法律意見書英文[共14頁]

1、法律意見書英文【篇一：英文法律意見書】haoway investments limited uegisteredsenior secured debt securities 關(guān)于豪威投資有限公司未登記優(yōu)先擔(dān)保債券的attorney s opinions法律意見書chongqing, p. r. china march 17, 2007 二零零七年三月十七日 re: haoway investments limited uegistered senior secureddebt securities關(guān)于豪威投資有限公司未登記優(yōu)先擔(dān)保債券的attorney opinion letter法律意見書

2、dated on march 17, 2007二 oo 七年三月十七日 gentleman or madam, 敬啟者： investment limited (haoway) and chongqing gaoshan realestate development co. ltd. (gaoshan) (our clients), deliver ouropinion as follows: according to (a) the european parliament?s purvis report; (b)the post-fsap report on asset management

3、; (c) cesr?s mandatefor the asset management experts group; (d) the iosco reporton “issues arising from the participation of retail investors inhedge funds ” (e) article 2 of directive 2001/108/ec (amendingthe ucits undertakings for collective investment intransferable securities ” or “ucits investm

4、ent fund ” directive 85/611 on investments), we delivered these opinions based on theaccepted professional standards and regulations and on theprinciples of due diligence:根據(jù)(a) 歐洲議會的 purvis 報告， (b) 關(guān)于資產(chǎn)管理的后 fsap 報告， (c) 歐洲證券管理委員會對于資產(chǎn)管理專家小組的強(qiáng)制要求，(d) 國際證監(jiān)會組織關(guān)于 “零散投資人參與對沖基金有關(guān)問題 ” 的報告， (e) 歐盟第 2001/108/

5、ec 號指令 第 2 條（關(guān)于修訂 ucits 可轉(zhuǎn)讓證券集合投資事業(yè)，也稱證券投資基金投資的第 85/611 號指令等有關(guān)法律法規(guī)的規(guī)定，本所按照律師 行業(yè)公認(rèn)的業(yè)務(wù)標(biāo)準(zhǔn)、道德規(guī)范和勤勉盡責(zé)的精神出具本法律意見 書。 as for this document, we hereby make followingrepresentations:對本所出具的本法律意見書，本所律師特作如下聲明： 1.0 the basic legal requirements of these opinion include (a)the european parliament?s purvis report; (

6、b) the post-fsap reporton asset management; (c) cesr?s mandate for the assetmanagement experts group; (d) the iosco report on “issues arising from theparticipation of retail investors in hedge funds ” (e) article 2 ofdirective 2001/108/ec (amending the ucits undertakings forcollective investment in

7、transferable securities ” or “ucits investment fund ” directive85/611 on investments). and we delivered these opinions withthe existing facts and laws or regulations on or before the 5thday of march, 2007.本所律師依據(jù) (a) 歐洲議會的 purvis 報告， (b) 關(guān)于資產(chǎn)管理 的后 fsap 報告， (c) 歐洲證券管理委員會對于資產(chǎn)管理專家小組的強(qiáng)制要求， (d) 國際證監(jiān)會組織關(guān)于

8、“零散投資人參與對沖基金有關(guān)問題 ”的報告， (e) 歐盟第 2001/108/ec 號指令第 2 條（關(guān)于修訂ucits 可轉(zhuǎn)讓證券集合投資事業(yè)，也稱證券投資基金 投資的第85/611 號指令及本法律意見書出具日以前已經(jīng)發(fā)生或存在的事實以及法律、法規(guī)的有關(guān)規(guī)定發(fā)表法律意見。2.0 haoway pledges for supply of all facts, materials and testimonieswhich might be used for the background for these opinions, and further guarantees the truthfu

