規(guī)則四培訓(xùn)/測驗ExampleTimingforauditorssponsoredintheIATFADPafter

31December2013–2013年12月31日后IATFADP對審核員的時間要求示例IATFGlobalCertificationBodyConferenceTroy,Michigan22AuditorName:AuditorEntersADP(EntryFeePaid):Initial(1st)takeofTraining/QuizModulesDue:RequiredtoAchievePassonQuizby:AuditorNo.15June20145September20145December2014AuditorNo.23September20143December20143March2015AuditorNo.38November20148February20158May20153months3monthsRules4Training/Quiz

規(guī)則四培訓(xùn)/測驗Continualpersonaldevelopment(CPD)creditCPD小時積分計算TheRules4thtrainingmoduleandRules4thquizmodulecombinedareworthsix(6)hoursofstructuredCPD

規(guī)則四培訓(xùn)和測驗?zāi)K一起可計算六小時的結(jié)構(gòu)化CPDOncetheinitialtakecreditisgiven,noadditionalhourscanbeclaimedforretakingtheRules4thtrainingmoduleorquizmodule

初次積分計算后,補考小時不再計算CountingtheseapprovedstructuredCPDhoursformultipleyearsisnotallowed

不允許跨年計算IATFGlobalCertificationBodyConferenceTroy,Michigan23NewAuditor(InitialQualification)

新審核員(初次資格認(rèn)可)DuetoRules4thmaterialrevisions,theIATFhastemporarilysuspendedtheface-to-facetrainingandtestingfornewauditorcandidates(initialqualificationprocess)fromendofSeptember2013throughearlyJanuary2014.

由于規(guī)則四教材修訂,IATF從2013年9月底至2014年1月初暫停了對新審核員候選人(初次資格認(rèn)可過程)的面對面培訓(xùn)和考試Thetemporarysuspensionoftestingincludesnewauditorretakesaswell.暫停也同時針對新審核員的補考.Face-to-facetrainingandtestingfornewauditorcandidates(initialqualificationprocess)willbeavailableinearlyJanuary2014.

針對新審核員(初次資格認(rèn)可過程)的面對面培訓(xùn)和考試于2014年1月上旬開始Note:Duetotranslationwork,somelanguageswillnotbeavailableuntiltheendofFebruary2014.

注:由于翻譯工作量,有些語種的培訓(xùn)將會到2014年2月底才能開始.IATFGlobalCertificationBodyConferenceTroy,Michigan24NCManagementandProcess

ApproachTrainingModuleUpdates

不符合管理和過程方法培訓(xùn)模塊更新Revisedmaterialsavailablemid-May2014ontheIATFADP:修訂教材于2014年五月中旬在IATFADP可用:

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EmailblastwillbesenttotheactiveIATFADPauditorsandnon-auditorCBVetoPowersoncetherevisedmodulesareopeninformingauditorstotakethese2revisedmodulesby31December2014

一旦這兩個模塊修訂完成,現(xiàn)行IATFADP審核員及非審核員資格的否決權(quán)人員都將收到提醒郵件以通知審核員在2014年12月31日前完成培訓(xùn)Again,thereisNOcosttotheauditor(s)orCB(s)forthisadditionalre-trainingopportunity

同樣,此項培訓(xùn)沒有費用要求IATFGlobalCertificationBodyConferenceTroy,Michigan25NCManagementandProcess

ApproachTrainingModuleUpdates

不符合管理和過程方法培訓(xùn)模塊更新Continualpersonaldevelopment(CPD)creditCPD小時積分AspreviouslydefinedinRulesFAQ4,CPDcreditisallowedforthesetrainingmodules

如規(guī)則FAQ4,此項培訓(xùn)可獲CPD積分TheNCManagementtrainingmoduletakes4hourstocomplete,thusisworth4hoursofstructuredCPD

不符合管理需4小時培訓(xùn),計4CPD小時TheProcessApproachtrainingmoduletakes6hourstocomplete,thusisworth6hoursofstructuredCPD過程方法需6小時培訓(xùn),計6CPD小時Oncethetrainingmoduleretakecreditsaregiven,noadditionalhourscanbeclaimedforthesetwomodules重新培訓(xùn)不計積分CountingtheseapprovedstructuredCPDhoursformultipleyearsisnotallowed不允許跨年計算.IATFGlobalCertificationBodyConferenceTroy,Michigan26Rules4theditionForeword/Introduction第四版認(rèn)可規(guī)則前言/引言IATFGlobalCertificationBodyConferenceTroy,Michigan27NewRequirementsandClarificationstoRules4thedition第四版規(guī)則新要求及澄清事項NorbertHass–VDAQMCOversightOfficeIATFGlobalCertificationBodyConferenceTroy,Michigan28Summaryofthechanges:變化部分概要:VersiondatesofcitedstandardshavebeenremovedthroughouttheRules4thEdition

