1.01IATF16949標(biāo)準(zhǔn)簡(jiǎn)介匯編課件

1、IATF16949:2016標(biāo)準(zhǔn)簡(jiǎn)介第1頁(yè)，共43頁(yè)。名詞、組織和機(jī)構(gòu)ISO：International Organization for Standardization 國(guó)際標(biāo)準(zhǔn)化組織TSTechnical Specification 技術(shù)規(guī)范TCTechnical Commission 技術(shù)委員會(huì)IATFInternational Automotive Task Force 國(guó)際汽車(chē)推動(dòng)小組IAOBInternational Automotive Oversight Bureau-USA 國(guó)際汽車(chē)監(jiān)督局AIAGAutomotive Industry Action Group-USA 美國(guó)汽

2、車(chē)工業(yè)行動(dòng)小組第2頁(yè)，共43頁(yè)。名詞、組織和機(jī)構(gòu)ANFIAAssociazione Nazianale Fra Industrie Automobilistiche Italy 意大利國(guó)家汽車(chē)工業(yè)協(xié)會(huì)CCFAComit des Constru teurs Francais dAutomobiles-France 法國(guó)汽車(chē)制造協(xié)會(huì)FIEVFdration des Industries quipements pour Vhicules-France 法國(guó)汽車(chē)機(jī)械工業(yè)聯(lián)盟SMMTSociety of Motor Manufacturers and Traders-UK 英國(guó)汽車(chē)制造與貿(mào)易協(xié)會(huì)VDAQ

3、MCVerband der Automobilindustrie-Quality Management Center-Germany 德國(guó)汽車(chē)工業(yè)質(zhì)量管理中心JAMA Japan Automobile Manufacturers Association Inc.-Japan 日本汽車(chē)制造協(xié)會(huì)第3頁(yè)，共43頁(yè)。IATF16949:2016制定機(jī)構(gòu)International Automotive Task Force IATF - USA AIAG - France FIEV - Germany VDA QMC - Italy ANFIA - UK SMMT -Ford Motor Company

4、, General Motors Company FCA US LLC -Volkswagen AG BMW Group Daimler AG-FCA Italy SpA., -PSA group Renault SA, 第4頁(yè)，共43頁(yè)。歷史1995, automotive manufacturers of USA, UK, France, Germany, Italy, etc forms a task force.International Automotive Task Force (IATF)Harmonization of QS-9000, VDA 6.1, EAQF, AVSQ,

5、 etc.Mar. 1999, launch ISO/TS 16949Further harmonization of world-wide automotive standards Joint effort of IATF and Japan Automotive Manufacture Association (JAMA) with the support for ISO TC176Automotive standards merge of ISO9001:2000/2008 transition Mar. 2002 launch ISO/TS 16949 2nd ed. Jun. 200

6、9 launch ISO/TS 16949 3rd ed.1995，美國(guó)，英國(guó)，法國(guó)，德國(guó)， 意大利等汽車(chē)制造商組成一個(gè)推動(dòng)小組。國(guó)際汽車(chē)行動(dòng)小組整合了QS-9000，VDA6.1，EAQF， AVSQ 等標(biāo)準(zhǔn)。1999年3月發(fā)布ISO / TS16949再整合入世界的汽車(chē)行業(yè)標(biāo)準(zhǔn)IATF 與日本汽車(chē)制造協(xié)會(huì)JAMA 共 同努力，再加上ISO TC176的協(xié)助汽車(chē)行業(yè)標(biāo)準(zhǔn)與ISO9001:2000/2008轉(zhuǎn)版合并2002年3月發(fā)布ISO/TS16949第二版2009年6月發(fā)布ISO/TS16949第三版第5頁(yè)，共43頁(yè)。歷史征求了認(rèn)證機(jī)構(gòu)、審核員、供應(yīng)商和OEM的反饋意見(jiàn)IATF 16949