9、lness, integrity and accuracy thereof with no majormisrepresentations. any copies thereof shall be the same with theoriginals.豪威公司保證已經(jīng)提供了本所律師認(rèn)為作為出具本法律意見書所必需的全部有關(guān)事實材料、副本材料或者口頭證言，且保證所提供材料的真實性、完整性和準(zhǔn)確性，無重大遺漏及誤導(dǎo)性陳述，所提供的復(fù)印件與原件具有一致性。 3.0 we merely deliver these opinions regarding uegisteredsenior secured d

10、ebt securities of haoway. any data, information and conclusion of relevant reports and documents by otherinstitutes involved shall not be commented by this firm. 本所律師僅就與豪威公司未登記優(yōu)先擔(dān)保債券涉及的有關(guān)法律問題發(fā)表法律意見。本法律意見書涉及到其他中介機(jī)構(gòu)出具報告及相關(guān)文件中數(shù)據(jù)、意見及結(jié)論之處均為嚴(yán)格引述，并不表明本所及本所律師對這些數(shù)據(jù)、意見及結(jié)論的任何評價。 4.0 for any major facts without

11、 evidences, we make theseopinionsaccording to the representations of our clients.在本法律意見書出具過程中，對于那些對本法律意見書至關(guān)重大但 已無法得到直接獨(dú)立的證據(jù)支持的事實，本所律師依據(jù)委托人的有關(guān)陳述出具相關(guān)的法律意見。 5.0 we do agree that haoway may make reference to theopinion or conclusion of these opinions in offering memorandum ofuegistered senior secured de

12、bt securities and any otherdocuments. however, no reference shall be made in misleadingway. unless otherwise addressed herein, all the terms in theseopinions shall be used, defined and explained in the samemeaning of those in offering memorandum.本所律師同意豪威公司在豪威公司未登記優(yōu)先擔(dān)保債券募集說明書中引用本 法律意見書的有關(guān)意見及結(jié)論，但該引述不應(yīng)

13、采取任何可能導(dǎo)致對本法律意見書的理解出現(xiàn)偏差的方式進(jìn)行。除非另有說明，本法律意見書和豪威公司未登記優(yōu)先擔(dān)保債券發(fā)行中使用、定義及解釋的所有術(shù)語具有相同含義。 6.0 these opinions shall be only used for uegistered seniorsecured debt securities of haoway. any other purposes shall not bepermitted. we agree to report these opinions attached withother required legaldocuments and to b

14、e responsible for these opinions. 本法律意見書僅供豪威公司未登記優(yōu)先擔(dān)保債券之目的使用，不得用作任何其他目的。本所律師同意將本法律意見書作為豪威公司未登記優(yōu)先擔(dān)保債券所必備的法定文件，隨其他申請材料一起上報，并依法對本法律意見所出具的法律意見承擔(dān)責(zé)任。 we hereby make following attorney?s opinions for uegisteredsenior secured debt securities of haoway: 本所律師現(xiàn)就豪威公司 未登記優(yōu)先擔(dān)保債券涉及的相關(guān)法律問題，出具如下法律意見： 7.0 haoway is i

15、n good standing under the laws of thejurisdiction of its incorporation, has been duly incorporated, is validly existingas a corporation with corporate power and authority to own itsproperty and to conduct its business as described in theoffering documents and is duly qualified to transact businessan

16、d is in good standing in the state of its formation; 豪威公司是依法正式成立并有效存續(xù)的法人，符合其管轄地法律的各項規(guī)定，它有權(quán)力和授權(quán)擁有自有財產(chǎn)和開展發(fā)行文件所述的業(yè)務(wù)，有充分的資格進(jìn)行交易，符合其成立所在州的法律。 8.0 the commitment letter has been duly authorized,executed anddelivered by haoway;【篇二：英文律師法律意見書范本】sample attorney opinion letterdate(name of client) president * c

17、o., ltdcity, state, zip code re: opinion letter regarding (name of employee, e.g., fictitious* *)dear (name): after our initial meeting, i reviewed the papers you sent meregarding the * *matter. as i understand the situation, ms.*signed a written employment agreement with your company. the agreement

