國際結(jié)算實驗-信用證實驗參考答案

1、實驗4. 信用證結(jié)算業(yè)務(wù)4.2.3 實驗素材一、開證申請書2003年5月10日，CHINA IMP. & EXP. CORP. GUANGDONG向中國銀行廣東省分行提交下面這張開證申請書申請開證，開證行按所給問題審核開證申請書。APPLICATION FOR IRREVOCABLE DOCUMENTARY CREDITLC NO.230BS-453222致：中國銀行廣東省分行TO: BANK OF CHINA, GUANGDONG BRANCH 日期： DATE: MAY 10, 2003茲請貴行以信開X電開按下述項目開立不可撤銷信用證Please issue by airmail/

2、cable an irrevocable letter of credit as follows有效期Expiry Date: July 30, 2003在受益人所在國In the beneficiarys country申請人APPLICANT(Name & Address) CHINA IMP. & EXP. CORP. GUANGDONGINTERNATIONAL BUILDING, DONGFENGXI RD.,GUANGZHOU,P.R. CHINA TEL:89676777受益人Beneficiary(Name & Address)PHILIPS HONG

3、KONG LIMITEDCS/BUSINESS COMMUNICATION SYSTEM26/F, HOPEWELL CENTRE, 17 KENNEDY RD.HONG KONG TEL:8215888/8215688通知行（如未填寫貴行可自選）ADVISING BANK(IF BLANK, AT YOUR OPTION)金額Amount(in figures and words)USD77,495.79 SAY U.S. DOLLARS SEVENTY SEVEN THOUSAND FOUR HUNDRED NINETY FIVE AND CENTS SEVENTY NINE ONLY本證

4、使用時，匯票由你行選定以本公司或你行代理行為付款人見票 天，貴行按 % 的發(fā)票金額支用，隨附下列單據(jù)。 Available by draft drawn, at your option, on us/you or your correspondent at sight for 100% of the invoice value accompanied by the following documents.X商業(yè)發(fā)票一式 份標(biāo)明信用證號碼和合同號碼。Signed commercial invoice in 4 copies indicating L/C No. and Contract No.全

5、套清潔已裝船海運提單/鐵路運輸承運貨物收據(jù)作成空白抬頭由發(fā)貨人空白背書注明“運費付訖/運費待收”并通知Full set of clean on board OCEAN BILLS OF LADING /FORWARDING AGENTS RAILWAY CARGO RECEIPTS made out to order and endorsed in blank, marked FREIGHT PREPAID/FREIGHT TO COLLECT and notify_X潔凈航空提單以貴行為收貨人注明“運費付訖/運費待收”及列明信用證號碼并通知開證申請人。Clean Air WayBill co

6、nsigned to your bank marked Freight Collect showing this L/C No. and notify the applicant with full address.保險單或保險憑證一式 份空白背書按 %的CIF金額注明賠款在目的地以匯票同種貨幣支付投保：學(xué)會貨物險條款（一切險/平安險）、學(xué)會戰(zhàn)爭險、學(xué)會罷工暴動民變險。Insurance policy/certificate in copies blank endorsed, for pct of the CIF value showing claims payable at destinat

7、ion in the same currency as the draft and covering: Institute Cargo Clauses(A/B/C), institute War Clauses and Institute S.R.C.C.Clauses.X裝箱單或重量單 份Packing list/weight memo in 4 copiesX由 出具之品質(zhì)證 份Certificate of quality in 4 copies issued by the manufacturers.X由 出具之產(chǎn)地證 份Certificate of origin in 3 copies

8、 issued by the Chamber of Commerce in the country of OriginXBeneficiarys copy of cable to the accountees advising shipment immediately after shipment made裝運貨物Covering shipment of :COMPONENTS FOR SOPHO-S 451482-155200 SHIPPING MARKS=03EMHKHNCT02002 QUANTITY: 1 LOT FCA AMSTERDAM GUANGZHOU CHINA由shipme

9、nt from AMSTERDAM裝運至To GUANGZHOU不遲于Latest: July 15, 2003分批裝運Partial ShipmentsX準(zhǔn)許allowed禁止prohibited轉(zhuǎn)運TransshipmentX準(zhǔn)許allowed禁止prohibited其它條款：（下列條款遇有與上列印妥條款有明顯出入時，則以下列條款為準(zhǔn)）。OTHER TERMS AND CONDITIONS(These shall prevail over all printed terms in case of any apparent conflict)中國廣州以外的一切銀行費用由受益人負(fù)擔(dān)。All b

