金融證券銀行財(cái)務(wù)等行業(yè)術(shù)語英文詞匯(共27頁)

1、金融證券銀行(ynhng)財(cái)務(wù)(ciw)等行業(yè)(hngy)英文術(shù)語FinancialTerms（1）估計(jì)使用年期 estimated useful life估值師 valuer估值報(bào)告 valuation report低收費(fèi)經(jīng)紀(jì) discount broker低于面值 below par低于最佳賣盤價(jià) / 低于最好沽盤價(jià) downtick; minus tick實(shí)盤買賣價(jià)firm bid and ask quotations作價(jià)買賣 market making傭金回扣 commission rebate兌付 redemption免責(zé)聲明 disclaimer冷淡對(duì)待令 cold shoulde

2、r order利息補(bǔ)貼 interest rate subsidy利息資本化 capitalisation of interest利益沖突事宜委員會(huì) Conflict Committee利率上限 interest-rate ceiling利率掉期 / 利率調(diào)期* interest-rate swap利率期貨 interest-rate futures利率銜接 interest collar; interest rate collar利潤 profit初次公開招股 initial public offering （IPO）初步認(rèn)購價(jià) initial subscription price助理主管創(chuàng)

3、業(yè)板 assistant supervisorGEM即日平倉交易 day trade即日回購協(xié)議銀行 intraday repurchase agreementbanking即日有效買賣盤 good-for-day order即日(jr)拆借市場 intra-day money market即日(jr)流動(dòng)資金 intraday liquidity即日差額繳款報(bào)告(bogo)中央結(jié)算系統(tǒng) Intra-day Marks Collection ReportCCASS即日追補(bǔ)按金 intra-day margin call即日?qǐng)?bào)價(jià) intraday quotation即日買賣 day trade即

4、日盤 / 即日買賣盤 day order即日鮮 day trade即日額外按金 intra-day margin即月 front-month即夜傳送報(bào)告資料服務(wù)中央結(jié)算系統(tǒng) Overnight Report DistributionCCASS實(shí)時(shí)支付結(jié)算系統(tǒng)金管局 Real Time Gross Settlement system （RTGS）HKMA實(shí)時(shí)或取消 Immediate-or-Cancel （IOC）實(shí)時(shí)匯款同時(shí)交收銀行 payment vs payment （PvP）banking實(shí)時(shí)信息 real time information實(shí)時(shí)數(shù)碼數(shù)據(jù)傳送專線 realtime digi

5、tal datafeed實(shí)時(shí)數(shù)碼數(shù)據(jù)服務(wù) Realtime Digital Data Service （RDDS）實(shí)時(shí)轉(zhuǎn)送 online transfer否定聲明 negative statement; disclaimer囤倉策略 buy and hold strategy均衡價(jià)格 equilibrium price坐盤 proprietary trading夾倉 squeeze; short squeeze尾盤 at-the-close order技術(shù)分析 technical analysis投資分析員 investment analyst投資服務(wù)指令歐洲聯(lián)盟 Investment Ser

6、vices Directive （ISD）European Union投資者戶口(hku)服務(wù) Investor Account Service投資者戶口(hku)持有人 Investor Participant （IP）投資者戶口(hku)持有人規(guī)則 Terms and Conditions for Investor Participants投資者與證券市場刊物 Investors and the Stock Marketpublication投資者應(yīng)知多點(diǎn)刊物 Know More About Your Investmentpublication投資級(jí)別 investment grade投資

7、理念 investment philosophy投資組合 portfolio投資組合經(jīng)理 portfolio manager投資對(duì)象 investee投資管理研究聯(lián)會(huì) Association for Investment Management and Research （AIMR）投資顧問 investment adviser投資顧問委員會(huì) Investment Advisory Committee投標(biāo)程序 tender procedure折扣 discount; haircut折扣經(jīng)紀(jì) discount broker折算 translation折舊 depreciation折讓 discou