7、:2016（第一版）的創(chuàng)建注銷(xiāo)并取代ISO/TS 16949:2009（第三版) 汽車(chē)QMS標(biāo)準(zhǔn)不是一部獨(dú)立的質(zhì)量管理體系標(biāo)準(zhǔn)，而是必須當(dāng)作ISO 9001:2015補(bǔ)充進(jìn)行理解，并與ISO 9001:2015結(jié)合使用 IATF 16949:2016（第一版）是一份創(chuàng)新文件，著重考慮了顧客導(dǎo)向性，綜合了許多以前顧客特定的要求。第6頁(yè)，共43頁(yè)。目標(biāo)Development of quality management systems that provide forcontinual improvementemphasizing defect prevention, andthe reductio

8、n of variation and wastein the supply chain* Including customer specific requirements在供應(yīng)鏈中，開(kāi)發(fā)質(zhì)量管理體系以提供： 持續(xù)改進(jìn) 強(qiáng)調(diào)缺陷預(yù)防 減少變差和浪費(fèi)* 包括客戶(hù)特殊要求第7頁(yè)，共43頁(yè)。期望利益improved product and process qualityprovide additional confidence for global sourcingfreeing up supplier resources for other quality activitiescommon qual

9、ity system approach in the supply chain for supplier/subcontractor development and consistencyreduction of variation and increased efficiencyreduction in 2nd party system auditsreduction in multiple 3rd party registrations, only one certificatecommon language to improve understanding of quality requ

10、irements改進(jìn)產(chǎn)品和過(guò)程質(zhì)量為全球貨源提供附加信心釋放供方其他質(zhì)量活動(dòng)的資源共同質(zhì)量體系方法在供應(yīng)鏈中保持供 方/分承包方的開(kāi)發(fā)和一致性減少變差和提高效率減少第二方體系審核減少多重第三方注冊(cè)，只有一個(gè)認(rèn)證通用的語(yǔ)言以提高對(duì)質(zhì)量要求的理解第8頁(yè)，共43頁(yè)。IATF16949轉(zhuǎn)換策略IATF16949轉(zhuǎn)換時(shí)間要求IATF16949轉(zhuǎn)換審核要求IATF16949轉(zhuǎn)換審核不符合項(xiàng)管理IATF16949證書(shū)發(fā)放IATF16949初次認(rèn)證第五版認(rèn)證規(guī)則主要變化點(diǎn)轉(zhuǎn)換常見(jiàn)問(wèn)題第9頁(yè)，共43頁(yè)。IATF16949轉(zhuǎn)換時(shí)間要求IATF16949 audit2017.01.01 可開(kāi)始IATF16949認(rèn)證

11、審核IATF16949 Cert. IssuanceIATF16949證書(shū)發(fā)放ISO/TS16949 Cert.2018.9.14 ISO/TS16949證書(shū)不再具備效力ISO/TS16949 AUDIT2017.10.01 ISO/TS16949停止認(rèn)證審核Jan 01.2017Sep 14.2018Oct 01.2017第10頁(yè)，共43頁(yè)。ISO/TS16949:2009獲證組織應(yīng)按照IATF認(rèn)證規(guī)則要求，通過(guò)與當(dāng)前ISO/TS16949:2009認(rèn)證周期一致的轉(zhuǎn)換審核，從而轉(zhuǎn)換到IATF16949:2016監(jiān)督間隔不能遵循，認(rèn)證機(jī)構(gòu)將啟動(dòng)認(rèn)證退出過(guò)程，且在20個(gè)日歷日內(nèi)暫停組織認(rèn)證證書(shū)。