10、anking charges outside Guangzhou, China are for beneficiarys account.單據(jù)須在裝運單據(jù)簽發(fā)日之后 天內(nèi)但不超過信用證有效期內(nèi)提交。Documents must be presented within 15 days after the date of issuance of the shipping document(s) but within the validity of the credit. 開證申請人簽章 Stamp & Signature of Applicant本表用英文填寫。 第一聯(lián)銀行留存（本證受國際

11、商會現(xiàn)行“統(tǒng)一慣例”制約Subject to UCP ICC prevailing revision）申請人公司CHINA IMP. & EXP. CORP. GUANGDONG受益人公司PHILIPS HONG KONG LIMITEDCS/BUSINESS COMMUNICATION SYSTEM26/F, HOPEWELL CENTRE, 17 KENNEDY RD.HONG KONG TEL:8215888/8215688通知行是否已由申請人指定？沒有信用證到期地點和時間在受益人所在國In the beneficiarys countryExpiry Date: July 30

12、, 2003受益人開立匯票的要求金額：USD77,495.79；期限：即期單據(jù)種類、份數(shù)、要求商業(yè)發(fā)票；航空提單；裝箱單；品質(zhì)證；產(chǎn)地證；裝船發(fā)貨通知書貨物裝運港、目的港、最遲裝船期裝運港： AMSTERDAM目的港：GUANGZHOU最遲裝船期： July 15, 2003能否分運？能否轉(zhuǎn)運？分運：允許轉(zhuǎn)運：允許銀行費用由哪方支付？受益人交單期單據(jù)須在裝運單據(jù)簽發(fā)日之后 15天內(nèi)但不超過信用證有效期內(nèi)提交。開證行處理信用證業(yè)務(wù)的依據(jù)是什么？UCP500開證行除審查申請書外，還應(yīng)處理哪些事宜？P64：開證行業(yè)務(wù)處理環(huán)節(jié)開證行在什么情況下可免責(zé)？P67：信用證開證申請書背面條款二、信用證的開立（

13、一）全電信用證中國銀行廣東省分行接受CHINA IMP. & EXP. CORP. GUANGDONG開證申請，于次日以草擬的信開信用證為依據(jù)，將該證內(nèi)容輸入電腦并對外發(fā)送全電信用證。Date and place of issue:MAY 10,2003Date and place of expiryJULY 30,2003 in country of beneficiaryApplicant:CHINA IMP. & EXP. CORP. GUANGDONGINTERNATIONAL BUILDING, DONGFENGXI RD.,GUANGZHOU,P.R. CHINA

14、TEL:89676777BeneficiaryPHILIPS HONG KONG LIMITEDCS/BUSINESS COMMUNICATION SYSTEM26/F., HOPEWELL CENTRE,17 KENNEDY RD., HONG KONG TEL: 8215888/8215688Advising Bank: BANKERS TRUSTHONG KONGAmount: USD77,495.79SAY U.S.DOLLARS SEVENTY SEVEN THOUSAND FOURHUNDRED NINETY FIVE AND CENTS SEVENTY NINEONLYParti

15、al shipmentsXallowednot allowedTransshipmentsXallowednot allowedCredit available with ANY BANK:by payment at sightby deferred payment at:by acceptance of drafts at:Xby negotiation against the documents detailed herein Xand of your drafts at sight for FULL invoice value drawn on us. Shipment from AMS

16、TERDAMfor transportation to GUANGZHOU, CHINALatest JULY 15, 2003X Signed commercial invoice in FOUR copies indicating L/C No. and Contract No.Full set of clean on board marine bills of lading made out to order, endorsed in blank and marked FREIGHT PREPAID/TO COLLECT and to notify:Insurance policy or

17、 certificate in duplicate blank endorsed, for pct of the CIF value showing claims payable at destination in the same currency as the draft and covering Institute Cargo Clauses( ), Institute War Clauses and Institute S.R.C.C. Clause.X Packing list/Weight memo in FOUR copies.X Certificate of quality i

18、n FOUR copies issued by THE MANUFACTURERS.X Certificate of origin in THREE copies issued by THE CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISING SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED TO ORDER OF ISSUING

19、 BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE APPLICANT WITH FULL ADDRESS.Covering shipment of: COMPONENTS FOR SOPHO-S 451482-155200 QTY: ONE LOT SHIPPING MARKS=03EMHKHNCT02002FCA AMSTERDAM GUANGZHOU CHINAOTHER TERMS AND CONDITIONS:All banking charges outside Guangzhou,China are fo