8、nt折讓經(jīng)紀(jì) discount broker拋空 short selling改良特別股份交易方法 Enhanced Special Stock Trading Method更正交易 trade amendment更改財(cái)政年度結(jié)算日期 change of year end每日平均交收效率 daily average settlement efficiency每日交易活動(dòng)及持倉報(bào)告期貨 Daily Trading Activity and Open Positions Summary Reportfutures每日回報(bào)標(biāo)準(zhǔn)差 standard deviation of daily return每日

9、按金(n jn) daily margin每日按金(n jn)要求 daily margin call每日價(jià)格(jig)上限 daily trading limitFinancialTerms（2）每股有形資產(chǎn)凈值 net tangible assets per share每股盈利 earnings per share （EPS）每股資產(chǎn)凈值 net asset value per share沒有利益關(guān)系的股東 disinterested shareholder沒有預(yù)先借貨的賣空活動(dòng) naked short selling沒有擔(dān)保的賣空交易 uncovered short selling私人戶

10、口交易指引 personal account dealing guidelines私人配售 private placing私人密碼 personal identification number （PIN）私有化 / 私營化 privatisation系列按金價(jià)值 series margin value系統(tǒng)性風(fēng)險(xiǎn) systematic risk系統(tǒng)參數(shù) system parameter系統(tǒng)終止 system closure系統(tǒng)整合商 system integrator系統(tǒng)聯(lián)通權(quán) system access right系統(tǒng)聯(lián)通權(quán)收費(fèi)期權(quán) System Access Right Feeoptions

11、巡回推介 roadshow防止洗黑錢修訂指引 Revised Guidance Notes Regarding Money Laundering亞太股市脈絡(luò) Regional Monitor亞洲證券分析家協(xié)會(huì) Asian Securities Analysts Federation亞太區(qū)中央證券存管處組織 Asia-Pacific Central Securities Depository Group （ACG）亞太貸款市場協(xié)會(huì) Asia Pacific Loan Market Association亞太經(jīng)濟(jì)合作組織 Asia Pacific Economic Cooperation （APE

12、C）亞洲(y zhu)美元市場 Asian dollar market亞洲(y zhu)美元債券 Asian dollar bond亞洲貨幣世界(shji)（新加坡）有限公司 Money World Asia Pte Limited亞洲開發(fā)銀行 Asian Development Bank （ADB）亞洲證券分析員公會(huì) Asian Securities Analysts Council （ASAC）亞洲證券借貸協(xié)會(huì) Pan Asian Securities Lending Association （PASLA）來回期權(quán)交易 round trip option transaction供股 rig

13、hts issue供款 contribution供貨商電子存盤系統(tǒng) Vendor Electronic Filing System （VEF）兩用畫面終端機(jī) dual mode terminal （DMT）兩邊客交易 direct business; direct business transaction兩邊客買賣盤 two-sided order兩邊開盤 two-way quote到期 / 到期日 maturity; expiry date到期月份 expiry month到期收益率 yield to maturity到期前有效買賣盤 good-till-date order （GTD）制訂

14、系統(tǒng)規(guī)模 system sizing制裁權(quán) power of sanction券面利率 coupon; coupon rate協(xié)議安排 / 協(xié)議計(jì)劃 scheme of arrangement取消交易期權(quán) trade reversalsoptions取消交易合約期權(quán) reversal contractoptions取消前有效買賣盤 good-till-cancelled order （GTC）受信人 fiduciary受信責(zé)任 fiduciary duty受益人 beneficiary受托人 trustee; fiduciary受監(jiān)管之股份賣空(mi kn)活動(dòng) regulated short

15、 selling受讓人 assignee; transferee垃圾(l j)債券 junk bond委托(witu)存款* designated deposit委派代表書 proxy form定息按揭 fixed-rate mortgage定期債券 term bond定價(jià)模式 pricing model定鏡處理計(jì)算機(jī) snapshotcomputer延時(shí)信息 delayed data往來賬 current account或有保費(fèi) contingent premium或然負(fù)債 contingent liabilities所有普通股指數(shù) All Ordinaries Index （AOI）所需回