12、組織應(yīng)在證書(shū)暫停后20個(gè)日歷日內(nèi)提交糾正措施計(jì)劃，機(jī)構(gòu)在證書(shū)暫停的90個(gè)日歷日內(nèi)重新安排并執(zhí)行監(jiān)督審核+轉(zhuǎn)換審核第11頁(yè)，共43頁(yè)。ISO/TS16949:2009獲證組織應(yīng)按照IATF認(rèn)證規(guī)則5.1.1要求，通過(guò)與當(dāng)前ISO/TS16949:2009認(rèn)證周期一致的轉(zhuǎn)換審核，從而轉(zhuǎn)換到IATF16949:2016再認(rèn)證間隔不能遵循，組織應(yīng)從初次認(rèn)證審核重新開(kāi)始第12頁(yè)，共43頁(yè)。轉(zhuǎn)換審核不依據(jù)規(guī)則進(jìn)行(組織證書(shū)應(yīng)變?yōu)槌蜂N(xiāo)狀態(tài))，組織應(yīng)按照以下要求進(jìn)行初次認(rèn)證審核：不進(jìn)行現(xiàn)場(chǎng)S1審核, S2審核應(yīng)在最后一次ISO/TS16949審核的18個(gè)月內(nèi)進(jìn)行重新初次認(rèn)證機(jī)構(gòu)應(yīng)是原撤證機(jī)構(gòu)審核人日應(yīng)依據(jù)初次

13、審核人日?qǐng)?zhí)行若條件1和2不能得到滿(mǎn)足，則應(yīng)進(jìn)行現(xiàn)場(chǎng)的S1審核第13頁(yè)，共43頁(yè)。以下情況不能進(jìn)行IATF16949轉(zhuǎn)換審核：由新認(rèn)證機(jī)構(gòu)執(zhí)行轉(zhuǎn)移審核執(zhí)行特殊審核第14頁(yè)，共43頁(yè)。IATF16949轉(zhuǎn)換審核要求轉(zhuǎn)換審核應(yīng)視為依據(jù)Rules 表5.2A(新)的再認(rèn)證審核，后續(xù)審核周期始于轉(zhuǎn)換審核的最后一天轉(zhuǎn)換審核是對(duì)系統(tǒng)進(jìn)行全面審核，以確定對(duì)IATF16949和Rules6.8的符合性審核策劃應(yīng)遵循Rules5.7以及以下特定要求：轉(zhuǎn)換審核前進(jìn)行非現(xiàn)場(chǎng)文審，至少包括組織的QMS文件化信息(如:QM和程序)和顯示符合IATF16949的證據(jù)若組織未提供要求的信息，審核計(jì)劃中應(yīng)包含至少0.5MD的額

14、外審核人日以在組織現(xiàn)場(chǎng)收集和評(píng)審這些信息，該評(píng)審應(yīng)先于現(xiàn)場(chǎng)會(huì)議的1小時(shí)第15頁(yè)，共43頁(yè)。所有現(xiàn)場(chǎng)和遠(yuǎn)程的支持功能應(yīng)包含在符合現(xiàn)行ISO/TS16949:2009認(rèn)證周期的轉(zhuǎn)換審核過(guò)程中在例外情況下，遠(yuǎn)程支持功能可不先于它所支持的制造現(xiàn)場(chǎng)進(jìn)行轉(zhuǎn)換審核，此時(shí)可對(duì)制造現(xiàn)場(chǎng)作出正面認(rèn)證決定以證明制造現(xiàn)場(chǎng)通過(guò)IATF16949審核在制造現(xiàn)場(chǎng)轉(zhuǎn)換審核報(bào)告中需澄清支持功能如范例展示的相關(guān)信息遠(yuǎn)程支持場(chǎng)所的審核報(bào)告應(yīng)明確組織的最近一次的內(nèi)審標(biāo)準(zhǔn)(TS?IATF?)第16頁(yè)，共43頁(yè)。所有現(xiàn)場(chǎng)和遠(yuǎn)程的支持功能應(yīng)包含在符合現(xiàn)行ISO/TS16949:2009認(rèn)證周期的轉(zhuǎn)換審核過(guò)程中在例外情況下，遠(yuǎn)程支持功能可不