20、r beneficiarys account.Documents must to be presented within 15 days after the date of issuance of the shipping document(s) but within the validity of the Credit.We hereby issue the Irrevocable Documentary Credit in your favour. It is subject to the Uniform Customs and Practice for Documentary Credi

21、t(1993 Revision, INTERNATIONAL Chamber of Commerce,Paris,France,Publication No.500) and engage us in accordance with the terms thereof. The number and the date of the Credit and the name of our bank must be quoted on all drafts required. For BANK OF CHINAGUANGDONG PROVINCIAL BRANCHAuthorized Signatu

22、re(s)INSTRUCTIONS OF NEGOTIATING BANK:1.Each presentation must be noted on the reverse of this advice.2. All documents are to be despatched in ONE lot by registered airmail to us at:BANK OF CHINAGUANGDONG PROVINCIAL BRANCHINTERNATIONAL DEPARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GUANGZHOU, CHINA3

23、.In reimbursement-We shall reimburse you in accordance with your instructions upon receipt of documents in compliance with credit terms.TO: BANKERS TRUSTHONG KONGFM: BANK OF CHINA， GUANGDONG PROVINCIAL BRANCHDATE： MAY 10,2003TEST：ATTN: L/C ADVISING DEPTWE HEREBY ISSUE OUR IRREVOCABLE DOCUMENTARY CRE

24、DIT AS FOLLOWS:DOC. CREDIT NUMBER: LC NO.230BS-453222EXPIRY DATE N PLACE: JULY 30,2003 in country of beneficiaryAPPLICANT: CHINA IMP. & EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DONGFENGXI RD., GUANGZHOU,P.R. CHINABENEFICIARY: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEM26/F.,

25、HOPEWELL CENTRE, 17 KENNEDY RD., HONG KONGCURR/AMOUNT: USD77,495.79AVAILABLE WITH: ANY BANK by negotiationDRAFT(S) AT SIGHT FOR FULL INVOICE VALUE ON USDOCUMENTS REQUIRED: X Signed commercial invoice in FOUR copies indicating L/C No. and Contract No.X Packing list/Weight memo in FOUR copies.X Certif

26、icate of quality in FOUR copies issued by THE MANUFACTURERS.X Certificate of origin in THREE copies issued by THE CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISING SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED T

27、O ORDER OF ISSUING BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE APPLICANT WITH FULL ADDRESS.PRESENTATION PERIOD: 15 days COVERING SHIPT OF GOODS: COMPONENTS FOR SOPHO-S451482-155200QTY: ONE LOT DELIVERY TERMS: FCA AMSTERDAMSHIPPING MARK: SHIPPING MARKS=03EMHKHNCT02002 GUANGZHOU CHI

28、NALOADING/DESPATCH AT/FM: AMSTERDAMFOR TRANSPORTATION TO: GUANGZHOU, CHINALATEST DATE OF SHIPMENT: JULY 15, 2003PARTIAL SHIPMENT: allowedTRANSHIPMMENT: allowedADDITIONAL CONDITIONS:1.Each presentation must be noted on the reverse of this advice.2. All documents are to be despatched in ONE lot by reg

29、istered airmail to us at:BANK OF CHINA，GUANGDONG PROVINCIAL BRANCH，INTERNATIONAL DEPARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GUANGZHOU, CHINA3.In reimbursement-We shall reimburse you in accordance with your instructions upon receipt of documents in compliance with credit terms.THIS CREDIT IS SUBJ

30、ECT TO UCP ICC PREVAILING REVISION.THIS IS THE OPERATIVE INSTRUMENT, NO MAIL CONFIRMATION TO FOLLOW.XXXXABC HUNANNNNN（二）簡電信用證CHINA IMP. & EXP. CORP. GUANGDONG指示開證行開立信開信用證（issue by airmail），中國銀行廣東省分行于次日寄送信開信用證后并向通知行發(fā)送簡電信用證。MSG NO. LC NO.: 230BS-453222TO: BANKERS TRUSTHONG KONGFM: BANK OF CHINA， G

31、UANGDONG PROVINCIAL BRANCHDATE: 11， MAY, 2003TEST x x x FOR USD77,495.79PLEASE ADVISE BENEFICIARY THAT WE ISSUED IRREVOCABLE CREDIT NO. LC NO.230BS-45322 ON USFAVOUR: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEMACCOUNT: CHINA IMP. & EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DON