16、報(bào)率 required rate of return房地產(chǎn)投資信托基金 real estate investment trust （REIT）房地產(chǎn)投資信托基金守則 Code on Real Estate Investment Trusts承兌 acceptance承兌行 acceptance house承前會(huì)計(jì) brought forwardaccounting承配人 placee承銷* underwrite承銷商* underwriter承辦銀行 administering bank承讓人 assignee; transferee披露 / 披露事項(xiàng) disclosure披露(p l)權(quán)益

17、disclosure of interests押記 pledge抵押(dy) charge; pledge抵押(dy)安排 security arrangement抵押品 collateral; security抵押品資格 collateral eligibilityFinancialTerms（3）抵押債項(xiàng) secured debts抵押證券 asset-backed securities （ABS）抵銷 set off拆骨專家 asset stripper拆賣資產(chǎn) asset stripping招股書 / 招股章程 prospectus招股價(jià) issue price招股機(jī)制 offerin

18、g mechanism招標(biāo)發(fā)售 offer by tender放寬利率管制 deregulation of interest rates放寬管制 deregulation服務(wù)業(yè)聯(lián)會(huì)香港總商會(huì) Coalition on Service IndustryHong Kong General Chamber of Commerce東亞及大洋洲證券交易所聯(lián)會(huì) East Asian and Oceanian Stock Exchanges Federation （EAOSEF）東南亞國家協(xié)會(huì)（東協(xié)） Association of South-East Asian Nations （ASEAN）東盟地區(qū)論壇

19、 ASEAN Regional Forum東盟自由貿(mào)易區(qū) ASEAN Free Trade Area （AFTA）武士債券 samurai bond沽出未抵押期權(quán) naked option writing沽出備兌期權(quán) covered writing沽出認(rèn)沽期權(quán) write a put option沽出認(rèn)購(rngu)期權(quán) write a call option沽空 short selling沽盤 sell order沽盤價(jià) ask price; asked price法人股中國(zhn u)內(nèi)地 legal person shareMainland China法定(fdng)公益金中國內(nèi)地 s

20、tatutory public welfare fund Mainland China法定公積金中國內(nèi)地 statutory surplus reserveMainland China法定股本 authorised capital法定儲(chǔ)備 statutory reserve法律風(fēng)險(xiǎn) legal risk法律實(shí)體 legal entity法團(tuán)大股東具報(bào)書 Corporate Substantial Shareholders Notification泡沫經(jīng)濟(jì) bubble economy波幅 volatility注入資產(chǎn) asset injection炒高價(jià)格 ramping; price ram

21、ping爭奪式收購 contested takeover物業(yè)估值師 property valuer物業(yè)增值稅 property gains tax狙擊手收購 predator; raidertakeover直接存款/存賬指示 Direct Credit Instruction （DCI）直接扣款/扣賬指示 Direct Debit Instruction （DDI）直接納入中央結(jié)算系統(tǒng)的新股 direct stock admissionCCASS直接結(jié)算 direct clearing直接結(jié)算參與者 Direct Clearing Participant （DCP）直通式交易程序 straig

22、ht-through processing直駁光纖 dark fibre直線折舊法 straightline method of depreciation空倉(kn cn) / 空頭* bear position; short position股市( sh)資料 Fact Book; Fact Sheet股市資料捐贈(zèng)(junzng)計(jì)劃 Stock Market Information Donation Programme股本 share capital股本基數(shù) equity base股本價(jià)值 value of equity capital股本證券 equity securities股本權(quán)證

23、equity warrant; subscription warrant （vs derivative warrant）股份化 demutualisation股份代號(hào) stock code股份交收費(fèi) stock settlement fee股份存入表格 Stock Deposit Form股份存放費(fèi) stock deposit fee股份收納 stock conversion股份有限公司 joint stock company股份制 demutualisation股份承押人 stock pledgee股份承押人參與者中央結(jié)算系統(tǒng)參與者 Stock Pledgee ParticipantCCAS

