財(cái)務(wù)專(zhuān)業(yè)英語(yǔ)

1、估計(jì)使用年期 estimated useful life估值師 valuer估值報(bào)告 valuation report低收費(fèi)經(jīng)紀(jì) discount broker低于面值 below par低于最正確賣(mài)盤(pán)價(jià) / 低于最好沽盤(pán)價(jià) downtick; minus tick魘德蚵艏?firm bid and ask quotations作價(jià)買(mǎi)賣(mài) market making傭金回扣 commission rebate兌付* redemption免責(zé)聲明 disclaimer冷淡對(duì)待令 cold shoulder order利息補(bǔ)貼【中國(guó)內(nèi)地】 interest rate subsidy【Mainland

2、 China】利息資本化 capitalisation of interest利益沖突事宜委員會(huì) Conflict Committee利率上限 interest-rate ceiling利率掉期 / 利率調(diào)期* interest-rate swap利率期貨 interest-rate futures利率銜接 interest collar; interest rate collar利潤(rùn) profit初次公開(kāi)招股 initial public offering (IPO)初步認(rèn)購(gòu)價(jià) initial subscription price助理主管【創(chuàng)業(yè)板】 assistant supervisor【

3、GEM】即日平倉(cāng)交易 day trade即日回購(gòu)協(xié)議【銀行】 intraday repurchase agreement【banking】即日有效買(mǎi)賣(mài)盤(pán) good-for-day order即日拆借市場(chǎng) intra-day money market即日流動(dòng)資金 intraday liquidity即日差額繳款報(bào)告【中央結(jié)算系統(tǒng)】 Intra-day Marks Collection Report【CCASS】即日追補(bǔ)按金 intra-day margin call即日?qǐng)?bào)價(jià) intraday quotation即日買(mǎi)賣(mài) day trade即日盤(pán) / 即日買(mǎi)賣(mài)盤(pán) day order即日鮮 day

4、trade即日額外按金 intra-day margin即月 front-month即夜傳送報(bào)告資料效勞【中央結(jié)算系統(tǒng)】 Overnight Report Distribution【CCASS】實(shí)時(shí)支付結(jié)算系統(tǒng)【金管局】 Real Time Gross Settlement system (RTGS)【HKMA】實(shí)時(shí)或取消 Immediate-or-Cancel (IOC) 實(shí)時(shí)匯款同時(shí)交收【銀行】 payment vs payment (PvP)【banking】實(shí)時(shí)信息 real time information實(shí)時(shí)數(shù)碼數(shù)據(jù)傳送專(zhuān)線 realtime digital datafeed實(shí)時(shí)數(shù)

5、碼數(shù)據(jù)效勞 Realtime Digital Data Service (RDDS)實(shí)時(shí)轉(zhuǎn)送 online transfer否認(rèn)聲明 negative statement; disclaimer囤倉(cāng)策略 buy and hold strategy均衡價(jià)格 equilibrium price坐盤(pán) proprietary trading夾倉(cāng) squeeze; short squeeze尾盤(pán) at-the-close order技術(shù)分析 technical analysis投資分析員 investment analyst投資效勞指令【歐洲聯(lián)盟】 Investment Services Directi

6、ve (ISD)【European Union】投資者戶(hù)口效勞 Investor Account Service投資者戶(hù)口持有人 Investor Participant (IP)?投資者戶(hù)口持有人規(guī)那么? Terms and Conditions for Investor Participants?投資者與證券市場(chǎng)?【刊物】 Investors and the Stock Market【publication】?投資者應(yīng)知多點(diǎn)?【刊物】 Know More About Your Investment【publication】投資級(jí)別 investment grade投資理念 investme

7、nt philosophy投資組合 portfolio投資組合經(jīng)理 portfolio manager投資對(duì)象 investee投資管理研究聯(lián)會(huì) Association for Investment Management and Research (AIMR)投資參謀 investment adviser投資參謀委員會(huì) Investment Advisory Committee投標(biāo)程序 tender procedure折扣 discount; haircut折扣經(jīng)紀(jì) discount broker折算 translation折舊 depreciation折讓 discount折讓經(jīng)紀(jì) disc

