證券行業(yè)英語詞匯

實用文檔股票與證券行業(yè)英語詞匯share,equity,stock 股票、股權(quán)bond,debenture,debts 債券negotiableshare 可流通股份convertiblebond 可轉(zhuǎn)換債券treasury/governmentbond國庫券/政府債券corporatebond 企業(yè)債券closed-endsecuritiesinvestmentfund封閉式證券投資基金open-endsecuritiesinvestmentfund開放式證券投資基金fundmanagerfundcustodianbankfundmanagerfundcustodianbankmarketcapitalizationp/eratiomark-to-marketpaymentversusdeliveryclearingandsettlement基金經(jīng)理/管理公司基金托管銀行市值市盈率(price/earning)逐日盯市銀券交付清算/結(jié)算commodity/financialderivatives商品/金融衍生產(chǎn)品put/put/calloption看跌/看漲期權(quán)margins,collateral保證金rightsissue/offering酉己股紅股bonusshare紅股文案大全

實用文檔dividend紅利/股息實用文檔dividendADR 美國存托憑證/存股證(AmericanDepositoryReceipt)retail/privateinvestor個人投資者/散戶institutionalinvestor機(jī)構(gòu)投資者GDR全球存托憑證/存股證(GlobalDepositoryReceipt)retail/privateinvestor個人投資者/散戶institutionalinvestor機(jī)構(gòu)投資者broker/dealer 券商proprietarytrading 自營insidertrading/dealing內(nèi)幕交易marketmanipulation 市場操縱prospectus 招股說明書IPO 新股/初始公開發(fā)行(InitialPublicOffering)mergerandacquisition 收購兼并AllOrdinariesIndex(澳大利亞)股市指數(shù)Amex（AmericanStockExchange）美國股票交易所amortize攤提，分期償還債務(wù)annuity年金享受權(quán)askingprice賣主的開叫價assess對（財產(chǎn)等）進(jìn)行估價，確定（款項）的金額back拖欠的badloan呆賬，壞賬bailout幫助……擺脫困境balloon（分期付款中）最后數(shù)目特大的一筆文案大全實用文檔barometer晴雨表，［喻］標(biāo)記，指標(biāo)basispoint基點（一個百分點的百分之一）bearmarkets熊市blue-chip（股票等）熱門的，（在同行中）最賺錢的forexforeignexchangebond債券，公債bourse交易所，證券交易所bullmarkets牛市bullish牛市的bunji-change快速的大幅度變化CAC-40Index（法國）股市指數(shù)CD（certificate-of-deposit）大額存款單ChicagoMercantileExchange芝加哥商業(yè)交易所ConsumerPriceIndex消費(fèi)者價格指數(shù)contagion蔓延correction調(diào)整couponrate券根利率CTA（CommoditiesTradingAdvisor）農(nóng)礦產(chǎn)品交易顧問Currencyboard貨幣委員會DAXindex（法蘭克福）德國股市指數(shù)deadloan死帳delist從上市證券表中除名文案大全實用文檔derivatives衍生金融商品（由利率或債券、外匯或匯率以及股票或股價指數(shù)等現(xiàn)貨市場衍生出來，主要有期貨futures、期權(quán)optiontrading與掉期swap三種類型，品種多達(dá)100余種。）discount貼現(xiàn)discountrate貼現(xiàn)率DJIADow-JonesIndustrialAverage道”瓊斯公用事業(yè)股價平均數(shù)。通常簡稱Dow（道），是30個主要工業(yè)公司股票價格的組合。Dow-JonesCompositeAverageof65representativestocks6種有代表性的股票的道“瓊斯公用事業(yè)股價平均數(shù)Dow-JonesTranspositionsAverage道"瓊斯運(yùn)輸業(yè)股價平均數(shù)Dow-JonesUtilitiesAverage道”瓊斯公用事業(yè)股價平均數(shù)down付現(xiàn)款equity（押款金額以外的）財產(chǎn)價值，證券，股票escrow由第三者保存、等條件完成后即交受讓人的契據(jù)（或證書等）facevalue面值FederalAgencyIssues聯(lián)邦機(jī)構(gòu)債券fluctuation起伏fluctuate起伏fraud欺騙，欺詐fraudulence欺騙（欺詐）行為fraudulent欺詐的FTSIFinancialTimes100ShareIndex（英國）金融時報100種股票指文案大全實用文檔good有效的HangSengIndex（香港）恒生指數(shù)holdings占有的財產(chǎn)，股票IbbotsonSmallCompanyIndexIbbotsonCompanyIndex中包括近2700家公司：即在紐約股市上交易的最后的20%股票imburse賠償initialshare原始股IRAIndividualRetirementAccount個人退休賬號junkbond假債券junkbonds垃圾債券lien扣押權(quán)，留置權(quán)l(xiāng)iquidate清算，破產(chǎn)list（交易所）上市證券；把（證券）列人上市證券表longposition多頭margin差額，保險金mutualfund公共基金NASD=NationalAssociationofSecuritiesDealers全美證券交易者協(xié)NASDAQ(NationalAssociationofSecuritiesDealersAutomatedQuotations）納斯達(dá)克（全美證券交易者協(xié)會自動化摘要）NAV(NetAssetValue)凈資產(chǎn)值文案大全實用文檔newissue（IPOInitialPublicOffering）新上市股票NikkeiStockAverage日經(jīng)股票平均指數(shù)nosedive（價格等）暴跌NYSE’Volume紐約股票交易量NYSE’scompositeindex紐約股票交易綜合指數(shù)NYSE（NewYorkStockExchange）紐約股票交易所（也稱或BigBoard）obligation契約，債券outstanding拖欠的parvalue票面價值plummet驟然跌落policy保險單pool集合基金portfolio有價證券preferredstock優(yōu)先股票premium獎金，傭金，擔(dān)保費(fèi)premium溢價proceeds收入，收益rally（股票價格等）止跌，上揚(yáng)rebound反彈recoup償還，補(bǔ)償recovery恢復(fù)red-chipshare紅籌股文案大全實用文檔refund償還rescuepackage一攬子救援計劃resilience回彈，復(fù)原力resilient有回彈力的，恢復(fù)活力的risk保險項目run擠提存款,擠兌,爭購Russell2000Russell2000種小資本股票S&P500（Standard&Poor’s500CompositeStockPriceIndex）標(biāo)準(zhǔn)普爾股價指數(shù)SEC（FederalSecuritiesandExchangeCommission）聯(lián)邦證券與交易委員會securities證券，債券shares（英）股票二（美）stockshoreup支撐slash（大幅度）削減（工資等）slump暴跌，不景氣SMIindex（蘇黎士市）瑞士股票指數(shù)solvent有償還能力的speculate投機(jī)speculation投機(jī)speculator投機(jī)者T-Bill（TreasuryBill）美國短期國債（每星期發(fā)行一次）文案大全實用文檔T-bond(TreasuryBond)美國長期國債(期限為20年或30年)T-note(TreasuryNote)美國中期國債(期限為2年到10年)Technology-heavyNasdaq以技術(shù)為主的NasdaqTechnology-ladenNasdaq以技術(shù)為主的Nasdaqterm年限tech-heavyNASDAQ以技術(shù)股票為主的NASDAQtechnology-richstocks技術(shù)股票technology-weightedindex(NASDAQ)反映技術(shù)股票的指數(shù)(NASDAQ)套利交易Arbitrage效率前緣EfficientFrontier高收益HighYield基金公會HKIFA基金經(jīng)理FundManager基金銷售文件Prospectus基準(zhǔn)Benchmarks被動式管理PassiveManagement離岸基金OffshoreFund最大跌幅MaximumDrawdown揣測最佳時機(jī)MarketTiming文案大全實用文檔期貨管理型基金ManagedFutures短倉/淡倉ShortPosition跌勢差DownsideDeviation雇主供款EmployerContribution雇員供款EmployeeContribution新高價High-On-HighBasis新興市場EmergingMarkets新興市場基金EmergingMarketsFund管理費(fèi)ManagemantFee增長和收入基金GrowthandIncomeFund嚴(yán)格評估DueDiligence買入價BidPrice買賣差價Bid-offerSpread傳統(tǒng)基金TraditionalFund債券基金B(yǎng)ondFund單一對沖基金SingleStrategyHedgeFund單位Unit單位信托基金UnitTrust賣出價OfferPrice獎勵費(fèi)IncentiveFees對沖Hedge對沖基金HedgeFund文案大全實用文檔對沖基金的基金FundOfHedgeFunds(FoHFs)對沖基金指引HedgeFundsGuidelines開放式基金Open-endFund強(qiáng)制性供款MandatoryContributions強(qiáng)積金MandatoryProvidentFundScheme-MPF總回報TotalReturn標(biāo)準(zhǔn)差StandardDeviation畢蘇期權(quán)定價模式Black-Scholes環(huán)球宏觀MacroFunds環(huán)球基金GlobalFund絕對回報AbsoluteReturn認(rèn)可基金AuthorisedFunds認(rèn)沽期權(quán)PutOption/Put認(rèn)股權(quán)證基金WarrantFund認(rèn)購期權(quán)CallOption/Call證券借出StockLending貝他系數(shù)Beta資產(chǎn)分配AssetAllocation資產(chǎn)凈值NetAssetvalue-NAV贖回Redemption贖回通知期RedemptionNoticePeriod贖回費(fèi)RedemptionFee文案大全實用文檔贖回費(fèi)/買入費(fèi)RedemptionPrice/BidPrice進(jìn)取型的投資管理AggressiveGrowth進(jìn)取型增長基金AggressiveGrowthFund長/短倉持股Long/ShortEquity長倉/好倉/持貨LongPosition預(yù)設(shè)回報率HurdleRateh主動式管理ActiveManagementCalmar比率CalmarRatioSharpe比率SharpeRatioSortino比率SortinoRatio入息基金IncomeFund子基金B(yǎng)abyFunds/UnderlyingFunds已調(diào)整風(fēng)險回報Risk-adjustedReturn互惠基金MutualFund公積金計劃PensionPlan分散投資Diversification主要經(jīng)紀(jì)PrimeBroker可換股債券套戥ConvertibleBondArbitrage另類投資AlternativeInvestment市場中立MarketNeutral平均成本效益Dollor-costAveraging再投資Reinvestment文案大全實用文檔合并套戥MergerArbitrage地區(qū)基金RegionalFund如計劃為傘子基金UmbrellaFund有限責(zé)任LimitedLiability自愿性供款VoluntaryContributions行業(yè)/主題基金Sector/ThemeFund價值型管理value均衡基金B(yǎng)alancedFunds投資年期TimeHorizon投資組合Portfolio投資顧問InvestmentAdviser杠桿Leverage/Gearing杠桿借貸比率LeverageRatio每日估值DailyValuation每年回報AnnualReturn供款Contribution受壓/瀕臨破產(chǎn)的證券DistressedSecurities定息工具套戥FixedIncomeArbitrage定息基金Fixed-incomeFund承受風(fēng)險能力RiskTolerance注冊地Domicile沽空ShortSelling文案大全實用文檔波幅Volatility股份Share股息分派DividenedDistributions股票基金EquityFund表現(xiàn)費(fèi)PerformanceFees阿爾法系數(shù)Alpha非認(rèn)可基金UnauthorisedFund信托人Trustee保本對沖基金CapitalGuaranteedHedgeFunds封閉式基金Closed-endFund界定利益計劃DefinedBenefitPlan界定供款計劃DefinedContributionPlan相關(guān)系數(shù)Correlation重大事件主導(dǎo)的投資EventDriven/SpecialSituations首次認(rèn)購費(fèi)Front-endFeebigmacs,big/large-capstock,mega-issue大盤股offering,list上市bourse證交所corporatechampion龍頭企業(yè)ShanghaiExchange上海證交所pensionfund養(yǎng)老基金mutualfund共同基金文案大全實用文檔hedgemutualfund對沖式共同基金share股票valuation股價underwriter保險商governmentbond政府債券savingaccount儲蓄帳戶equitymarket股市shareholder股東delist摘牌mongey-loser虧損企業(yè)inventory存貨tradedcompany,tradingenterprise上市公司stakeholder利益相關(guān)者transparency透明度Msnbc:Microsoftnationalbroadcast微軟全國廣播公司marketfundamentalist市場經(jīng)濟(jì)基本規(guī)則damage-contralmachinery安全顧問efficientmarket有效市場intellectualproperty知識產(chǎn)權(quán)opportunisticpractice投機(jī)行為WorldCom世通公司bribery行賄文案大全實用文檔entrepreneur企業(yè)家cookthebook做假帳regulatorysystem監(jiān)管體系audit審計accountingfirm會計事務(wù)所GreatDepression大蕭條portfolio投資組合money-market短期資本市場capitual-market長期資本市場volatility波動diversification多元化commodity期貨realestate房地產(chǎn)option期權(quán)calloption看漲期權(quán)putoption看跌期權(quán)merger并貝勾arbitrage套利Securities&ExchangeCommission〈美〉證券交易委員會dollarstandard美元本位制flight貶值budget預(yù)算文案大全實用文檔deficit赤字baddebt壞帳output產(chǎn)值macroeconomic宏觀經(jīng)濟(jì)fiscalstimulus財政刺激astoreofvalue保值transactioncurrency結(jié)算貨幣forwardexchange期貨交易interventioncurrency干預(yù)貨幣Treasurybond財政部公債currnt-account經(jīng)常項目pickupinrice物價上漲FederalReserve美聯(lián)儲inflation通貨膨脹deflation通貨緊縮tightercredit緊縮信貸monetarypolicy貨幣政策awashinexcesscapacity生產(chǎn)力過剩foreighexchange夕卜^匚spottransaction即期交易forwardtransaction遠(yuǎn)期交易o(hù)ptionforwardtransaction擇期交易文案大全實用文檔swaptransaction調(diào)期交易quote報價settlmentanddelivery交割buyingrate買入價sellingrate賣出價spread差幅contract合同atpar平價premium升水discount貼水directquoationmethod直接報價法indirectquoationmethod間接報價法dividend股息domesticcurrency本幣floatingrate浮動利率parentcompany母公司creditswap互惠貸款venturecapital風(fēng)險資本virtualvalue虛擬價值physicalgood物質(zhì)產(chǎn)品abstractgood抽象產(chǎn)品Patent&TrademarkOffice專利與商標(biāo)局文案大全實用文檔bookvalue帳面價值physicalcapital實際資本IPO:initialpublicoffering新股首發(fā)jobmachine就業(yè)市場welfarecapitalism福利資本主義collectivemarketcap市場資本總值golbalcorporation跨國公司transnationalstatus跨國優(yōu)勢transferprice轉(zhuǎn)讓價格GeneralAccountingOffice〈美〉會計總會consolidation兼并leveraged杠桿acquiringcompany4攵購公司badloan呆帳chartofcashflow現(xiàn)金流量表clearly-establishedownership產(chǎn)權(quán)清晰debttoequity債轉(zhuǎn)股diversityofequities股權(quán)多元化economyofscale規(guī)模經(jīng)濟(jì)emergingeconomies新興經(jīng)濟(jì)exchange-rateregime匯率機(jī)制文案大全實用文檔fundandfinancing籌資融資globalfinancialarchitecture全球金融體系globalintegration,globality全球一體化，全球化gopublic上市g(shù)rowthspurt(經(jīng)濟(jì)的)急劇增長haveone's"twocommas"百萬富翁hedgeagainst套期保值housingmortgage住房按揭holdings控股，所持股份holdingcompany控股公司initialofferings原始股initialpublicofferings首次公募innovativebusiness創(chuàng)新企業(yè)intellectualcapital智力資本inter-banklending拆借internetcustomer網(wǎng)上客戶investmentpayoffperiod投資回收期joint-stock參股mallrat愛逛商店的年輕人meansofproduction生產(chǎn)要素(the)medicalcostsocialpoolformajordiseases大病醫(yī)療費(fèi)用社會統(tǒng)籌文案大全實用文檔mergersandacquisitions并貝勾mobile-phonebanking移動電話銀行業(yè)moods人氣netpotato網(wǎng)蟲non-storeseling直銷offering新股online-banking網(wǎng)上銀行業(yè)online-finance在線金融onlineclient(銀行的)網(wǎng)上客戶paperprofit帳面收益physicalassets有形資產(chǎn)projectfundsystem項目資本金制度pyramidsale傳銷recapitalize資產(chǎn)重組regionalcorrencyblocks地區(qū)貨幣集團(tuán)regulate調(diào)控selloff變現(xiàn)share(stock)option期權(quán)，股票認(rèn)購權(quán)smartcard智能卡slashprices殺價sparecapacity閑置的生產(chǎn)能力stronggrowth強(qiáng)勁的增長勢頭文案大全實用文檔switchtrade轉(zhuǎn)手貿(mào)易take…public上市taptheidleassets盤活存量資產(chǎn)transaction（