24、S Participants股份拆細(xì) split; stock split股份計(jì)劃 share scheme股份頁大利市機(jī) stock pageTeletext股份托管費(fèi) stock custody fee股份提取費(fèi) stock withdrawal fee股份結(jié)算費(fèi) stock clearing fee股份認(rèn)購權(quán) share option股份賣空試驗(yàn)計(jì)劃 Short Selling Pilot Scheme股份購回 share repurchase股份(gfn)購回守則 Code on Share Repurchases股份(gfn)轉(zhuǎn)移日結(jié)單中央結(jié)算系統(tǒng) Daily Movement St

25、atementCCASS股份轉(zhuǎn)移報(bào)告(bogo)中央結(jié)算系統(tǒng) Statement of Stock MovementCCASS股份權(quán)益 share entitlements股價(jià)敏感資料披露指引 Guide on disclosure of price-sensitive information股東名冊(cè) register of members; share register股東周年大會(huì) annual general meeting （AGM）股東特別大會(huì) extraordinary general meeting （EGM）股東貸款 shareholder loan股東應(yīng)占溢利 profits

26、attributable to shareholdersFinancialTerms（4）股東權(quán)益 equity interest股東權(quán)益小組證監(jiān)會(huì) Shareholders Group SFC股息率 dividend yield股息單 dividend warrant股票出借人 stock lender股票承押人 stock pledgee股票非流動(dòng)化 immobilisation of share certificate股票非實(shí)物化 dematerialisation of share certificate股票按貸財(cái)務(wù)活動(dòng) share margin financing股票借貸 stock

27、 borrowing and lending股票借貸數(shù)額資料頁大利市 stock borrowing and lending position information pageTeletext股票期貨 stock futures股票期權(quán) stock option; equity option股票期權(quán)系統(tǒng) Traded OPtions System （TOPS）股票期權(quán)參考教育站 Stock Options Reference Educator （SCORE）股票期權(quán)從業(yè)員專業(yè)課程 Professional Course for Equity Options Practitioners股票(gp

28、io)登記費(fèi) scrip fee股票(gpio)貸出戶口 Stock Lending Account股票(gpio)歸還 stock return股價(jià)不動(dòng)時(shí)回報(bào) standstill return股價(jià)敏感資料 price-sensitive information股權(quán) equity interest; shareholding芝加哥交易所 Chicago Board of Trade （CBOT）芝加哥商品交易所 Chicago Mercantile Exchange （CME）芝加哥期權(quán)交易所 Chicago Board Options Exchange （CBOE）近價(jià)盤 about or

29、der金銀業(yè)貿(mào)易場 Chinese Gold and Silver Exchange Society金銀證券交易所 The Kam Ngan Stock Exchange金融大改革英國 Big BangUK金融工具 financial instrument金融中介現(xiàn)象 financial intermediation金融中介機(jī)構(gòu)/團(tuán)體 financial intermediary金融市場 financial market金融市場檢討報(bào)告 Report on Financial Market Review金融行動(dòng)專責(zé)委員會(huì) Financial Action Task Force （FATF）金融

30、服務(wù)法令英國 Financial Services ActUK金融服務(wù)網(wǎng)絡(luò) FinNet金融租賃* financial lease金融基建督導(dǎo)委員會(huì) The Steering Committee on the Enhancement of Financial Infrastructure金融期貨 financial futures金融機(jī)構(gòu) financial institution金邊證券 gilt-edged securities長倉 long position; bull position附加(fji)自動(dòng)對(duì)盤終端機(jī)用家 additional AMS terminal user附寄結(jié)單服務(wù)

31、的股份(gfn)獨(dú)立戶口中央結(jié)算系統(tǒng) Stock Segregated Account with Statement Service CCASS附帶(fdi)執(zhí)行買賣盤倫敦交易所 contingent orderLSE附屬公司 subsidiary附屬貸款 subordinated loan非上市可交易股份 trading only stocks非中介化 disintermediation非市場莊家的交易 non-market-making transaction非正常項(xiàng)目 abnormal item非成立為有限公司的注冊(cè)人士 unincorporated registered person非