18、 stated that inthe event of termination or resignation from her job as your salesassociate, ms. * would not call upon or sell goods to any of your customers for aperiod of one year. you have asked me to advise you about your rights, thechance of success, the amount of damages that may be recoverable

19、, the costsinvolved, and my ability torepresent you in this matter.rights of * against ms. * when ms. * signed a written contract with your company, sheagreed not to call upon any of your customers for a period of one year. this iscalled a restrictive covenant. to enforce your covenant against ms.*,

20、you must bring an action against her and prove your case. you have a choiceof forums in which to bring the action: federal district court or a state court. sinceit is easier to obtain an injunction (an action to immediately stop her fromselling to your customers) in a state court rather than a feder

21、al court, i wouldsuggest thestate court. i must advise you that injunctions are largely discretionarywith the court, and behalf. since you waited eight months before threatening tosue ms. *, my guess is that you have about a twenty percent (20%) chance ofobtaining aninjunction.rights to and amount o

22、f damages your chances of obtaining money damages against ms. *aremuch greater than your chances for an injunction. from our discussion and thefacts and evidence suggested in your papers, it appears that the amount ofrecoverable damages would be measured by the profits you have lost since the timems

23、. * beganselling competitive products to your customers. it should be understood that if we win our case, however,ms.* may not voluntarily pay the judgment. thus, it may be necessary toenforce the judgment by having a sheriff or marshall seize andsell assets not exempt from execution. however, if ms

24、. * doesnot own assets, such as real estate, money in bank accounts, stocks, etc., but owns only personal items exemptfrom execution under the laws of our state, then any judgmentyou obtain may not be worth much.negatives to lawsuit besides the fact that you may lose a lawsuit against ms. * orthat a

25、ny judgment obtained may be uncollectible, there are othernegative factors you should consider before bringing alawsuit. these include court costs and attorney fees. courtcosts are recoverable, but other costs, such as travel, the timelost when you are called to testify (or required to help usdevelo

26、p the case), and attorney fees, are not recoverable.my services i am familiar with the nature of your manufacturing businessand am qualified to represent you in this matter if you chooseto proceed. my fee would be based on my normal hourlycharge of $250 for myself and $150 for associates. trial time

27、 isbilled at $1,000 per day. the initial services of preparing acomplaint and serving same would cost approximately $300.preparing a request for an injunction and attending a hearing on the injunction wouldcost approximately $2,500. it is quite possible that ms. * would not retain her owncounsel and

28、 not answer the complaint. this means that a default judgmentcould be taken without the necessity of a trial. here attorneyfees would probably amount to no more than $1,000. i require a $1,000 retainer to open a file and commence anaction. if you wish to proceed with this matter, i will need to know

29、 thefull names and addresses of your customers to whom ms. * ispresently selling and the estimated sales volume which youhave lost.if you have any questions, please call me. very truly yours,name of attorney【篇三：律師制作法律意見書和工作報告規(guī)范 (中英文 )】律師制作法律意見書和工作報告規(guī)范 版次： 01 修改碼： 02 編號： ty/zy01.05-2002 making legals

30、ubmissions and lawyers work standardized version of thereport: 01 to amend code: 02 #: ty/zy01.05-2002 1 目的和主題內(nèi)容 1.1 為了指導(dǎo)律師制作法律意見書和工作報告，制訂本規(guī)范。 1.2 本規(guī)范規(guī)定了律師出具法律意見書和工作報告的范圍和基本要求、基本內(nèi)容、出具程序、修改程序、反饋意見及工作底稿等。 1 purpose and content of 1.1 to guide the theme of makinglegal submissions and lawyers work repor

31、t, the formulation ofthe code. 1.2 norms issued by a lawyer provided legalsubmissions and report on the work of the scope and basicrequirements, the basic content, issued procedures, modifythe program, feedback and working papers, and so on.2 適用范圍2.1 本規(guī)范適用于本所全體律師。2.2 下列人員應(yīng)通曉本規(guī)范：1）律師2.3 下列人員應(yīng)了解本規(guī)范：1）