銀行的）交易transferpaymentfromtheexchequer財政轉(zhuǎn)移支付venture-capital風(fēng)險資本virtualbank虛擬銀行wiretransfer電子轉(zhuǎn)帳agreementinwriting書面協(xié)議amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額ancillarystabilizingaction附帶穩(wěn)定價格行動appealpanel上訴委員會applicant申請人application申請applicationforreview復(fù)核申請appointedday指定日期approvedcreditratingagency核準(zhǔn)信貸評級機(jī)構(gòu)approvedcustodian核準(zhǔn)保管人approvedfuturesexchange核準(zhǔn)期貨交易所approvedintroducingagent核準(zhǔn)介紹代理人文案大全實用文檔approvedinvestmentadviser認(rèn)可投資顧問approvedlendingagent核準(zhǔn)借出代理人approvedperson核準(zhǔn)人士approvedredeemableshares核準(zhǔn)可贖回股份approvedsubordinatedloan核準(zhǔn)后償貸款arbitrationpanel仲裁小組arbitrator仲裁人articles章程細(xì)則assetmanagement資產(chǎn)管理associate有聯(lián)系者associatedcorporation相聯(lián)法團(tuán)associatedentity有聯(lián)系實體associatedperson相聯(lián)者auditworkingpapers審計工作材料accredited隸屬adjustedliabilities經(jīng)調(diào)整負(fù)債advertisement廣告advisingoncorporatefinance就機(jī)構(gòu)融資提供意見advisingonfuturescontracts就期貨合約提供意見advisingonsecurities就證券提供意見AdvisoryCommittee咨詢委員會agents代理人文案大全實用文檔aggregategrossforeigncurrencyposition合計外幣總持倉量agreement協(xié)議agreementinwriting書面協(xié)議amountofmarginrequiredtobedeposited按規(guī)定須存放的保證金數(shù)額ancillarystabilizingaction附帶穩(wěn)定價格行動appealpanel上訴委員會applicant申請人application申請applicationforreview復(fù)核申請appointedday指定日期approvedbankincorporatedoutsideHongKong法團(tuán)的銀行以外成立為核準(zhǔn)的在香港approvedcreditratingagency核準(zhǔn)信貸評級機(jī)構(gòu)approvedcustodian核準(zhǔn)保管人approvedfuturesexchange核準(zhǔn)期貨交易所approvedintroducingagent核準(zhǔn)介紹代理人approvedinvestmentadviser認(rèn)可投資顧問approvedlendingagent核準(zhǔn)借出代理人approvedperson核準(zhǔn)人士approvedredeemableshares核準(zhǔn)可贖回股份approvedregionalexchange認(rèn)可地區(qū)性交易所文案大全實用文檔approvedsecuritiesborrowingandlendingcounterparty核準(zhǔn)證券借貸對手方approvedshareregistrar認(rèn)可股份登記員approvedstandbysubordinatedloanfacility核準(zhǔn)備用后償貸款融通approvedstockexchange核準(zhǔn)證券交易所approvedsubordinatedloan核準(zhǔn)后償貸款arbitrationpanel仲裁小組arbitrator仲裁人articles章程細(xì)則assetmanagement資產(chǎn)管理associate有聯(lián)系者associatedcorporation相聯(lián)法團(tuán)associatedentity有聯(lián)系實體associatedperson相聯(lián)者auditworkingpapers審計工作材料auditor核數(shù)師authorizedATSprovider認(rèn)可自動化交易服務(wù)提供者authorizedautomatedtradingservices認(rèn)可自動化交易服務(wù)authorizedfinancialinstitution認(rèn)可財務(wù)機(jī)構(gòu)authorizedmutualfund認(rèn)可互惠基金authorizedperson獲授權(quán)人文案大全實用文檔authorizedrepresentative獲授權(quán)代表authorizedunittrust認(rèn)可單位信托automatedtradingserviceprovider自動化交易服務(wù)提供者automatedtradingservices自動化交易服務(wù)averagemonthlyturnover平均每月成交額banker專艮彳亍banker‘sbook銀行簿冊basicamount基本數(shù)額basicinformation基本數(shù)據(jù)bilateralnettingagreement雙邊凈額結(jié)算協(xié)議blanketassurance概括性保證body團(tuán)體bondbroker債券經(jīng)紀(jì)bonddealer債券交易商books簿冊borrow借用安排broadcast廣播broadcaster廣播業(yè)者broker經(jīng)紀(jì)businessday營業(yè)日calculation有關(guān)計算call造訪文案大全實用文檔capitalaccount資本帳cashsettledequityderivatives現(xiàn)金結(jié)算股本衍生工具CEnumber中央編號certificateofdeposit存款證chairman主席charge押1記chiefexecutive最高行政人員claimant申索人ClaimsRules《申索規(guī)則》clearinghouse結(jié)算所clearingparticipant結(jié)算所參與者clerk書記client客戶clientassets客戶資產(chǎn)clientcollateral客戶抵押品clientcontract客戶合約clientmoney客戶款項clientsecurities客戶證券clientsecuritiesandcollateral客戶證券及抵押品closingdate截止日期codes守則collateral抵押品文案大全實用文檔collateralizedwarrants有抵押權(quán)證collectiveinvestmentscheme集體投資計劃Commission證監(jiān)會；監(jiān)察委員會commission傭金CommissioneroftheIndependentCommissionAgainstCorruption廉政專員commonclient共同客戶companiesinspector公司審查員company公司compensation賠償compensationfund賠償基金complaintsofficer投訴主任completion完成concentrationdiscountingfactor集中折扣系數(shù)conditionaloffer有條件要約conduct行為constitution章程contractmultiplier合約乘數(shù)controller控制人controllingentity控權(quán)實體controllingentityrelationship控權(quán)實體關(guān)系controllingperson控權(quán)人士文案大全實用文檔corporatefinanceconsultantcorporatefinanceadviser,機(jī)構(gòu)融資顧問corporation法團(tuán)court法庭；法院creditunion儲蓄互助社criminalinvestigatorybody刑事調(diào)查機(jī)構(gòu)currencyfuturescontract貨幣期貨合約custodian保管人corporatefinanceconsultantcustodianstatement保管人結(jié)單D-Edatamaterial數(shù)據(jù)材料dealing交易dealinginfuturescontracts期貨合約交易dealinginsecurities證券交易debenture債權(quán)證debtsecurities債務(wù)證券defalcation虧空default違責(zé)defaultproceedings違責(zé)處理程序defaultrules違責(zé)處理規(guī)則defaulter違責(zé)者deliver交付文案大全實用文檔depositaryreceipt寄存單據(jù)deputychairman副主席derivativecontract衍生工具合約derivatives衍生工具digitalsignature數(shù)碼簽署director董事dispute爭議disqualificationorder取消資格令document文件dutyofdisclosure披露責(zé)任employee雇員equityderivatives股本衍生工具equitylinkedinstruments股票掛鉤票據(jù)equitysecurities權(quán)益證券equivalentcorporation等同法團(tuán)equivalentshares相等股份everyofficerofitwhoisindefault其每名違責(zé)的高級人員ExchangeCompany交易所公司exchangecontract交易所合約ExchangeFund外匯基金ExchangeFundBill外匯基金票據(jù)文案大全實用文檔ExchangeFundNote外匯基金債券exchangeparticipant交易所參與者exchangeparticipant%representative交易所參與者代表exchangetradedfund交易所買賣基金exchangetradedfundsmarketmaker交易所買賣基金莊家excludedclients豁除客戶excludedinterests豁除權(quán)益excludedliabilities豁除負(fù)債excludedperson豁除人士executive執(zhí)行人員executivedirector執(zhí)行董事executiveofficer主管人員exemptedbody獲豁免團(tuán)體；豁免團(tuán)體existingclient原有客戶expert專家F-Hfee費(fèi)用financialaccommodation財務(wù)通融financialproduct金融產(chǎn)品financialresourcesrule財政資源規(guī)則financialstatement貝才務(wù)報表financialyear財政年度文案大全實用文檔firstpublicannouncementdate首次公開宣告日期floatinglosses浮動虧損floatingprofits浮動利潤foreigncurrency夕卜幣foreignexchangeagreement夕卜匯協(xié)議foreignexchangetrading夕卜匯交易foreignintermediary外地中介人formerassociatedentityofanintermediary中介人的前有聯(lián)系實體formerlicensedcorporation前持牌法團(tuán)founder成立人fraudulentmisrepresentation欺詐的失實陳述freedeliverybasis信用交付形式function職能futuresadviser期貨顧問futuresbroker期貨經(jīng)紀(jì)futuresconsultant期貨顧問futurescontract期貨合約futuresdealer期貨交易商FuturesExchangeCompany期交所FuturesExchangeCompensationFund期交所賠償基金futuresmarket期貨市場文案大全實用文檔FuturesMarketMaker期貨莊家futuresnon-clearingdealer期貨非結(jié)算交易商futuresoroptionsclearinghouse期貨或期權(quán)結(jié)算所GEM創(chuàng)業(yè)板grossforeigncurrencyposition外幣總持倉量groupofcompanies公司集團(tuán)guaranteed作出擔(dān)保guiltyofmisconduct犯失當(dāng)行為haircutamount扣減數(shù)額haircutpercentage扣減百分率HKEC交易結(jié)算公司HKFECC期貨結(jié)算公司HKIAC仲裁中心HKSCC香港結(jié)算公司hold持有holdingcompany控股公司HongKongExchangeFund香港外匯基金HongKongregister香港登記冊I-Mincorporated成立；成立為法團(tuán)文案大全實用文檔indirectcontroller間接控制人information信息；資料；消息informationsystem信息系統(tǒng)initialmarginrequirement規(guī)定開倉保證金initialstabilizingaction初步穩(wěn)定價格行動initialstabilizingprice初步穩(wěn)定價格insiderdealing內(nèi)幕交易inspector審查員InsuranceAuthority保險業(yè)監(jiān)督insurer保險人interest權(quán)益interestrateswapagreement掉期息率協(xié)議intermediary中介人in-the-moneyamount價內(nèi)值investigator調(diào)查員investmentmanager投資經(jīng)理InvestorCompensationCompany投資者賠償公司invitation邀請issue發(fā)出issuedequitysharecapital已發(fā)行權(quán)益股本文案大全實用文檔issuer發(fā)行人judge法官judicialorotherproceedings司法或其它法律程序lawofinsolvency破產(chǎn)清盤法legalofficer律政人員lender借出人leveragedforeignexchangecontract杠桿式外匯交易合約leveragedforeignexchangetrader杠桿式外匯交易商leveragedforeignexchangetrading杠桿式外匯交易levy征費(fèi)licence牌；牌照licensed獲發(fā)牌；持牌licensedcorporation持牌法團(tuán)licensedperson持牌人licensedrepresentative持牌代表linkedcorporation相連法團(tuán)liquidassets速動資產(chǎn)liquidcapital速動資金liquidator清盤人文案大全實用文檔listed上市l(wèi)istedcorporation上市法團(tuán)listedcurrencywarrant上市貨幣權(quán)證listedsecurities上市證券listing上市l(wèi)istingrules上市規(guī)則livebroadcast直播MandatoryProvidentFundSchemesAuthority積金局marginclient保證金客戶marginlender證券保證金融資人marginratio保證金比率marginvalue保證金價值marginedtransaction保證金交易marktomarket按照市值計算差額marketcapitalization市場資本值marketcharge市場押記marketcollateral市場抵押品marketcontract市場合約marketinformation市場消息marketmisconduct市場失當(dāng)行為MarketMisconductTribunal市場失當(dāng)行為審裁處文案大全實用文檔marketvalue市值materialtime關(guān)鍵時間member成員memorandum章程大綱Mini-HangSengIndexFuturesContract小型恒生指數(shù)期貨合約Mini-HangSengIndexOptionsContract小型恒生指數(shù)期權(quán)合約minor未成年minoroffence輕微罪行minoritycontroller次要控制人misconduct失當(dāng)行為misfeasance不當(dāng)行為MonetaryAuthority金融管理專員MonetaryAuthorityguideline《金融管理專員指引》MonetaryAuthority-appointedMarketMaker金融管理專員委任的莊家moneylaunderingactivities洗錢活動moneylender放債人multilateralagency多邊機(jī)構(gòu)mutualfund互惠基金文案大全實用文檔N-Onegligentmisrepresentation疏忽的失實陳述netequity權(quán)益凈額netposition凈持倉量nettangibleassets有形資產(chǎn)凈值netunderwritingcommitment包銷承擔(dān)凈額newfuturescontract新期貨合約non-collateralizedwarrants非抵押權(quán)證non-executivedirector非執(zhí)行董事noteissuanceandrevolvingunderwritingfacility票據(jù)的發(fā)行及循環(huán)式包銷融通notifiableinterest須具報權(quán)益notifiablepercentagelevel須具報百分率水平notionalprincipalamount名義本金額number數(shù)目offer要約offerdocument要約文件offerprice要約價offereecompany要約標(biāo)的公司offeror要約人off-exchangetradedderivativecontracts場外買賣衍生工具合約文案大全實用文檔off-exchangetransaction場外交易o(hù)fficer高級人員OfficialReceiver破產(chǎn)管理署署長OfficialTrustee法定受托人off-marketsharerepurchase場外股份購回off-marketsharerepurchasecircular場外股份購回通告off-markettransaction場外交易Ombudsman申訴專員omnibusaccount客戶匯集綜合賬戶on-exchangetransaction場內(nèi)交易o(hù)ptionscontract期權(quán)合約order命令ordinarymember普通成員othercollateral其它抵押品out-of-the-moneyamount價外值overseascompany海外公司overseasstockmarket海外證券市場panelmember上訴委員parties各方party當(dāng)事一方文案大全實用文檔percentagefigure百分率數(shù)字percentagelevel百分率水平performance執(zhí)行periodofinsurance保險期permanentidentitycard永久性居民身分證personunderinvestigation受調(diào)查人physicallysettledequityderivatives實物結(jié)算股本衍生工具pilotprogramme試驗計劃pilotprogrammemarketmaker試驗計劃莊家pilotprogrammesecurities試驗計劃證券portfolio投資組合possession管有prescribedcountry訂明國家prescribedevent訂明事件prescribedfee訂明費(fèi)用prescribedgain訂明收益prescribedlimit訂明上限prescribedmanner訂明方式prescribedpurpose訂明目的prescribedrequirement訂明規(guī)定PresentingOfficer提控官文案大全實用文檔primarystabilizingaction基本穩(wěn)定價格行動principal主事人PrivacyCommissionerforPersonalData私隱專員proceedings研訊程序professionalaccountant專業(yè)會計師professionalinvestor專業(yè)投資者prohibitedperson受禁制人士property貝才產(chǎn)prospectus招股章程public公眾；大眾publicannouncement公開宣告purchase買；購買qualifiedcorporation合資格法團(tuán)qualifiedlender合資格借出人qualifiedoverseasschem合資格海外計劃qualifiedshares合資格股份qualifyingclient合資格客戶qualifyingcreditrating合資格信貸評級