32、即日平倉交易 overnight trade非實(shí)時(shí)數(shù)據(jù) delayed data非受監(jiān)管發(fā)行人 unregulated issuer非所有者權(quán)益變動(dòng)表 statement of non-owner movement in equity非金錢傭金 soft commission非金錢利益 soft-dollar benefits非執(zhí)行董事 non-executive director非常重大的收購事項(xiàng) very substantial acquisition非現(xiàn)貨月恒生指數(shù)期貨合約 non-spot month Hang Seng Index futures contract非登記持有人 non

33、-registered holder非結(jié)算的期權(quán)買賣參與者 / 非結(jié)算參與者/ 期權(quán)買賣 Non-Clearing Options Trading Participant; Non-Clearing Participant （NCP）options trading非經(jīng)常項(xiàng)目 extraordinary item非認(rèn)可負(fù)債 non-ranking liabilities非整手買賣盤 round-lot-plus order保本信托基金 guaranteed unit trust保本產(chǎn)品 capital preservation product保本證 Capital Protected Instr

34、ument （CPI）保值公債(gngzhi)中國內(nèi)地 Public Debt （Inflation-Linked Subsidy） TreasuryMainland China保留意見 qualified opinion保管人 custodian保障(bozhng)安排 security arrangement保障(bozhng)投資者條例 Protection of Investors Ordinance保險(xiǎn)業(yè)監(jiān)理專員 Commissioner of Insurance保險(xiǎn)業(yè)監(jiān)理處 Office of the Commissioner of Insurance保薦人 sponsor保薦人標(biāo)

35、準(zhǔn)守則 Model Code for Sponsors保薦人聲明 Sponsors Declaration保薦經(jīng)紀(jì) sponsoring broker保證 warranty保證人 guarantorFinancialTerms（5）保證金 margin保證金客戶 margin client保證金保險(xiǎn)范圍比率 margin coverage ratio保證金借貸活動(dòng) margin financing保證金價(jià)值 margin value保證金證券交易戶口 Margin Securities Trading Account保證金融資 margin financing保證基金 Guarantee Fu

36、nd保護(hù)償付規(guī)則期權(quán) Payout-Protection Ruleoptions信心保證書 comfort letter信用評(píng)級(jí) credit rating信息交流 exchange of information信托人 trustee信貸(xndi) credit信貸風(fēng)險(xiǎn) credit risk信貸(xndi)評(píng)級(jí) credit rating信貸(xndi)管制 credit control信貸緊縮 credit squeeze信貸額度* credit limit前收市價(jià) previous closing price宣誓及聲明條例 Oaths and Declarations Ordinanc

37、e客戶戶口 client account客戶身分規(guī)則證監(jiān)會(huì) Client Identity RuleSFC客戶服務(wù)器結(jié)構(gòu) client server architecture客戶協(xié)議書/合約 clients agreement客戶按金 client margin待轉(zhuǎn)名股份 street name share certificate后備資料復(fù)原軟件 file backup-restore macro后備聯(lián)線通訊線路 backup interactive line后進(jìn)先出 last in, first out （LIFO）后勤辦公室 back office恒生100 Hang Seng 100 （

38、HS100）恒生中國內(nèi)地流通指數(shù) Hang Seng Mainland Freefloat Index （HSMLFI）恒生中國內(nèi)地綜合指數(shù) Hang Seng Mainland Composite Index （HSMLCI）恒生中國企業(yè)指數(shù)（恒生國企指數(shù)） Hang Seng China Enterprises Index （HSCEI）恒生亞洲指數(shù) Hang Seng Asia Index （HSAI）恒生指數(shù) Hang Seng Index （HSI）恒生香港大型股指數(shù) Hang Seng HK LargeCap Index （HSHKLI）恒生香港小型股指數(shù) Hang Seng HK