32、業(yè)務(wù)輔助人員 2 application of the 2.1 instruction applies to all this by thelawyers. 2.2 the following persons should be proficient in thestandards: 1) 230 lawyers should understand the followingspecifications: 1) operational support staff3 術(shù)語3.1 法律意見書：是指律師對有關(guān)的法律問題明確發(fā)表的結(jié)論性意見。3.2 律師工作報告：是指律師詳盡、完整地闡述所履行盡職調(diào)查

33、的情況，在法律意見書中所發(fā)表意見或結(jié)論的依據(jù)、進(jìn)行有關(guān)核查驗證的過程、所涉及的必要資料或文件的文本。3.3 工作底稿：是指律師在制作法律意見書和工作報告過程中形成的工作記錄及在工作中獲取的文件、會議紀(jì)要、談話記錄等資料。 3 legal terminology from 3.1: refers to lawyers on the legalissues clear on the concluding observations. 3.2 report on the work of lawyers: that lawyersare detailed and complete exposition

34、of the due diligenceperformed by the circumstances, legal advice in the bookpublished by the observations or conclusions on the basis ofthe verification carried out the verification process, involvingthe necessary information or documents to the text. 3 。3working papers: refers to lawyers in the pro

35、duction of legalsubmissions and report on the work developed in the courseof the work records and access to the work of the papers,minutes of meetings, the transcript included.4 職責(zé) 本規(guī)范的編制和修訂由本所標(biāo)準(zhǔn)化委員會提出，經(jīng)合伙人會議批準(zhǔn)后，由主任頒布。4 duties of the norms and the establishment of theamendments by the committee for

36、standardization, proposed, the approval by the partners,promulgated by the director.5 引用法律、規(guī)章 中華人民共和國公司法中華人民共和國證券法 中國證監(jiān)會公開發(fā)行證券公司信息披露的編報規(guī)則（第 12 號） 5 cited laws, regulations, the prc company law, prc securitieslaw, the china securities regulatory commission public offering of securitiescompanies for d

37、isclosure of information on the rules (no. 12)6 出具范圍和基本要求6.1 在下列情況下，律師可以向委托人出具法律意見書或律師工作報告：（1）有關(guān)法律、法規(guī)、規(guī)章要求律師制作的法律意見書、律師工作報告為必備文件的；（2）委托人要求律師就有關(guān)的法律問題明確發(fā)表結(jié)論性意見的；（3）本所作業(yè)文件要求的；（4）律師在承辦案件或法律事務(wù)過程中認(rèn)為有必要出具法律意見書和律師工作報告的。6.2 有關(guān)法律、法規(guī)、規(guī)章和本所作業(yè)文件對法律意見書和律師工作報告的內(nèi)容有明確規(guī)定的，律師在制作法律意見書和律師工作報告時應(yīng)符合有關(guān)規(guī)定。某些具體規(guī)定確實對委托人不適用的，律師

38、可根據(jù)實際情況作適當(dāng)變更，但應(yīng)向委托人說明變更的原因。 6.3 律師出具法律意見書和律師工作報告所用的語詞應(yīng)簡潔明晰，不得使用 “基本符合條件 ”或 “除 xxx 以外，基本符合條件 ”一類的措辭。對不符合有關(guān)法律、法規(guī)、規(guī)章、本所作業(yè)文件規(guī)定的事項，或已勤勉盡責(zé)仍不能對其法律性質(zhì)或其合法性作出準(zhǔn)確判斷的事項，律師應(yīng)發(fā)表保留意見，并說明相應(yīng)的理由。 6 issued by the scopeand basic requirements of 6.1 in the following cases, lawyerscan be issued to the client or the legal c

39、ounsel report on thework of the submissions: (1) the relevant laws, regulations,rules require the production of legal counsel submissions,lawyers for the report on the work necessary documents ; (2)client requested the law society on the legal issues explicitlymade the concluding observations (3) of