15、先于它所支持的制造現(xiàn)場(chǎng)進(jìn)行轉(zhuǎn)換審核組織應(yīng)進(jìn)行徹底的差距分析，包括詳細(xì)的措施計(jì)劃(如范例)僅供參考若在現(xiàn)場(chǎng)審核不能獲取差距分析和詳細(xì)措施計(jì)劃，制造現(xiàn)場(chǎng)審核將視為失敗第17頁(yè)，共43頁(yè)。IATF16949轉(zhuǎn)換審核不符合項(xiàng)管理認(rèn)證機(jī)構(gòu)在轉(zhuǎn)移審核識(shí)別不符合時(shí)，認(rèn)證機(jī)構(gòu)和組織應(yīng)符合下列要求符合Rules 5.11定義的對(duì)不符合項(xiàng)管理要求依據(jù)Rules 8.1c和8.2啟動(dòng)認(rèn)證退出過(guò)程； 如果識(shí)別到嚴(yán)重不符合將導(dǎo)致證書(shū)暫停第18頁(yè)，共43頁(yè)。IATF16949證書(shū)發(fā)放認(rèn)證機(jī)構(gòu)應(yīng)符合Rules定義的證書(shū)決定過(guò)程要求和以下特定要求來(lái)批準(zhǔn)轉(zhuǎn)換過(guò)程中的偏差認(rèn)證機(jī)構(gòu)可在現(xiàn)有ISO/TS16949證書(shū)失效后，并在轉(zhuǎn)換

16、審核最后一天的120個(gè)日歷內(nèi)做出認(rèn)證決定認(rèn)證機(jī)構(gòu)做出正面決定后，現(xiàn)有有效ISO/TS16949證書(shū)將被IATF16949取代第19頁(yè)，共43頁(yè)。IATF16949初次認(rèn)證針對(duì)尋求IATF16949:2016認(rèn)證的組織，人天折扣將適用于以下情況具備有效ISO9001:2015認(rèn)證的組織 1. IATF16949 S2審核人日最多減少30%, 但2個(gè)標(biāo)準(zhǔn)應(yīng)為同一機(jī)構(gòu)進(jìn)行，若選擇另外認(rèn)證機(jī)構(gòu)執(zhí)行IATF審核, 新認(rèn)證機(jī)構(gòu)至少執(zhí)行一次ISO9001:2015監(jiān)督審核 2. 審核范圍不能擴(kuò)大，若擴(kuò)大范圍無(wú)審核人日折扣 3. 該要求僅適用于ISO9001:2015獲證組織第20頁(yè)，共43頁(yè)。B. 具備有效

17、VDA6.1和ISO9001認(rèn)證的組織 1. IATF16949 S2審核人日最多減少50% 2. 審核范圍不能擴(kuò)大，若擴(kuò)大范圍無(wú)審核人日折扣 3. 該要求僅適用于VDA6.1和ISO9001:2015獲證組織C. 具備有效ISO/TS16949符合證明函的組織，轉(zhuǎn)換人天減少政策不適用第21頁(yè)，共43頁(yè)。第五版認(rèn)證規(guī)則主要變化點(diǎn)1、OEM customer-specified accessory part suppliers are now eligible for IATF 16949 certification (Rules 1.0) OEM 主機(jī)廠客戶(hù)指定的附件供應(yīng)商現(xiàn)在有資格獲得IAT

18、F 16949認(rèn)證（規(guī)則1.0） Manufactured to OEM specifications and are procured or released by the OEM -根據(jù)OEM規(guī)格制造，和由OEM采購(gòu)或放行 Mechanically attached or electronically connected to the vehicle - 機(jī)械連接或電子連接到車(chē)輛 Installed on the vehicle or the powertrain before, or after, delivery to the final customer - 安裝在車(chē)輛或動(dòng)力傳動(dòng)系統(tǒng)