8、ount broker拋空 short selling改進(jìn)特別股份交易方法 Enhanced Special Stock Trading Method更正交易 trade amendment更改財(cái)政年度結(jié)算日期 change of year end每日平均交收效率 daily average settlement efficiency每日交易活動(dòng)及持倉(cāng)報(bào)告【期貨】 Daily Trading Activity and Open Positions Summary Report【futures】每日回報(bào)標(biāo)準(zhǔn)差 standard deviation of daily return每日按金 dail

9、y margin每日按金要求 daily margin call每日價(jià)格上限 daily trading limit?每周港股統(tǒng)計(jì)數(shù)字? Weekly Hong Kong Stock Market Statistics每股有形資產(chǎn)凈值 net tangible assets per share每股盈利 earnings per share (EPS)每股資產(chǎn)凈值 net asset value per share沒(méi)有利益關(guān)系的股東 disinterested shareholder沒(méi)有預(yù)先借貨的賣(mài)空活動(dòng) naked short selling沒(méi)有擔(dān)保的賣(mài)空交易 uncovered short

10、selling私人戶(hù)口交易指引 personal account dealing guidelines私人配售 private placing私人密碼 personal identification number (PIN)私有化 / 私營(yíng)化 privatisation系列按金價(jià)值 series margin value系統(tǒng)性風(fēng)險(xiǎn) systematic risk系統(tǒng)參數(shù) system parameter系統(tǒng)終止 system closure系統(tǒng)整合商 system integrator系統(tǒng)聯(lián)通權(quán) system access right系統(tǒng)聯(lián)通權(quán)收費(fèi)【期權(quán)】 System Access Righ

11、t Fee【options】巡回推介 roadshow?防止洗黑錢(qián)修訂指引? Revised Guidance Notes Regarding Money Laundering?亞太股市脈絡(luò)? Regional Monitor亞洲證券分析家協(xié)會(huì) Asian Securities Analysts Federation亞太區(qū)中央證券存管處組織 Asia-Pacific Central Securities Depository Group (ACG)亞太貸款市場(chǎng)協(xié)會(huì) Asia Pacific Loan Market Association亞太經(jīng)濟(jì)合作組織 Asia Pacific Economi

12、c Cooperation (APEC)亞洲美元市場(chǎng) Asian dollar market亞洲美元債券 Asian dollar bond亞洲貨幣世界新加坡 Money World Asia Pte Limited亞洲開(kāi)發(fā)銀行 Asian Development Bank (ADB)亞洲證券分析員公會(huì) Asian Securities' Analysts Council (ASAC)亞洲證券借貸協(xié)會(huì) Pan Asian Securities Lending Association (PASLA)來(lái)回期權(quán)交易 "round trip" option transact

13、ion供股 rights issue供款 contribution供貨商電子存盤(pán)系統(tǒng) Vendor Electronic Filing System (VEF)兩用畫(huà)面終端機(jī) dual mode terminal (DMT)兩邊客交易 direct business; direct business transaction兩邊客買(mǎi)賣(mài)盤(pán) two-sided order兩邊開(kāi)盤(pán) two-way quote到期 / 到期日 maturity; expiry date到期月份 expiry month到期收益率 yield to maturity到期前有效買(mǎi)賣(mài)盤(pán) good-till-date orde

14、r (GTD)制訂系統(tǒng)規(guī)模 system sizing制裁權(quán) power of sanction券面利率 coupon; coupon rate協(xié)議安排 / 協(xié)議方案 scheme of arrangement取消交易【期權(quán)】 trade reversals【options】取消交易合約【期權(quán)】 reversal contract【options】取消前有效買(mǎi)賣(mài)盤(pán) good-till-cancelled order (GTC)受信人 fiduciary受信責(zé)任 fiduciary duty受益人 beneficiary受托人 trustee; fiduciary受監(jiān)管之股份賣(mài)空活動(dòng) regul