40、 this document by theoperating requirements of (4) lawyers in the case or contractors in the course of legal affairsconsider it necessary to issue legal opinions and the report onthe work of lawyers. 6 issued by the scope and basic requirements of 6.1 in thefollowing cases, lawyers can be issued to

41、the client or the legalcounsel report on the work of the submissions: (1) the relevantlaws, regulations, rules require the production of legal counselsubmissions, lawyers for the report on the work necessarydocuments ; (2) client requested the law society on the legalissues explicitly made the concl

42、uding observations (3) of thisdocument by the operating requirements of (4) lawyers in the case or contractors in the course of legal affairsconsider it necessary to issue legal opinions and the report onthe work of lawyers. 6 。3 lawyers issued legal submissionsand report on the work of lawyers used

43、 by the words should besimple clarity, shall not be used in line with the basicconditions or xxx addition, in line with the basic conditions ofa class of the wording. for non-compliance with the relevantlaws, regulations, rules, the document provided by operatingissues, or diligence is not its natur

44、e or the legitimacy of thelaw to make an accurate judgement of the matter, lawyersshould be made reservations, as well as the correspondingreasons.7 基本內(nèi)容7.1 法律意見書的基本內(nèi)容7.1.1 法律意見書開頭部分（1）法律意見書開頭部分應(yīng)載明，律師是否根據(jù)有關(guān)法律、法規(guī)和規(guī)章的規(guī)定，按照律師行業(yè)公認(rèn)的業(yè)務(wù)標(biāo)準(zhǔn)、道德規(guī)范和勤勉盡責(zé)精神，出具法律意見書。（2）律師應(yīng)承諾依據(jù)有關(guān)法律、法規(guī)和規(guī)章的規(guī)定及本法律意見書出具日以前已發(fā)生或存在的事實發(fā)表法律

45、意見。（3）律師應(yīng)承諾已嚴(yán)格履行法定職責(zé)，遵循了勤勉盡責(zé)和誠實信用原則，對委托人委托事項的合法、合規(guī)、真實、有效性進(jìn)行了充分的核查驗證，保證法律意見書和律師工作報告不存在虛假記載、誤導(dǎo)性陳述及重大遺漏。（4）律師應(yīng)承諾同意對法律意見書和律師工作報告承擔(dān)相應(yīng)的法律責(zé)任。（5）律師應(yīng)承諾同意委托人部分或全部引用法律意見書或律師工作報告的內(nèi)容，但委托人作上述引用時，不得因引用而導(dǎo)致法律上的歧義或曲解。（6）律師可作出其他適當(dāng)聲明，但不得做出違反律師行業(yè)公認(rèn)的業(yè)務(wù)標(biāo)準(zhǔn)、道德規(guī)范和勤勉盡責(zé)精神的免責(zé)聲明。 7 elements of the law from 7.1 the basic content

46、of the lawfrom the beginning of 7.1.1 (1) the law should specify thebeginning of the submissions, lawyers are in accordance withthe relevant laws and regulations on the basis of the legalprofession recognized business standards, ethics and thespirit of diligence, issued by legal submissions. (2) law

47、yersshould undertake in accordance with the relevant laws andregulations and the provisions of this legal submissions on theissue before or the fact that the existence of a legal opinion. (3)lawyers should have strict commitment to perform theirfunctions, followed the diligence and credit honesty pr

48、inciple, commissioned by the clients of the legal, regulatory, true, thefull effectiveness of the verification verification to ensure thatthe legal submissions and lawyers work there is no report offalse records, misleading statements and major omissions. (4)lawyers should commit themselves to agree

49、 on the legalsubmissions and report on the work of lawyers bear thecorresponding legal responsibility. (5) lawyers agree thatclients should commit themselves to quote some or all of thelegal submissions of counsel or the contents of the report, butmade the above quote when the client, not to invoke

50、a result ofthe legal ambiguity or misinterpretation. (6) lawyers can makeother appropriate statement, but not to breach the legalprofession recognized business standards, ethics anddiligence of the disclaimer.7.1.2 法律意見書正文 律師應(yīng)在進(jìn)行充分核查驗證的基礎(chǔ)上，對委托人委托的事項明確發(fā)表結(jié)論性意見。所發(fā)表的結(jié)論性意見應(yīng)包括是否合法合規(guī)、是否真實有效，是否存在糾紛或潛在風(fēng)險。 7.