19、之前或之后，交付給最終客戶(hù)Rationale: IATF members agreed it was important to change the eligibility requirements to allow accessory part suppliers to have their quality management system third party certified理由：IATF成員認(rèn)為重要的是要改變認(rèn)證資格要求以允許附件供應(yīng)商擁有他們的質(zhì)量管理體系第三方認(rèn)證第22頁(yè)，共43頁(yè)。2、 A manufacturing site supplying to a customer

20、 requiring third party certification to IATF 16949 (or ISO/TS 16949) has to include all automotive customers in the audit scope (Rules 1.0) 需要進(jìn)行IATF 16949（或ISO / TS 16949）第三方認(rèn)證的生產(chǎn)地點(diǎn)，審核范圍必須包括所有汽車(chē)客戶(hù)（規(guī)則1.0） For example, if a sites customers are General Motors (who requires 3rd party certification) and

21、Honda (who does not require it), then the automotive product manufactured for both GM and Honda shall be included in the audit- 例如，如果某個(gè)公司的客戶(hù)是通用汽車(chē)（需要第三方認(rèn)證）和本田（不要求），那么為GM和本田生產(chǎn)的汽車(chē)產(chǎn)品都將被包括在審核中Rationale: Clarification was needed based on the questions received from organizations and certification bodies.

22、This has always been the intent of the Rules, but not explicitly stated理由：需要根據(jù)從各組織和認(rèn)證機(jī)構(gòu)收到的問(wèn)題進(jìn)行澄清，這一直是規(guī)則的意圖，但沒(méi)有明確說(shuō)明第23頁(yè)，共43頁(yè)。3、 Certification bodies legally enforceable agreement (contract) with the client now has to include a provision to allow the contract to be extended until all transfer activiti

23、es to the new certification body is complete (Rules 3.1)認(rèn)證機(jī)構(gòu)與客戶(hù)的法律上可執(zhí)行的協(xié)議（合同）現(xiàn)在必須包括允許合同延長(zhǎng)，直到完成轉(zhuǎn)換到新認(rèn)證機(jī)構(gòu)的所有活動(dòng)（規(guī)則3.1） The new certification body shall advise their client to notify the previous certification body about their intent to transfer (Rules 7.1)新的認(rèn)證機(jī)構(gòu)應(yīng)建議其客戶(hù)通知前一個(gè)認(rèn)證機(jī)構(gòu)其轉(zhuǎn)換認(rèn)證機(jī)構(gòu)的意圖（規(guī)則7.1） The clien

24、t shall notify their existing certification body about their intent to transfer to a new IATF-recognized certification body (Rules 3.2) 客戶(hù)應(yīng)通知其現(xiàn)有認(rèn)證機(jī)構(gòu)其轉(zhuǎn)換到新的IATF認(rèn)可的認(rèn)證機(jī)構(gòu)的意圖（規(guī)則3.2）第24頁(yè)，共43頁(yè)。4. The previous certification body shall not use the notification of transfer as justification for suspending or ca

25、ncelling the clients certificate before the transfer process is complete (Rules 7.1) 以前的認(rèn)證機(jī)構(gòu)不得在轉(zhuǎn)認(rèn)證機(jī)構(gòu)過(guò)程完成之前利用轉(zhuǎn)認(rèn)證機(jī)構(gòu)通知作為暫停或取消客戶(hù)證書(shū)的理由（規(guī)則7.1） Must be a valid, extended contract in place (Rules 3.1) 必須是有效的延期合同（規(guī)則3.1） If not, the previous certification body can suspend, cancel or withdraw the certificate如果

26、沒(méi)有，上一個(gè)認(rèn)證機(jī)構(gòu)可以暫停、取消或撤銷(xiāo)證書(shū)Rationale: The new requirements strengthen and ensure an effective transfer occurs between two certification bodies. Previously, the certification body sometimes canceled the existing certificate before the new certification body issued a new certificate which affected the orga