15、ated short selling受讓人 assignee; transferee垃圾債券 junk bond委托存款* designated deposit委派代表書(shū) proxy form定息按揭 fixed-rate mortgage定期債券 term bond定價(jià)模式 pricing model定鏡處理【計(jì)算機(jī)】 snapshot【computer】延時(shí)信息 delayed data往來(lái)賬 current account或有保費(fèi) contingent premium或然負(fù)債 contingent liabilities所有普通股指數(shù) All Ordinaries Index (AOI)

16、所需回報(bào)率 required rate of return房地產(chǎn)投資信托基金 real estate investment trust (REIT)?房地產(chǎn)投資信托基金守那么? Code on Real Estate Investment Trusts承兌 acceptance承兌行 acceptance house承前【會(huì)計(jì)】 brought forward【accounting】承配人 placee承銷(xiāo)* underwrite承銷(xiāo)商* underwriter承辦銀行 administering bank承讓人 assignee; transferee披露 / 披露事項(xiàng) disclosure

17、披露權(quán)益 disclosure of interests押記 pledge抵押 charge; pledge抵押安排 security arrangement抵押品 collateral; security抵押品資格 collateral eligibility抵押債項(xiàng) secured debts抵押證券 asset-backed securities (ABS)抵銷(xiāo) set off拆骨專(zhuān)家 asset stripper拆賣(mài)資產(chǎn) asset stripping招股書(shū) / 招股章程 prospectus招股價(jià) issue price招股機(jī)制 offering mechanism招標(biāo)出售 offe

18、r by tender放寬利率管制 deregulation of interest rates放寬管制 deregulation效勞業(yè)聯(lián)會(huì)【香港總商會(huì)】 Coalition on Service Industry【Hong Kong General Chamber of Commerce】東亞及大洋洲證券交易所聯(lián)會(huì) East Asian and Oceanian Stock Exchanges Federation (EAOSEF)東南亞國(guó)家協(xié)會(huì)東協(xié) Association of South-East Asian Nations (ASEAN)東盟地區(qū)論壇 ASEAN Regional Fo

19、rum東盟自由貿(mào)易區(qū) ASEAN Free Trade Area (AFTA)武士債券 samurai bond沽出未抵押期權(quán) naked option writing沽出備兌期權(quán) covered writing沽出認(rèn)沽期權(quán) write a put option沽出認(rèn)購(gòu)期權(quán) write a call option沽空 short selling沽盤(pán) sell order沽盤(pán)價(jià) ask price; asked price法人股【中國(guó)內(nèi)地】 legal person share【Mainland China】法定公益金【中國(guó)內(nèi)地】 statutory public welfare fund 【M

20、ainland China】法定公積金【中國(guó)內(nèi)地】 statutory surplus reserve【Mainland China】法定股本 authorised capital法定儲(chǔ)藏 statutory reserve法律風(fēng)險(xiǎn) legal risk法律實(shí)體 legal entity法團(tuán)大股東具報(bào)書(shū) Corporate Substantial Shareholders Notification泡沫經(jīng)濟(jì) bubble economy波幅 volatility注入資產(chǎn) asset injection炒高價(jià)格 ramping; price ramping爭(zhēng)奪式收購(gòu) contested takeo

21、ver物業(yè)估值師 property valuer物業(yè)增值稅 property gains tax狙擊手【收購(gòu)】 predator; raider【takeover】直接存款/存賬指示 Direct Credit Instruction (DCI)直接扣款/扣賬指示 Direct Debit Instruction (DDI)直接納入中央結(jié)算系統(tǒng)的新股 direct stock admission【CCASS】直接結(jié)算 direct clearing直接結(jié)算參與者 Direct Clearing Participant (DCP)直通式交易程序 straight-through processi

22、ng直駁光纖 dark fibre直線折舊法 straightline method of depreciation空倉(cāng) / 空頭* bear position; short position?股市資料? Fact Book; Fact Sheet股市資料捐贈(zèng)方案 Stock Market Information Donation Programme股本 share capital股本基數(shù) equity base股本價(jià)值 value of equity capital股本證券 equity securities股本權(quán)證 equity warrant; subscription warrant