51、1.2 legal counsel from the body should be in full verificationon the basis of verification, the client commissioned a clearmatter of concluding observations. published by theconcluding observations should include the legality of theregulation, whether real, valid, the existence of disputes orpotenti

52、al risks.7.1.3 總體結(jié)論性意見（1）律師應(yīng)對委托人委托的事項是否存在違法違規(guī)，明確發(fā)表總體結(jié)論性意見。（2）律師已勤勉盡責(zé)仍不能發(fā)表肯定性意見的，應(yīng)發(fā)表保留意見，并說明相應(yīng)的理由。 7.1.3 overall concluding observations (1) commissioned alawyer to clients of the existence of illegal matters, a clearoverall concluding observations. (2) lawyers have diligencecan not express the views

53、 of certainty, should be madereservations, as well as the corresponding reasons.7.2 律師工作報告的基本內(nèi)容7.2.1 律師工作報告開頭部分律師工作報告開頭部分應(yīng)載明，律師是否根據(jù)有關(guān)法律、法規(guī)和規(guī)章的規(guī)定，按照律師行業(yè)公認(rèn)的業(yè)務(wù)標(biāo)準(zhǔn)、道德規(guī)范和勤勉盡責(zé)精神，出具律師工作報告。7.2.2 律師工作報告引言（1）可以簡介律師及律師事務(wù)所，包括（但不限于）注冊地及時間、業(yè)務(wù)范圍、執(zhí)業(yè)律師人數(shù)、本次簽名律師的執(zhí)業(yè)記錄及其主要經(jīng)歷、聯(lián)系方式等。（2）說明律師制作法律意見書的工作過程，包括（但不限于）與委托人相互溝通的情況

54、，對委托人提供材料的查驗、走訪、談話記錄、現(xiàn)場勘查記錄、查閱文件的情況，以及工作時間等。7.2.3 律師工作報告正文（1）根據(jù)有關(guān)法律、法規(guī)、規(guī)章以及委托人的章程等規(guī)定，委托事項是否合法有效，是否存在法律障礙、可能引致的風(fēng)險等。（2）律師認(rèn)為需要說明的其他問題。 7.2 counsel report on the work of the basic elements 7.2.1lawyers report on the work of lawyers beginning of thebeginning of the work report should contain, lawyers are

55、 inaccordance with the relevant laws and regulations on the basisof the legal profession recognized business standards, ethicsand the spirit of diligence , issued by the law society report onthe work. 。7.2.2 report on the work of lawyers introduction (1)introduction lawyers and law firms, including

56、(but not limited to) the time and place of registration, business scope,the number of lawyers, this lawyers signature practice recordand its main experience, contacts, etc. . (2) description of thelawyers making legal submissions process, including (but notlimited to) and the client to communicate w

57、ith each other, toprovide information on the client identification, visited,conversation records, crime scene investigation records,inspection documents, and work hours. 7.2.3 lawyers report onthe work of the body (1) in accordance with the relevant laws,regulations, rules and provisions of the statute of clients,whether the commission valid, the existence of legal barriers,may lead to the risks. (2) lawyers need to note that the otherissues.8出具程序8.1 提交委托人的法律意見書和律師工作報告應(yīng)是經(jīng)至少一名以上執(zhí)業(yè)律師簽名，并經(jīng)本所加蓋公章、簽署日期的正式文本。8.2 法律意見書和律師工作報告在經(jīng)本所蓋章前，應(yīng)經(jīng)