39、 SmallCap Index （HSHKSI）恒生香港中型股指數(shù) Hang Seng HK MidCap Index （HSHKMI）恒生香港中資企業(yè)指數(shù)(zhsh)（中資企業(yè)指數(shù)） Hang Seng China-Affiliated Corporations Index （HSCCI）恒生香港流通(litng)指數(shù) Hang Seng HK Freefloat Index （HSHKFI）恒生香港綜合(zngh)指數(shù) Hang Seng Hong Kong Composite Index （HSHKCI）恒生倫敦參考指數(shù) Hang Seng London Reference Index

40、（HSLRI）恒生流通50 Hang Seng Freefloat 50恒生流通中國內(nèi)地25 Hang Seng Freefloat Mainland 25恒生流通香港25 Hang Seng Freefloat HK 25恒生流通綜合指數(shù) Hang Seng Freefloat Composite Index （HSFCI）恒生信息科技指數(shù) Hang Seng IT Index （HSITI）恒生信息科技組合指數(shù) Hang Seng IT Portfolio Index （HSITP）恒生綜合指數(shù) Hang Seng Composite Index （HSCI）恒生/富時(shí)亞洲大企業(yè)指數(shù) FT

41、SE/Hang Seng Asiatop Index恒生/富時(shí)亞洲分類指數(shù) FTSE/Hang Seng Asian Sector Indexes恒生/富時(shí)指數(shù)系列 FTSE/Hang Seng Indexes恒指服務(wù)有限公司 HSI Services Limited恒指國際有限公司 HSI International Limited恒指期貨 Hang Seng Index Futures恒指期權(quán) Hang Seng Index Options恢復(fù)買賣 resumption of trading持有成本 cost of carry持股人的分布情況 spread of holders持倉 pos

42、ition持倉上限 / 限額 position limit持倉比例 position ratio持倉限額及大額未平倉合約的申報(bào)規(guī)定指引證監(jiān)會(huì) Guidance Note on Position Limits and Large Open Position Reporting RequirementsSFC持倉限額比率 position limit ratio持倉風(fēng)險(xiǎn)調(diào)整 position risk adjustment持倉(ch cn)凈額 net position持倉(ch cn)類別期權(quán) tieroptions持牌人勝任能力(nngl)的指引 Guidance Note on Compet

43、ence持牌人進(jìn)行持續(xù)培訓(xùn)的指引 Guidance Note on Continuous Professional Training持續(xù)專業(yè)培訓(xùn)課程 Continuous Professional Training （CPT）持續(xù)凈額交收 continuous net settlement （CNS）持續(xù)責(zé)任 continuing obligation; on-going obligation持續(xù)發(fā)售機(jī)制 tap facility持續(xù)經(jīng)營會(huì)計(jì) going concernaccounting持續(xù)經(jīng)營之業(yè)務(wù) continuing operation持續(xù)關(guān)連交易 continuing connect

44、ed transaction持權(quán)成本期權(quán) cost of carry指引摘要 Guidance Note指示價(jià)格 indicative price指定分配期權(quán) assignmentoptions指定百分比 prescribed percentage指定銀行 designated bank指定證券 designated securitiesFinancialTerms（6）指數(shù)加權(quán)移動(dòng)平均方法 exponentially-weighted moving average指數(shù)套戥 index arbitrage指數(shù)參與單位 index participation unit指數(shù)掉期 index swa

45、p指數(shù)期貨 index futures指數(shù)債券 index bond指數(shù)預(yù)托證券 index depository receipt; index share指數(shù)認(rèn)購權(quán)證 index call warrant指數(shù)權(quán)證 index warrant按市價(jià)(shji)計(jì)值 mark to market / mark-to-market按金(n jn) margin按金(n jn)比例 margin ratio按金交易 margin trading按金減免 margin relief按金對(duì)銷 margin offset按揭貸款基準(zhǔn)組合 benchmark mortgage pool按揭貸款發(fā)放者 mor