23、(vs derivative warrant)股份化 demutualisation股份代號(hào) stock code股份交收費(fèi) stock settlement fee股份存入表格 Stock Deposit Form股份存放費(fèi) stock deposit fee股份收納 stock conversion股份 joint stock company股份制 demutualisation 股份承押人 stock pledgee股份承押人參與者【中央結(jié)算系統(tǒng)參與者】 Stock Pledgee Participant【CCASS Participants】股份拆細(xì) split; stock spli

24、t股份方案 share scheme股份頁(yè)【大利市機(jī)】 stock page【Teletext】股份托管費(fèi) stock custody fee股份提取費(fèi) stock withdrawal fee股份結(jié)算費(fèi) stock clearing fee股份認(rèn)購(gòu)權(quán) share option股份賣(mài)空試驗(yàn)方案 Short Selling Pilot Scheme股份購(gòu)回 share repurchase?股份購(gòu)回守那么? Code on Share Repurchases股份轉(zhuǎn)移日結(jié)單【中央結(jié)算系統(tǒng)】 Daily Movement Statement【CCASS】股份轉(zhuǎn)移報(bào)告【中央結(jié)算系統(tǒng)】 Statemen

25、t of Stock Movement【CCASS】股份權(quán)益 share entitlements?股價(jià)敏感資料披露指引? Guide on disclosure of price-sensitive information股東名冊(cè) register of members; share register股東周年大會(huì) annual general meeting (AGM)股東特別大會(huì) extraordinary general meeting (EGM)股東貸款 shareholder loan股東應(yīng)占溢利 profits attributable to shareholders股東權(quán)益 eq

26、uity interest股東權(quán)益小組【證監(jiān)會(huì)】 Shareholders Group 【SFC】股息率 dividend yield股息單 dividend warrant股票出借人 stock lender股票承押人 stock pledgee股票非流動(dòng)化 immobilisation of share certificate股票非實(shí)物化 dematerialisation of share certificate股票按貸財(cái)務(wù)活動(dòng) share margin financing股票借貸 stock borrowing and lending股票借貸數(shù)額資料頁(yè)【大利市】 stock borro

27、wing and lending position information page【Teletext】股票期貨 stock futures股票期權(quán) stock option; equity option股票期權(quán)系統(tǒng) Traded OPtions System (TOPS)股票期權(quán)參考教育站 Stock Options Reference Educator (SCORE)股票期權(quán)從業(yè)員專(zhuān)業(yè)課程 Professional Course for Equity Options Practitioners股票登記費(fèi) scrip fee股票貸出戶(hù)口 Stock Lending Account股票歸還 s

28、tock return股價(jià)不動(dòng)時(shí)回報(bào) standstill return股價(jià)敏感資料 price-sensitive information股權(quán) equity interest; shareholding芝加哥交易所 Chicago Board of Trade (CBOT)芝加哥商品交易所 Chicago Mercantile Exchange (CME)芝加哥期權(quán)交易所 Chicago Board Options Exchange (CBOE)近價(jià)盤(pán) about order金銀業(yè)貿(mào)易場(chǎng) Chinese Gold and Silver Exchange Society金銀證券交易所 The

29、Kam Ngan Stock Exchange 金融大改革【英國(guó)】 Big Bang【UK】金融工具 financial instrument金融中介現(xiàn)象 financial intermediation金融中介機(jī)構(gòu)/團(tuán)體 financial intermediary金融市場(chǎng) financial market?金融市場(chǎng)檢討報(bào)告? Report on Financial Market Review金融行動(dòng)專(zhuān)責(zé)委員會(huì) Financial Action Task Force (FATF)?金融效勞法令?【英國(guó)】 Financial Services Act【UK】金融效勞網(wǎng)絡(luò) FinNet金融租賃*