27、nizations status with their customers理由：新要求加強(qiáng)并確保兩個(gè)認(rèn)證機(jī)構(gòu)之間發(fā)生有效轉(zhuǎn)移。 以前，認(rèn)證機(jī)構(gòu)有時(shí)在新認(rèn)證機(jī)構(gòu)頒發(fā)新證書(shū)之前取消現(xiàn)有證書(shū)，這將影響組織與客戶(hù)間的狀態(tài)第25頁(yè)，共43頁(yè)。5. The years of practical experience needed to become a new IATF auditor has been reduced (Rules 4.2成為新的IATF審核員所需的實(shí)踐經(jīng)驗(yàn)?zāi)陻?shù)已經(jīng)減少（規(guī)則4.2） From: six (6) in the past ten (10) years - 從：六（6）在過(guò)去

28、十（10）年 To: four (4) in the past ten (10) years - 到：四（4）在過(guò)去十（10）年Rationale: IATF recognizes that new auditor candidates were denied admission into the qualification process because they did not have six years of practical work experience in the past ten years. IATF believes four years of practical ex

29、perience is sufficient knowledge and understanding of automotive manufacturing to become an IATF auditor. 理由：IATF認(rèn)識(shí)到，新的審核員候選人被拒絕進(jìn)入資格認(rèn)證過(guò)程，由于他們?cè)谶^(guò)去十年沒(méi)有六年的全職實(shí)踐工作經(jīng)驗(yàn)（在滿(mǎn)足ISO/TS16949適用范圍的組織）。 IATF認(rèn)為四年的實(shí)踐經(jīng)驗(yàn)，已對(duì)汽車(chē)制造行業(yè)有足夠的知識(shí)和理解，可以成為IATF審核員。第26頁(yè)，共43頁(yè)。6、Previously qualified third party IATF 16949 auditors (or ISO

30、/TS 16949 auditors) can re-apply for entry as a new auditor (Rules 4.2.1) 以前有資質(zhì)的第三方IATF 16949審核員（或ISO / TS 16949審核員）可以重新申請(qǐng)成為新的審核員（規(guī)則4.2.1） If their credentials were deactivated within previous 36 months of the application date as a new auditor 如果他們的資格在申請(qǐng)日期前的36個(gè)月內(nèi)被停用 If the deactivation was due to fa

31、ilure to achieve required ADP results or failure to complete minimum number of audits/audit day requirements 如果停用是由于無(wú)法實(shí)現(xiàn)所需的ADP結(jié)果或無(wú)法完成最低審核/審核日要求Rationale: IATF recognizes there are cases where qualified auditors were deactivated. Previously they would not meet the six in the past ten years practical

32、work experience and were unable to re-apply as a new auditor.理由：IATF承認(rèn)有些情況下停用合格的審核員。 以前他們不滿(mǎn)足過(guò)去十年中的六年實(shí)際工作經(jīng)驗(yàn)，并且無(wú)法重新申請(qǐng)新的審核師。第27頁(yè)，共43頁(yè)。7、 IATF qualified auditors are required to record their continuing personal development (CPD) hours/records in a centralized online repository in the ADP (Rules 4.5.2)IA

33、TF合格審核員需要將其持續(xù)個(gè)人發(fā)展（CPD）小時(shí)/記錄記錄在ADP的集中在線存儲(chǔ)庫(kù)中（規(guī)則4.5.2） All CBs who sponsor an auditor will have access to their auditors CPD record- 所有認(rèn)證機(jī)構(gòu)都可以訪問(wèn)其簽約審核員的CPD記錄 Eliminates the need for each certification body to request and keep the CPD records不需要每個(gè)認(rèn)證機(jī)構(gòu)請(qǐng)求和保留CPD記錄 Evidence can be uploaded證據(jù)可以上傳Rationale: A

34、new requirement based on the positive feedback received from a pilot ran in 2016.The IATF decided to make this mandatory for each auditor to use。 理由：新要求基于從2016年的試運(yùn)行獲得的積極反饋 。IATF決定，這是強(qiáng)制性的要求每個(gè)審核員使用第28頁(yè)，共43頁(yè)。8、 Client shall submit the number of employees for the site and all associated remote support l