46、tgage loan originator按金間距 margin interval按揭證券 mortgage-backed securities按盤價(jià) nominal price故障包容 fault tolerance柏力克舒爾斯期權(quán)定價(jià)模式 Black-Scholes option pricing model查訪 inspection visit查詢公布資料中央結(jié)算系統(tǒng) Enquire Announcement InformationCCASS查詢交收指示未獲配對(duì)原因中央結(jié)算系統(tǒng) Enquire Unmatched SI ReasonCCASS查詢報(bào)失股票資料功能中央結(jié)算系統(tǒng) Enquire

47、 Reported Lost CertificateCCASS洗黑錢 money laundering活躍業(yè)務(wù)紀(jì)錄創(chuàng)業(yè)板 active business pursuitsGEM派送股份/紅股 bonus issue界面聯(lián)系 interfacing盈利 earnings; profit盈利對(duì)利息倍數(shù) interest cover; interest coverage盈富基金 Tracker Fund of Hong Kong （TraHK）盈余儲(chǔ)備 surplus reserve相互上市 cross listing; dual listing相抵持倉 offsetting position相對(duì)(

48、xingdu)回報(bào)率 relative return相對(duì)強(qiáng)弱(qin ru)指數(shù) Relative Strength Indicator （RSI）相聯(lián)人 associated person相關(guān)/指定(zhdng)資產(chǎn) underlying asset相關(guān)/指定證券 underlying securities看跌股票掛鉤票據(jù) Bear Equity Linked Instrument （Bear ELI）看漲股票掛鉤票據(jù) Bull Equity Linked Instrument （Bull ELI）約務(wù)更替 novation約價(jià)* consideration紀(jì)律上訴委員會(huì) Disciplin

49、ary Appeals Committee紀(jì)律委員會(huì) Disciplinary Committee紀(jì)律案例 Disciplinary Casebook紀(jì)律處分程序手冊(cè) Handbook on Disciplinary Proceedings紀(jì)律處分權(quán)力 disciplinary power紀(jì)律程序 disciplinary procedures紅股 bonus share紅股發(fā)行 bonus issue紅籌股 red chip美元總會(huì)計(jì)長美國 Comptroller of the CurrencyUS美式期權(quán) American style option美國本土債券 Yankee bond美國全

50、國證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)/ 美國納斯達(dá)克證券市場 National Association of Securities Dealers Automated Quotations （NASDAQ）美國存管信托公司 Depository Trust Company （DTC）US美國商會(huì) American Chamber of Commerce （AMCHAM）美國國家經(jīng)濟(jì)研究局 National Bureau of Economic ResearchUS美國預(yù)托證券 American depository receipt （ADR）美國聯(lián)邦公開市場委員會(huì) Federal Open Marke

51、t Committee （FOMC）美國聯(lián)邦國家(guji)房屋貸款協(xié)會(huì)（房利美） Federal National Mortgage Association （Fannie Mae）美國(mi u)證券交易所 American Stock Exchange （AMEX）英倫(yn ln)銀行 Bank of England英格蘭及威爾斯特許會(huì)計(jì)師公會(huì) Institute of Chartered Accountants in England and Wales （ICA England & Wales）英國公認(rèn)會(huì)計(jì)師公會(huì) Chartered Association of Certified

52、Accountants （ACCA）英國投資管理監(jiān)管組織 Investment Management Regulatory Organisation （IMRO）英國金融業(yè)管理局 Financial Services Authority （FSA）UK衍生產(chǎn)品 / 衍生工具 derivatives衍生產(chǎn)品及風(fēng)險(xiǎn)管理文憑課程 Diploma Course in Derivatives and Risk Management衍生產(chǎn)品市場 / 衍生工具市場 derivatives market衍生產(chǎn)品市場咨詢小組 Derivatives Market Consultative Panel衍生產(chǎn)品結(jié)算

53、及交收系統(tǒng) Derivatives Clearing and Settlement System （DCASS）衍生權(quán)證 derivative warrant要約 offer計(jì)算按金程序 margining process負(fù)債 liabilities負(fù)債日 indebtedness date負(fù)債比率 debt-to-equity ratio重大交易 major transaction重估 revaluationFinancialTerms（7）重組 reorganisation重置成本 replacement cost重復(fù)認(rèn)購 multiple application重整賬目 restatem