30、 financial lease金融基建督導(dǎo)委員會(huì) The Steering Committee on the Enhancement of Financial Infrastructure金融期貨 financial futures金融機(jī)構(gòu) financial institution金邊證券 gilt-edged securities長(zhǎng)倉(cāng) long position; bull position附加自動(dòng)對(duì)盤(pán)終端機(jī)用家 additional AMS terminal user附寄結(jié)單效勞的股份獨(dú)立戶(hù)口【中央結(jié)算系統(tǒng)】 Stock Segregated Account with Statemen

31、t Service CCASS附帶執(zhí)行買(mǎi)賣(mài)盤(pán)【倫敦交易所】 contingent order【LSE】附屬公司 subsidiary附屬貸款 subordinated loan非上市可交易股份 "trading only" stocks非中介化 disintermediation非市場(chǎng)莊家的交易 non-market-making transaction非正常工程 abnormal item非成立為的注冊(cè)人士 unincorporated registered person非即日平倉(cāng)交易 overnight trade非實(shí)時(shí)數(shù)據(jù) delayed data非受監(jiān)管發(fā)行人 un

32、regulated issuer非所有者權(quán)益變動(dòng)表 statement of "non-owner movement in equity"非金錢(qián)傭金 soft commission非金錢(qián)利益 soft-dollar benefits非執(zhí)行董事 non-executive director非常重大的收購(gòu)事項(xiàng) very substantial acquisition非現(xiàn)貨月恒生指數(shù)期貨合約 non-spot month Hang Seng Index futures contract非登記持有人 non-registered holder非結(jié)算的期權(quán)買(mǎi)賣(mài)參與者 / 非結(jié)算參與者

33、/ 【期權(quán)買(mǎi)賣(mài)】 Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP)【options trading】非經(jīng)常工程 extraordinary item非認(rèn)可負(fù)債 non-ranking liabilities非整手買(mǎi)賣(mài)盤(pán) round-lot-plus order保本信托基金 guaranteed unit trust保本產(chǎn)品 capital preservation product保本證 Capital Protected Instrument (CPI)保值公債【中國(guó)內(nèi)地】 Public Debt

34、(Inflation-Linked Subsidy) Treasury【Mainland China】保存意見(jiàn) qualified opinion保管人 custodian保障安排 security arrangement?保障投資者條例? Protection of Investors Ordinance保險(xiǎn)業(yè)監(jiān)理專(zhuān)員 Commissioner of Insurance保險(xiǎn)業(yè)監(jiān)理處 Office of the Commissioner of Insurance保薦人 sponsor?保薦人標(biāo)準(zhǔn)守那么? Model Code for Sponsors?保薦人聲明? Sponsor's

35、Declaration保薦經(jīng)紀(jì) sponsoring broker保證 warranty保證人 guarantor保證金 margin保證金客戶(hù) margin client保證金保險(xiǎn)范圍比率 margin coverage ratio保證金借貸活動(dòng) margin financing保證金價(jià)值 margin value保證金證券交易戶(hù)口 Margin Securities Trading Account保證金融資 margin financing保證基金 Guarantee Fund保護(hù)償付規(guī)那么【期權(quán)】 Payout-Protection Rule【options】信心保證書(shū) comfort

36、letter信用評(píng)級(jí) credit rating信息交流 exchange of information信托人 trustee信貸 credit信貸風(fēng)險(xiǎn) credit risk信貸評(píng)級(jí) credit rating信貸管制 credit control信貸緊縮 credit squeeze信貸額度* credit limit前收市價(jià) previous closing price?宣誓及聲明條例? Oaths and Declarations Ordinance客戶(hù)戶(hù)口 client account客戶(hù)身分規(guī)那么【證監(jiān)會(huì)】 Client Identity Rule【SFC】客戶(hù)效勞器結(jié)構(gòu) clie