35、ocations as part of the audit planning (Rules 5.7.1 a) 客戶(hù)應(yīng)提交場(chǎng)地和所有相關(guān)支持場(chǎng)所的員工人數(shù)，作為審核計(jì)劃輸入的一部分（規(guī)則5.7.1 a）Rationale: IATF believes it is critical that the certification body receives the updated number of employees during the audit planning phase so they have enough time to make any necessary adjustments

36、to audit days in case headcount increased or decreased (see Rules 5.2 q)理由：IATF認(rèn)為，認(rèn)證機(jī)構(gòu)在制定審核計(jì)劃階段收到最新的員工人數(shù)至關(guān)重要，因此他們有足夠的時(shí)間對(duì)審核人天進(jìn)行必要的調(diào)整，以防審核人天數(shù)的增加或減少（見(jiàn)規(guī)則5.2 q）第29頁(yè)，共43頁(yè)。9. Eliminated the ability to terminate an audit due to identification of major nonconformities (Rules 5.9) 取消由于確定嚴(yán)重不合格而終止審核 （規(guī)則5.9） Thi

37、s means initial, surveillance, recertification, transfer or special audits shall not be terminated! 這意味著初始，監(jiān)督，再認(rèn)證，轉(zhuǎn)移或特殊審核不應(yīng)被終止！ However, it may be necessary to terminate an audit for other reasons (i.e. emergencies, natural disasters, etc.) 但是，可能有必要因其他原因（如 緊急情況，自然災(zāi)害等）終止審核Rationale: The IATF believes

38、 that every audit outcome should demonstrate the clients extent of compliance or noncompliance with the requirements. However, Rules 4th Edition allowed the audit to be terminated if major nonconformities were identified.理由：IATF認(rèn)為，每個(gè)審核結(jié)果都應(yīng)顯示客戶(hù)符合或不符合要求的程度。 但是，第4版規(guī)則允許在確定嚴(yán)重不合格時(shí)終止審核。第30頁(yè)，共43頁(yè)。10. The CB

39、s final audit report shall include a written description of the interactions with support processes at other site(s) and/or remote support location(s) that were audited (Rules 5.10 f) 認(rèn)證機(jī)構(gòu)的最終審核報(bào)告應(yīng)包括與被審核的其他地點(diǎn)和/或遠(yuǎn)程支持場(chǎng)所的支持流程的接口關(guān)系的書(shū)面描述（規(guī)則5.10 f）Rationale: This clarification strengthens the written repor

40、t for the reader who needs to understand where the interactions were audited. Having a detailed written description is helpful to those not conducting the audit and to ensure the certificates are accurate理由：這一澄清強(qiáng)化了書(shū)面報(bào)告可幫助大家了解相互作用（接口關(guān)系）在哪里被審核 。有詳細(xì)的書(shū)面描述有助于那些不進(jìn)行審核的，和確保證書(shū)準(zhǔn)確性第31頁(yè)，共43頁(yè)。11. Existing Rules

41、5.11 (Nonconformity management) was split into the following five (5) sub-sections將現(xiàn)有規(guī)則5.11（不合格管理）分為如下五（5）小節(jié)： Clients responsibility for a major nonconformity客戶(hù)對(duì)重大不符合項(xiàng)的責(zé)任 Clients responsibility for a minor nonconformity客戶(hù)對(duì)輕微不符合的責(zé)任 Certification body responsibility認(rèn)證機(jī)構(gòu)責(zé)任 Onsite verification for a maj

42、or nonconformity主要不合格的現(xiàn)場(chǎng)驗(yàn)證 Onsite verification for a minor nonconformity輕微不符合的現(xiàn)場(chǎng)驗(yàn)證No changes to the requirements對(duì)要求沒(méi)有更改Rationale: New layout improves the structure of the nonconformity management process to make it easier to follow 原理：新的條款改進(jìn)了不合格管理過(guò)程的結(jié)構(gòu)，使其更容易遵循第32頁(yè)，共43頁(yè)。12. Eliminated redundant requi