規(guī)則四中全面去掉了標(biāo)準(zhǔn)引用的版本年份

ForewordandIntroduction

前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan29PublicinformationaboutthevalidityofIATFrecognizedcertificatescanbefoundin有關(guān)IATF認(rèn)可證書的有效性的公共信息可查詢網(wǎng)站Rationale更改原因:

ToprovidealinktotheIATFwebsitewhereanyusercancheckthevalidityofanISO/TS16949certificate.TheuserneedstohavetheIATFnumbertocheckcertificatevalidity.Thewebsitewillonlydisplaythecompany’sname,cityandcountry,andifthecertificateisvalidornot.提供IATF網(wǎng)址鏈接,所有用戶都可檢查ISO/TS16949證書的有效性.

用戶需要知道IATF證書編號來檢查證書有效性.網(wǎng)站將只顯示公司名稱,所在城市和國家,以及證書是否有效.

ForewordandIntroduction

前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan30InexceptionalcaseswhereacertificationbodycannotmeetaspecificrequirementoftheRules,thecertificationbodyshallsubmitawaiverrequestformtotherelevantIATFOversightoffice.Asapplicable,thedetailsofthewaiver(i.e.waivernumber,approvaldate,andapprovalcomments)shallbeenteredintheIATFdatabase.

在特殊情況下，如果認(rèn)證機構(gòu)無法滿足規(guī)則的特定要求，該認(rèn)證機構(gòu)應(yīng)向相關(guān)IATF監(jiān)督辦公室提交一份棄權(quán)申請書。如果適用，棄權(quán)詳情（如：棄權(quán)編號、批準(zhǔn)日期、審批意見等）應(yīng)錄入IATF數(shù)據(jù)庫。Rationale更改原因:RemovedtheduplicationofindividualsentencesinRules3rd

Editionand

createdtheaboveparagraphtocoverallofRules

4thEdition.Addedanew

requirementforthedetailsaboutWaiver去掉了在規(guī)則三中單個句子的重復(fù)而在規(guī)則四中用上面的段落覆蓋所有相關(guān)要求.增加了具體針對棄權(quán)的要求.

ForewordandIntroduction前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan31ComplaintsrelatedtotheIATFcertificationschemecomingfromacertificationbodyorauditormustbesubmittedtotherelevantOversightoffice.認(rèn)證機構(gòu)或?qū)徍藛T對IATF認(rèn)證方案的投訴必須提交給相關(guān)監(jiān)督辦公室Rationale更改原因:OversightofficerequiresofficialrecordofCB/auditorcomplaints.Requestscomingfromauditorstoknowwheretoaddresscomplaints.監(jiān)督辦公室需要正式記錄CB/審核員投訴.審核員想知道何處處理投訴.

ForewordandIntroduction前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan32REMOVED:刪除了:InordertobeconsistentwithISO/IEC17021:2006,theterm“client”replacestheterm“organization”usedinthepreviousRules2ndedition,ISO9001:2000andISO/TS16949:2002.為了和ISO/IEC17021:2006一致，用“客戶”一詞代替之前的第2版規(guī)則，ISO9001:2000和ISO/TS16949:2009里的“組織”Rationale更改原因:TheapplicationofthistermwasestablishedinRules3rdEditionandisnowunderstoodthroughouttheindustry.規(guī)則三建立了該術(shù)語的應(yīng)用,現(xiàn)已被整個行業(yè)所理解.

ForewordandIntroduction前言和引言Eligibilityforcertificationtoiso/ts16949

第一章ISO/TS16949認(rèn)證資格Section1.0IATFGlobalCertificationBodyConferenceTroy,Michigan33NorbertHass–VDAQMCOversightOfficeNewRequirementsandClarificationstoRules4thedition第四版規(guī)則新要求及澄清事項

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格IATFGlobalCertificationBodyConferenceTroy,Michigan34Summaryofthechanges變化部分概要:Reorderedstructureofsection1.0toincluderelevantdefinitionsandfurtherclarification結(jié)構(gòu)調(diào)整,包含了相關(guān)定義和澄清事項

Incorporatedclarificationon“Customer-specifiedproductionparts”集中澄清”顧客指定生產(chǎn)零件”ClarificationthatfablessmanufacturerarenoteligibleforISO/TS16949澄清了無生產(chǎn)線現(xiàn)場不得進行ISO/TS16949認(rèn)證EliminationofsiteextensionswhichdonotlongerexistintheIATFcertificationschemeandRules4thEdition刪除了現(xiàn)場延伸場地,該概念在IATF認(rèn)證方案及規(guī)則四中不再存在Replacementoftheterminology“subscribingcustomer”by“automotivecustomer”用術(shù)語”汽車顧客”替代”推崇顧客”O(jiān)verviewofsection1.0ofRules4thEdition規(guī)則四第一章概述