32、GFENGXI RD., GUANGZHOU,P.R. CHINAAMOUNT: USD77,495.79EXPIRY: JULY 30,2003 in country of beneficiaryCOVERING GOODS: COMPONENTS FOR SOPHO-S451482-155200QTY: ONE LOT SHIPMENT FROM AMSTERDAM TO GUANGZHOU, CHINA LATEST JULY 15, 2003 THIS IS NOT AN OPERATIVE INSTRUMENT, AIRMAIL OPERATIVE INSTRUMENT TO FOL

33、LOW.（三）SWIFT開證中國銀行廣東省分行接受CHINA IMP. & EXP. CORP. GUANGDONG開證申請，于次日采用SWIFT對外開立信用證。:40A form of documentary credit: :20 documentary credit number: 230BS-453222:31C date of issue: 11, MAY, 2003:31D date and place of expiry: JULY 30,2003 in country of beneficiary:51s Applicant Bank: BANK OF CHINA GU

34、ANGDONG PROVINCIAL BRANCH:50 applicant: CHINA IMP. & EXP. CORP. GUANGDONG， INTERNATIONAL BUILDING, DONGFENGXI RD., GUANGZHOU,P.R. CHINA:59 beneficiary: PHILIPS HONG KONG LIMITED CS/BUSINESS COMMUNICATION SYSTEM:32B currency code amount: USD77,495.79:39A pct credit amount tolerance: :41A availabl

35、e with /by-swift addr: ANY BANK:42 Drafts at Drawn on: US :43P partial shipments: ALLOWED:43T transshipment: ALLOWED:44A on board/disp/taking charge: AMSTERDAN:44B for transportation to: GUANGZHOU, CHINA:44C latest date of shipment: JULY, 15, 2003:45A Shipment of goods and/or services: COMPONENTS FO

36、R SOPHO-S451482-155200QTY: ONE LOT 46A DOCUMENTS required:X Signed commercial invoice in FOUR copies indicating L/C No. and Contract No.X Packing list/Weight memo in FOUR copies.X Certificate of quality in FOUR copies issued by THE MANUFACTURERS.X Certificate of origin in THREE copies issued by THE

37、CHAMBER OF COMMERCE IN THE COUNTY OF ORIGIN.X BENEFICIARYS CERTIFIED COPY OF CABLE TO THE ACCOUNTEES ADVISING SHIPMENT IMMEDIATELY AFTER SHIPMENT EFFECTED.X CLEAN AIR WAYBILL CONSIGNED TO ORDER OF ISSUING BANK MARKED FREIGHT COLLECT SHOWING THE L/C NO. AND NOTIFY THE APPLICANT WITH FULL ADDRESS.:47A

38、 Additional conditions: :48 Period for presentation:15 DAYS:49 confirmation instruction: WITHOUT53A reimbursement bank-BIC: :78 instructions to pay/acc/neg bk:1.Each presentation must be noted on the reverse of this advice.2. All documents are to be despatched in ONE lot by registered airmail to us

39、at:BANK OF CHINA，GUANGDONG PROVINCIAL BRANCH，INTERNATIONAL DEPARTMENT.12/F, FINANCIAL BLDG.,DONGFENGXI RD.GUANGZHOU, CHINA3.In reimbursement-We shall reimburse you in accordance with your instructions upon receipt of documents in compliance with credit terms.三、信用證的通知（一）2002年3月24日中國銀行廣州分行根據(jù)收到的信用證繕制信用

40、證通知書，未加保兌。Name of Issuing Bank:BANK OF CHINA NEW YORK BRANCHIRREVOCABLE DOCUMENTARY CREDITNo. A-01-I-70498 ORIGINALPlace and Date of Issue:19 March, 2002, New YorkApplicantFILTHAI IMPORT CORP. LTD., NEW YORKFLAT H, 16/F YOTHIN COURT, 118-128Expiry date and Place for Presentation of documentsExpiry D

41、ate:20 June, 2002Place for Presentation: CHINAAdvising BankBANK OF CHINAGUANGZHOU BRANCHBeneficiary GUANGZHOU FEI YUE SEWING MACHINE MANUFACTORY, 187 TIAN YUAN ROAD, GUANGZHOU, CHINAPartial Shipment Allowed X Not allowedTransshipment Allowed X Not allowedAmount USD21,000.00(SAY UNITED STATES DOLLARS

42、 TWENTY ONE THOUSAND ONLY)Shipment from GUANGZHOUto NEW YORKLatest 31 May, /2002Credit available with ANY BANKby payment at sightby deferred payment at:by acceptance of drafts at:Xby negotiation against the documents detailed herein Xand of your drafts at sight for FULL invoice value drawn on us. XS