37、nt server architecture客戶(hù)協(xié)議書(shū)/合約 client's agreement客戶(hù)按金 client margin待轉(zhuǎn)名股份 "street name" share certificate后備資料復(fù)原軟件 file backup-restore macro后備聯(lián)線通訊線路 backup interactive line后進(jìn)先出 last in, first out (LIFO)后勤辦公室 back office恒生100 Hang Seng 100 (HS100)恒生中國(guó)內(nèi)地流通指數(shù) Hang Seng Mainland Freefloat In

38、dex (HSMLFI)恒生中國(guó)內(nèi)地綜合指數(shù) Hang Seng Mainland Composite Index (HSMLCI)恒生中國(guó)企業(yè)指數(shù)恒生國(guó)企指數(shù) Hang Seng China Enterprises Index (HSCEI)恒生亞洲指數(shù) Hang Seng Asia Index (HSAI)恒生指數(shù) Hang Seng Index (HSI)恒生香港大型股指數(shù) Hang Seng HK LargeCap Index (HSHKLI)恒生香港小型股指數(shù) Hang Seng HK SmallCap Index (HSHKSI)恒生香港中型股指數(shù) Hang Seng HK Mid

39、Cap Index (HSHKMI)恒生香港中資企業(yè)指數(shù)中資企業(yè)指數(shù) Hang Seng China-Affiliated Corporations Index (HSCCI)恒生香港流通指數(shù) Hang Seng HK Freefloat Index (HSHKFI)恒生香港綜合指數(shù) Hang Seng Hong Kong Composite Index (HSHKCI)恒生倫敦參考指數(shù) Hang Seng London Reference Index (HSLRI)恒生流通50 Hang Seng Freefloat 50恒生流通中國(guó)內(nèi)地25 Hang Seng Freefloat Main

40、land 25恒生流通香港25 Hang Seng Freefloat HK 25恒生流通綜合指數(shù) Hang Seng Freefloat Composite Index (HSFCI)恒生信息科技指數(shù) Hang Seng IT Index (HSITI)恒生信息科技組合指數(shù) Hang Seng IT Portfolio Index (HSITP)恒生綜合指數(shù) Hang Seng Composite Index (HSCI)恒生/富時(shí)亞洲大企業(yè)指數(shù) FTSE/Hang Seng Asiatop Index恒生/富時(shí)亞洲分類(lèi)指數(shù) FTSE/Hang Seng Asian Sector Index

41、es恒生/富時(shí)指數(shù)系列 FTSE/Hang Seng Indexes恒指效勞 HSI Services Limited恒指國(guó)際 HSI International Limited恒指期貨 Hang Seng Index Futures恒指期權(quán) Hang Seng Index Options恢復(fù)買(mǎi)賣(mài) resumption of trading持有本錢(qián) cost of carry持股人的分布情況 spread of holders持倉(cāng) position持倉(cāng)上限 / 限額 position limit持倉(cāng)比例 position ratio?持倉(cāng)限額及大額未平倉(cāng)合約的申報(bào)規(guī)定指引?【證監(jiān)會(huì)】 Guid

42、ance Note on Position Limits and Large Open Position Reporting Requirements【SFC】持倉(cāng)限額比率 position limit ratio持倉(cāng)風(fēng)險(xiǎn)調(diào)整 position risk adjustment持倉(cāng)凈額 net position持倉(cāng)類(lèi)別【期權(quán)】 tier【options】?持牌人勝任能力的指引? Guidance Note on Competence?持牌人進(jìn)行持續(xù)培訓(xùn)的指引? Guidance Note on Continuous Professional Training持續(xù)專(zhuān)業(yè)培訓(xùn)課程 Continuous

43、 Professional Training (CPT)持續(xù)凈額交收 continuous net settlement (CNS)持續(xù)責(zé)任 continuing obligation; on-going obligation持續(xù)出售機(jī)制 tap facility持續(xù)經(jīng)營(yíng)【會(huì)計(jì)】 going concern【accounting】持續(xù)經(jīng)營(yíng)之業(yè)務(wù) continuing operation持續(xù)關(guān)連交易 continuing connected transaction持權(quán)本錢(qián)【期權(quán)】 cost of carry指引摘要 Guidance Note指示價(jià)格 indicative price指定分配【期