ThefollowingimportanttermsaresubjecttoclarificationandformthebasisfortheeligibilityforcertificationtoISO/TS16949:澄清為確定ISO/TS16949認(rèn)證資格所使用的重要術(shù)語:Client客戶

Site現(xiàn)場Customer-specifiedproductionparts顧客指定生產(chǎn)零件Manufacturing制造Serviceparts服務(wù)零件Automotive/automotivecustomer汽車/汽車顧客Aftermarketparts售后市場零件Supportingfunctions支持功能

IATFGlobalCertificationBodyConferenceTroy,Michigan35Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格ISO/TS16949definesthequalitymanagementsystemrequirementsforaclientprovidingdesignanddevelopment,productionand,whenrelevant,assembly,installation,andservices(seethedefinitionof“Manufacturing”belowforthelistofservices)ofautomotive-relatedproducts.ISO/TS16949為提供汽車相關(guān)產(chǎn)品的設(shè)計、開發(fā)、生產(chǎn)以及相關(guān)裝配、安裝和服務(wù)（見下文服務(wù)列表“制造”的定義）的客戶規(guī)定了質(zhì)量管理體系要求Whatistobeunderstoodundertheterm“client”?如何理解”客戶”一詞“Client”shallbeunderstoodastheentireentity(includingallrelatedmanufacturingsitesandremotesupportinglocations)applyingforISO/TS16949certification.“客戶”指申請ISO/TS16949認(rèn)證的完整實體（包括所有相關(guān)制造現(xiàn)場和外部支持場所）IATFGlobalCertificationBodyConferenceTroy,Michigan36

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格ISO/TS16949isapplicabletoallsitesofaclientwherecustomer-specifiedproductionpartsand/orservicepartsaremanufactured.ISO/TS16949適用于每一個客戶制造顧客指定生產(chǎn)零件和/或服務(wù)件的所有現(xiàn)場

“Customer-specifiedproductionparts”shallbeunderstoodaspartsthatareanintegralpartofavehicle.Theonlycustomer-specifiedpartsthatdonotmeetthisrequirementbutaretobeincludedarethefollowing:fireextinguisher,carjacks,andfloormats.“顧客指定生產(chǎn)零件”指汽車的組成部分。不符合本要求但是包含在內(nèi)的顧客指定零件只有：滅火器、千斤頂和地墊。“Site”shallbeunderstoodasthelocationatwhichvalue-addedmanufacturingprocessesoccur(seeISO/TS16949,section3.1).FablesssitesarenoteligibleforISO/TS16949certification(seesection10.0).“現(xiàn)場”指發(fā)生增值制造過程的場地（見ISO/TS16949第3.1條）。無生產(chǎn)線現(xiàn)場不得進行ISO/TS16949認(rèn)證IATFGlobalCertificationBodyConferenceTroy,Michigan37

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格Reasonfortheclarificationthat”FablesssitesarenoteligibleforISO/TS16949certification(seesection10.0)”:為什么要澄清”無生產(chǎn)線現(xiàn)場不得進行ISO/TS16949認(rèn)證（見第10.0條）”IATFGlobalCertificationBodyConferenceTroy,Michigan38Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格TheIATFidentifiedanumberofclient′ssitesthatdonotmeetthedefinitionofmanufacturing.IATF察覺到一部分客戶現(xiàn)場不滿足制造的定義Section10clarifies:FablessmanufacturingThedesignanddistributionofproductionpartswhilethefabricationor"fab"oftheproductionpartsisoutsourcedtoaspecializedmanufacturer.Fablesscompaniesseparatethedesignfromthemanufacturingtoconcentrateonresearch,design,development,andtesting.第十章定義:無生產(chǎn)線制造生產(chǎn)零件的制造外包給專業(yè)制造商的生產(chǎn)零件設(shè)計與分配。無生產(chǎn)線公司將設(shè)計和制造分離，以專注于研究、設(shè)計、開發(fā)和測試Onlymanufacturingsiteswhereproductionand/orservicepartsaremanufacturedandsuppliedtoautomotivecustomersareeligibleforISO/TS16949certification.只有為汽車顧客制造并提供生產(chǎn)和/或服務(wù)零件的制造現(xiàn)場有資格進行ISO/TS16949認(rèn)證“汽車”包括轎車、輕型商用車、重型卡車、公共汽車和摩托車，不包括工業(yè)用、農(nóng)業(yè)用和非公路用（采礦、林業(yè)、建筑等等），亦不包括售后市場零件"Automotive"shallbeunderstoodtoincludethefollowing:PassengerCars,LightCommercialVehicles,HeavyTrucks,Buses,Motorcycles,andtoexcludethefollowing:Industrial,Agricultural,Off-Highway(Mining,Forestry,Construction,etc.).Aftermarketpartsareexcluded.“Aftermarketparts”shallbeunderstoodasreplacementpartsnotprocuredorreleasedbytheOEMforservicepartapplicationsthatmayormaynotbeproducedtooriginalequipmentspecifications.SitesmanufacturingonlyaftermarketpartsarenoteligibleforISO/TS16949certification.“售后市場零件”指并非由OEM為維修零件應(yīng)用所采購或發(fā)布的備件，可能是、也可能并非按照原始設(shè)備規(guī)范進行生產(chǎn)。只制造售后市場零件的現(xiàn)場沒有資格進行ISO/TS16949認(rèn)證IATFGlobalCertificationBodyConferenceTroy,Michigan39