43、IGNED COMMERCIAL INVOICE IN QUADRUPLICATEXFULL SET OF CLEAN “ON BOARD ”O(jiān)CEAN BILLS OF LADING PLUS 2 NON-NEGOTIABLE COPIES MADE OUT TO ORDER AND ENDORSED IN BLANK MARKED “FREIGHT PREPAID ”AND NOTIFY FILTHAI IMPORT CORP. LTD., NEW YORKWITH FULL ADDRESSXINSURANCE POLICY(IES) OR CERTIFICATE(S) IN ASSIGN

44、ABLE FORM AND ENDORSED IN BLANK FOR 110 PCT CIF VALUE SHOWING CLAIMS PAYABLE AT NEW YORK IN THE SAME CURRENCY OF DRAFT, COVERING INSTITUTE CARGO CLAUSES(A), INSTITUTE WAR CLAUSES INCLUDING S.R.C.C. (IF SHIPMENT EFFECTED BY CONTAINERIZED VESSEL, INSURANCE ALSO TO COVER J.W.O.B. CLAUSES)XPACKING LIST

45、IN QUADRUPLICATEXBENEFICIARYS CERTIFICATE CERTIFYING THAT THEY HAVE SENT ONE SET OF NON-NEGOTIABLE SHIPPING DOCUMENTS DIRECTLY TO FILTHAI IMPORT CORP. LTD., NEW YORK BY AIRMAIL WITHIN 3 DAYS AFTER SHIPMENTCovering shipment of:SW-X 8 in wooden cases as per S/C No.HR34987 CIF NEW YORK SHIPPING MARKS=

46、02NGS/02602TH GUANGZHOU CHINADocuments to be presented within 20 days after the date of shipment but within the validity of the Credit.We hereby issue the Irrevocable Documentary Credit in your favour. It is subject to the Uniform Customs and Practice for Documentary Credit(1993 Revision, Internatio

47、nal Chamber of Commerce,Paris,France,Publication No.500) and engage us in accordance with the terms thereof. Yours faithfullyFOR BANK OF CHINA NEW YORK BRANCH_ Authorized Signature(s)1.If the Credit is available by negotiation, each presentation must be noted on the reverse side of this advice by th

48、e bank where the Credit is available.2.All documents are to be despatched in ONE lot by registered airmail to us.3. The number and the date of the Credit and the name of our bank must be quoted on all draft required. 4.In reimbursement of your payment made under this LC, we shall credit your account

49、 with us under our telex advice to you.中國銀行 廣州分行BANK OF CHINA GUANGZHOU BRANCHADDRESS: 信用證通知書CABLE:TELEX:SWIFT: FAX: YEAR-MONTH-DATETo:致：GUANGZHOU FEI YUE SEWING MACHINE MANUFACTORY, 187 TIAN YUAN ROAD, GUANGZHOU, CHINAWHEN CORRESPONDINGPLEASE QUOTE OUR REF NO. 06001953Issuing Bank 開證行BANK OF CHINA

50、NEW YORK BRANCHTransmitted to us through 轉(zhuǎn)遞行L/C No.信用證號 No. A-01-I-70498 Dated開證日期19 March, 2002, New YorkAmount USD21,000.00 (SAY UNITED STATES DOLLARS TWENTY ONE THOUSAND ONLY)Dear sirs,敬啟者： * SUBJECT TO UCP500We have pleasure in advising you that we have received from the above bank a(n)茲 通 知 貴 公

51、 司，我 行 收 自 上 述 銀 行Telex issuing電傳開立 Uneffective未生效Pre-advising of預(yù)先通知 Mail confirmation of郵寄證實書X Original 正本 Duplicate 副本letter of credit, contents of which are as per attached sheet(s).This advice and the attached sheet(s) must accompany the relative documents when presented for negotiation.信用證一份，現(xiàn)

52、隨附通知。貴公司交單時，請將通知書及信用證一并提交。X Please note that this advice does not consititute our confirmation at the above L/C nor does it convey any engagement or obligation on our pary.本通知書不構(gòu)成我行對此信用證之保兌及其它任何責(zé)任。Please note that we have added our confirmation to the above L/C, negotiation is restricted to ourselve

53、s only.上述信用證已由我行加具保兌，并限向我行交單。Remarks:備注：A.T/T Claim B. C. D.This L/C consists of 2 sheet(s), including the covering letter and attachment(s).本信用證連同面函及附件共 紙。If you find any terms and conditions in the L/C which you are unable to comply with and or any error(s), it is suggested that you contact applicant direc