44、權(quán)】 assignment【options】指定百分比 prescribed percentage指定銀行 designated bank指定證券 designated securities指數(shù)加權(quán)移動(dòng)平均方法 exponentially-weighted moving average指數(shù)套戥 index arbitrage指數(shù)參與單位 index participation unit指數(shù)掉期 index swap指數(shù)期貨 index futures指數(shù)債券 index bond指數(shù)預(yù)托證券 index depository receipt; index share指數(shù)認(rèn)購(gòu)權(quán)證 index c

45、all warrant指數(shù)權(quán)證 index warrant按市價(jià)計(jì)值 mark to market / mark-to-market按金 margin按金比例 margin ratio按金交易 margin trading按金減免 margin relief按金對(duì)銷(xiāo) margin offset按揭貸款基準(zhǔn)組合 benchmark mortgage pool按揭貸款發(fā)放者 mortgage loan originator按金間距 margin interval按揭證券 mortgage-backed securities按盤(pán)價(jià) nominal price故障包容 fault tolerance柏

46、力克舒爾斯期權(quán)定價(jià)模式 Black-Scholes option pricing model查訪 inspection visit查詢(xún)公布資料【中央結(jié)算系統(tǒng)】 Enquire Announcement Information【CCASS】查詢(xún)交收指示未獲配對(duì)原因【中央結(jié)算系統(tǒng)】 Enquire Unmatched SI Reason【CCASS】查詢(xún)報(bào)失股票資料功能【中央結(jié)算系統(tǒng)】 Enquire Reported Lost Certificate【CCASS】洗黑錢(qián) money laundering活潑業(yè)務(wù)紀(jì)錄【創(chuàng)業(yè)板】 active business pursuits【GEM】派送股份/紅

47、股 bonus issue界面聯(lián)系 interfacing盈利 earnings; profit盈利對(duì)利息倍數(shù) interest cover; interest coverage盈富基金 Tracker Fund of Hong Kong (TraHK)盈余儲(chǔ)藏 surplus reserve相互上市 cross listing; dual listing相抵持倉(cāng) offsetting position相對(duì)回報(bào)率 relative return相對(duì)強(qiáng)弱指數(shù) Relative Strength Indicator (RSI)相聯(lián)人 associated person相關(guān)/指定資產(chǎn) underly

48、ing asset相關(guān)/指定證券 underlying securities看跌股票掛鉤票據(jù) Bear Equity Linked Instrument (Bear ELI)看漲股票掛鉤票據(jù) Bull Equity Linked Instrument (Bull ELI)約務(wù)更替 novation約價(jià)* consideration紀(jì)律上訴委員會(huì) Disciplinary Appeals Committee紀(jì)律委員會(huì) Disciplinary Committee?紀(jì)律案例? Disciplinary Casebook?紀(jì)律處分程序手冊(cè)? Handbook on Disciplinary Proc

49、eedings紀(jì)律處分權(quán)力 disciplinary power紀(jì)律程序 disciplinary procedures紅股 bonus share紅股發(fā)行 bonus issue紅籌股 red chip美元總會(huì)計(jì)長(zhǎng)【美國(guó)】 Comptroller of the Currency【US】美式期權(quán) American style option美國(guó)外鄉(xiāng)債券 Yankee bond美國(guó)全國(guó)證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)/ 美國(guó)納斯達(dá)克證券市場(chǎng) National Association of Securities Dealers Automated Quotations (NASDAQ)美國(guó)存管信托公司 D

50、epository Trust Company (DTC)【US】美國(guó)商會(huì) American Chamber of Commerce (AMCHAM)美國(guó)國(guó)家經(jīng)濟(jì)研究局 National Bureau of Economic Research【US】美國(guó)預(yù)托證券 American depository receipt (ADR)美國(guó)聯(lián)邦公開(kāi)市場(chǎng)委員會(huì) Federal Open Market Committee (FOMC)美國(guó)聯(lián)邦國(guó)家房屋貸款協(xié)會(huì)房利美 Federal National Mortgage Association (Fannie Mae)美國(guó)證券交易所 American Stoc