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格Theterminology“subscribingcustomer”isnolongerusedintheIATFRulesbutreplacedby“automotivecustomer”.不再使用術(shù)語“推崇顧客”,取而代之為”汽車顧客”Reasonforthechange更改原因:ThescopeofISO/TS16949auditsanditscertificationshallincludeallmanufacturingandallISO/TS16949requirements.Evenifanautomotivecustomeroftheclient–regardlessifsubscribingtoISO/TS16949ornot–doesnotspecificallyrequiree.g.controlplansorFMEAsthecertifiedclienthastoimplementtherequirementsofISO/TS16949.Thisisthestandardandtherequirementstheclientiscertifiedto.ISO/TS16949審核范圍及其認(rèn)證應(yīng)包括所有制造和所有TS要求.即使客戶的汽車顧客-不管推崇TS與否-不特定要求如控制計劃或FMEA,認(rèn)證客戶都必須實施TS要求.這是客戶認(rèn)證所遵循的標(biāo)準(zhǔn)和要求!IATFGlobalCertificationBodyConferenceTroy,Michigan40

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格Supportingfunctions,whetherlocatedatthemanufacturingsiteorremotefromamanufacturingsite,arenoteligibleforindependentISO/TS16949certificationbutshallbeincludedinthescopeofISO/TS16949certification.支持功能,無論在制造現(xiàn)場內(nèi)或制造現(xiàn)場以外，沒有資格進行單獨的ISO/TS16949認(rèn)證，但應(yīng)包括在ISO/TS16949認(rèn)證的范圍內(nèi)“Supportingfunction”shallbeunderstoodasanonsiteorremotefacilityatwhichnon-productionprocessesoccurandthatsupportsoneormoremanufacturingsite(s)ofthesameclient.“支持功能”指進行非生產(chǎn)過程的現(xiàn)場或外部設(shè)施，向相同客戶的一個或多個制造現(xiàn)場提供支持IATFGlobalCertificationBodyConferenceTroy,Michigan41

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格SiteextensionsasdefinedpreviouslyinCBCommuniqué2008-002willnolongerexistaspartoftheISO/TS16949CertificationScheme.先前在CB公告2008-002中定義的現(xiàn)場延伸場地,將不再存在于ISO/TS16949認(rèn)證方案中.IATFwillwithdraw,andthereforemakeobsolete,thecurrentpossibilitytoincludesiteextensionseffective1stofApril2014.IATF將從2014年4月1日開始撤銷并從而廢除,目前包含現(xiàn)場延伸場地的的認(rèn)證Clientswithanexistingmanufacturingsiteextensionwillneedtotransitionthissiteextensiontoasinglesitebetweenthetimeperiodof1stofApril2014–1stofApril2015usingtheprocessdescribedinCBCommuniqué2013-006.現(xiàn)有制造現(xiàn)場延伸場地的客戶將需要按CB公告2013-006所述流程在2014年4月1日至2015年4月1日期間將其轉(zhuǎn)換為單個現(xiàn)場.IATFGlobalCertificationBodyConferenceTroy,Michigan42

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949認(rèn)證資格TheProcesstotransitionsiteextensionintoregularcertifiedsitesshallincludeasafirststepthefollowing:轉(zhuǎn)換現(xiàn)場延伸至現(xiàn)場的流程:Priortonextregularlyscheduledauditofthemainsite,theauditdaysforthemainsiteandpreviousmanufacturingsiteextensionshallberecalculated.Thepurposeoftherecalculationofauditdaysistoseparatethepreviouslyincludedheadcountofthemanufacturingsiteextensionfromtheheadcountofthemainmanufacturingsite.Recordsoftheauditdaycalculationshallberet