43、rements for the client to submit root cause and implemented correction within twenty (20) days from the closing meeting of a surveillance audit (Rules 6.7) & a recertification (Rules 6.8) audit刪減了要求客戶(hù)在監(jiān)督審核（規(guī)則6.7）和重新認(rèn)證（規(guī)則6.8）審核末次會(huì)議后二十（20）天內(nèi)實(shí)施更正的冗余要求Rationale: This requirement was already covered in t

44、he decertification (suspension) process (Rules 8.1 / 8.2) 理由：這項(xiàng)要求已經(jīng)被包含在取消認(rèn)證（暫停）規(guī)則里（規(guī)則8.1 / 8.2）第33頁(yè)，共43頁(yè)。13. Incorporated the IATF Database semi-automated transfer checking process. This changed the layout of Rules 7.1.1納入 IATF數(shù)據(jù)庫(kù)進(jìn)行半自動(dòng)化轉(zhuǎn)移檢查。 這改變了規(guī)則7.1.1的設(shè)計(jì)Also added the certification body or clients

45、 failure to complete all the required activities prior to the start of the transfer audit shall result in a initial certification audit還增加了認(rèn)證機(jī)構(gòu)或客戶(hù)如果未能在開(kāi)始轉(zhuǎn)移審核之前完成所有必需的活動(dòng)，將導(dǎo)致初次認(rèn)證審核Rationale: It was important to separate the transfer requirements related to the semi-automated checking process from the

46、requirements which are performed manually. Also wanted to ensure the consequences are clear when all transfer activity requirements are not met.理由：將轉(zhuǎn)移要求從手動(dòng)執(zhí)行確認(rèn)到半自動(dòng)檢查分開(kāi)是很重要的。 還希望能確保在不滿(mǎn)足所有轉(zhuǎn)移活動(dòng)要求時(shí)的后果是明確的。第34頁(yè)，共43頁(yè)。14. Reorganized the structure of special audits (Rules 7.2) to display the list of reason

47、s for a special audit using a bulleted method調(diào)整特殊審核的結(jié)構(gòu)（規(guī)則7.2），以顯示使用項(xiàng)目符號(hào)法進(jìn)行特殊審核的原因清單15. Eliminated the ability to terminate a special audit取消終止特殊審核的能力16. Clarified that special audits of a remote support location are not entered into the IATF database澄清支持場(chǎng)所的特殊審核沒(méi)有輸入IATF數(shù)據(jù)庫(kù)Rationale: Changes to 7.2 (S

48、pecial Audits) were made to help improve the structure, to eliminate the ability to terminate a special audit, and for clarification purposes 理由：對(duì)7.2（特殊審核）做了修改，以幫助改進(jìn)結(jié)構(gòu)，取消終止特殊審核的能力，并且澄清目的第35頁(yè)，共43頁(yè)。17. The certification body is required to conduct a special onsite verification audit when the decertifi

49、cation (suspension) process has been initiated due to a special status condition from an IATF OEM 由于IATF OEM的特殊狀態(tài)條件而取消認(rèn)證（暫停）時(shí)，認(rèn)證機(jī)構(gòu)需要進(jìn)行特殊的現(xiàn)場(chǎng)驗(yàn)證審核Rationale: IATF wants to ensure that certification bodies enter into the IATF database the onsite special audit conducted to investigate an IATF OEM special status condition.理由：IATF希望確保認(rèn)證機(jī)構(gòu)進(jìn)入IATF數(shù)據(jù)庫(kù)，進(jìn)行現(xiàn)場(chǎng)特殊審核以調(diào)查IATF OEM特殊狀態(tài)條件。This requirement is a current practice, but was not previously documented as a requir