51、k Exchange (AMEX)英倫銀行 Bank of England英格蘭及威爾斯特許會(huì)計(jì)師公會(huì) Institute of Chartered Accountants in England and Wales (ICA England & Wales)英國(guó)公認(rèn)會(huì)計(jì)師公會(huì) Chartered Association of Certified Accountants (ACCA)英國(guó)投資管理監(jiān)管組織 Investment Management Regulatory Organisation (IMRO)英國(guó)金融業(yè)管理局 Financial Services Authority (FS

52、A)【UK】衍生產(chǎn)品 / 衍生工具 derivatives衍生產(chǎn)品及風(fēng)險(xiǎn)管理文憑課程 Diploma Course in Derivatives and Risk Management衍生產(chǎn)品市場(chǎng) / 衍生工具市場(chǎng) derivatives market衍生產(chǎn)品市場(chǎng)咨詢(xún)小組 Derivatives Market Consultative Panel衍生產(chǎn)品結(jié)算及交收系統(tǒng) Derivatives Clearing and Settlement System (DCASS)衍生權(quán)證 derivative warrant要約 offer計(jì)算按金程序 margining process負(fù)債 liabil

53、ities負(fù)債日 indebtedness date負(fù)債比率 debt-to-equity ratio重大交易 major transaction重估 revaluation重組 reorganisation重置本錢(qián) replacement cost重復(fù)認(rèn)購(gòu) multiple application重整賬目 restatement of accounts限制通知書(shū) restriction notice限制買(mǎi)賣(mài)期 "black out" period限價(jià)盤(pán) limit order限價(jià)賣(mài)空規(guī)那么 tick rule面值 face value; nominal value風(fēng)險(xiǎn)披露

54、 risk disclosure風(fēng)險(xiǎn)披露聲明書(shū)【創(chuàng)業(yè)板】 Risk Disclosure Statement【GEM】風(fēng)險(xiǎn)值 value-at-risk風(fēng)險(xiǎn)容限 risk tolerance風(fēng)險(xiǎn)容量 appetite for risk風(fēng)險(xiǎn)參數(shù) risk parameter風(fēng)險(xiǎn)控制 risk control風(fēng)險(xiǎn)排列方法 risk array method風(fēng)險(xiǎn)排列按金制度 risk array margining system風(fēng)險(xiǎn)排列算式 risk array algorithm風(fēng)險(xiǎn)評(píng)估 risk evaluation風(fēng)險(xiǎn)管理 risk management; exposure managemen

55、t風(fēng)險(xiǎn)管理委員會(huì) Risk Management Committee風(fēng)險(xiǎn)鑒別 risk identification食價(jià) price cheating; scalping首次上市費(fèi) initial listing fee首次公開(kāi)招股 initial public offering (IPO)首次公開(kāi)招股之進(jìn)度報(bào)告 Initial Public Offerings Progress Report首次認(rèn)購(gòu)費(fèi) front-end load首席交易員 chief dealer香港上市公司商會(huì) Chamber of Hong Kong Listed Companies香港中央結(jié)算代理人 HKSCC No

56、minees Limited香港中央結(jié)算香港結(jié)算 Hong Kong Securities Clearing Company Limited (HKSCC)香港中央證券登記 Computershare Hong Kong Investor Services Limited (CHIS)香港中國(guó)企業(yè)協(xié)會(huì) Hong Kong Chinese Enterprises Association?香港公司收購(gòu)、合并及股份購(gòu)回守那么?【刊物】 Hong Kong Codes on Takeovers and Mergers and Share Repurchases【publication】香港公司秘書(shū)公會(huì) The Hong Kong Institute of Company Secretaries香港交易及結(jié)算所香港交易所 Hong Kong Exchanges and Clearing Limited (HKEx)香港交易所(中國(guó)) HKEx (China) Limited香港交易所股份信息板 HKEx Share Informatio