54、ent of accounts限制通知書 restriction notice限制買賣期 black out period限價(jià)盤 limit order限價(jià)賣空(mi kn)規(guī)則 tick rule面值(min zh) face value; nominal value風(fēng)險(xiǎn)(fngxin)披露 risk disclosure風(fēng)險(xiǎn)披露聲明書創(chuàng)業(yè)板 Risk Disclosure StatementGEM風(fēng)險(xiǎn)值 value-at-risk風(fēng)險(xiǎn)容限 risk tolerance風(fēng)險(xiǎn)容量 appetite for risk風(fēng)險(xiǎn)參數(shù) risk parameter風(fēng)險(xiǎn)控制 risk control風(fēng)險(xiǎn)排列

55、方法 risk array method風(fēng)險(xiǎn)排列按金制度 risk array margining system風(fēng)險(xiǎn)排列算式 risk array algorithm風(fēng)險(xiǎn)評(píng)估 risk evaluation風(fēng)險(xiǎn)管理 risk management; exposure management風(fēng)險(xiǎn)管理委員會(huì) Risk Management Committee風(fēng)險(xiǎn)鑒別 risk identification食價(jià) price cheating; scalping首次上市費(fèi) initial listing fee首次公開招股 initial public offering （IPO）首次公開招股之進(jìn)度報(bào)告

56、 Initial Public Offerings Progress Report首次認(rèn)購費(fèi) front-end load首席交易員 chief dealer香港上市公司商會(huì) Chamber of Hong Kong Listed Companies香港中央結(jié)算（代理人）有限公司 HKSCC Nominees Limited香港中央結(jié)算有限公司（香港結(jié)算） Hong Kong Securities Clearing Company Limited （HKSCC）香港中央證券登記有限公司 Computershare Hong Kong Investor Services Limited （CHI

57、S）香港中國企業(yè)(qy)協(xié)會(huì) Hong Kong Chinese Enterprises Association香港公司(n s)收購、合并及股份購回守則刊物 Hong Kong Codes on Takeovers and Mergers and Share Repurchasespublication香港公司(n s)秘書公會(huì) The Hong Kong Institute of Company Secretaries香港交易及結(jié)算所有限公司（香港交易所） Hong Kong Exchanges and Clearing Limited （HKEx）香港交易所（中國）有限公司 HKEx （

58、China） Limited香港交易所股份信息板 HKEx Share Information Board香港交易所信息服務(wù)有限公司 HKEx Information Services Limited香港投資分析員公會(huì) Hong Kong Institute of Investment Analysts香港投資者學(xué)會(huì) Hong Kong Institute of Investors （HKII）香港投資基金公會(huì) Hong Kong Investment Funds Association （HKIFA）香港股份商會(huì)（1921年） Hong Kong Stockbrokers Associati

59、on （1921）香港股票經(jīng)紀(jì)會(huì)（1891年） Stockbrokers Association of Hong Kong （1891）香港金融研究中心 Hong Kong Institute for Monetary Research （HKIMR）香港金融管理局（金管局） Hong Kong Monetary Authority （HKMA）香港按揭證券有限公司 The Hong Kong Mortgage Corporation Limited香港財(cái)務(wù)顧問學(xué)會(huì) Hong Kong Association of Financial Advisors香港財(cái)資市場公會(huì) Hong Kong Fi

60、nancial Markets Association香港國際仲裁中心 Hong Kong International Arbitration Centre香港貨幣及投資匯展 Money World Asia Hong Kong香港創(chuàng)業(yè)投資協(xié)會(huì) Hong Kong Venture Capital Association香港期貨交易所有限公司（期交所） Hong Kong Futures Exchange Limited （HKFE）香港期貨結(jié)算有限公司 HKFE Clearing Corporation Limited （HKCC）香港證券培訓(xùn)贊助基金 Hong Kong Securities