歌爾供應(yīng)商產(chǎn)品有害物質(zhì)審核表Ver10.00 +自評(píng)回復(fù)范本OK

"審核項(xiàng)目

Audititems",,,"評(píng)價(jià)細(xì)節(jié)

Evaluationdetails","配分

Score","供方

自評(píng)

Supplierself-assessment","供方

自評(píng)證據(jù)

Evidenceofself-assessmentbythesupplier","歌爾

評(píng)分

GoertekScore","審核記錄(證據(jù))

AuditRecord(Evidence)"

體系要求,,,"1-1.是否建立了有害物質(zhì)管理體系并通過IECQQC080000認(rèn)證？制定有害物質(zhì)管理方針和目標(biāo)？

WhetherhazardoussubstancemanagementsystemhasbeenestablishedandpassedtheIECQQC080000certification?Whetherhazardoussubstancemanagementpoliciesandobjectiveshavebeenformulated?",5,3,有按照QC080000建立管理體系，目標(biāo)量化，并定期評(píng)審,0,

,,,"5分：通過第三方認(rèn)證且方針適宜，目標(biāo)可量化，并定期評(píng)審目標(biāo)達(dá)成情況。

Throughthird-partycertificationandhasappropriatepolicies,goalscanbequantified,andtheachievementofgoalsisregularlyreviewed",,,,,

,,,"3分：建立完善的體系文件但未通過第三方認(rèn)證，方針適宜，目標(biāo)可量化，并定期評(píng)審目標(biāo)達(dá)成情況。

Establishasoundsystemdocumentbuthavenotpassedthethird-partycertification,thepolicyisappropriate,thegoalcanbequantified,andtheachievementofthegoalisregularlyreviewed.",,,,,

,,,"2分：建立部分體系文件，方針不明確，目標(biāo)不可量化，未定期評(píng)審目標(biāo)達(dá)成情況。

Thesystemdocumentsarenotcomprehensive,thepolicyisnotclear,thegoalisnotquantifiable,andtheachievementofthegoalhasnotbeenreviewedregularly",,,,,

,,,"1分：部分文件中有有害物質(zhì)管理內(nèi)容，無方針目標(biāo)。

Partoffileshavehazardoussubstancecontent,nopolicyobjectives",,,,,

,,,"0分：無體系文件、方針、目標(biāo)

Nosystemdocuments,policies,goals",,,,,

,,,"相關(guān)證據(jù)：QC080000證書、有害物質(zhì)管理的成文信息，目標(biāo)及定期確認(rèn)的記錄。

Relevantevidence:QC080000Certificate,DocumentedInformationofHazardousSubstanceManagement,ObjectivesandPeriodicConfirmationRecord",,,,,

,,,"1-2.是否選定有害物質(zhì)管理負(fù)責(zé)人，且負(fù)責(zé)人和相關(guān)部門職責(zé)、權(quán)限和作用明確規(guī)定？

Whetherthepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargeandrelevantdepartmentsaredefinedclearly?",4,4,HH-HSF-01有害物質(zhì)管理手冊(cè)中選定負(fù)責(zé)人，部分職責(zé)明確,0,

,,,"4分：選定負(fù)責(zé)人，且職責(zé)、權(quán)限和作用明確。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearedefinedclearly",,,,,

,,,"2分：選定負(fù)責(zé)人，但相關(guān)部門職責(zé)不明確。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearedefinedclearly",,,,,

,,,"1分：選定負(fù)責(zé)人，但其職責(zé)、權(quán)限和作用不明確。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearenotdefinedclearly",,,,,

,,,"0分：沒有選定負(fù)責(zé)人。

Thepersoninchargeofhazardoussubstancemanagementhasn'tbeenappointed",,,,,

,,,"相關(guān)證據(jù)：組織架構(gòu)、人員任命書、崗位說明書。

Relevantevidence:Organizationalstructure,personnelappointmentletter,jobdescription",,,,,

,,,"★1-3.是否具備有害物質(zhì)管理的人員？人員是否具備有害物質(zhì)管理所需要的知識(shí)和技能？

Doyouhavepersonnelforhazardoussubstancemanagement?Doesthepersonhavetheknowledgeandskillsrequiredforhazardoussubstancemanagement",5,5,具備人員，品質(zhì)部門設(shè)置環(huán)保專員，經(jīng)過培訓(xùn)后上崗,0,

,,,"5分：具備人員，且經(jīng)過專門培訓(xùn)后上崗。

Havepersonnel,andgotoworkaftertraining",,,,,

,,,"2分：具備人員，但未經(jīng)過專門的培訓(xùn)。

Therearepersonnelwithouttraining.",,,,,

,,,"0分：無相關(guān)或?qū)Ｂ氂泻ξ镔|(zhì)管理的人員。

Norelatedpersonnelofhazardoussubstancemanagementpersonnel.",,,,,

,,,"★為必須項(xiàng)，該項(xiàng)得分不得低于2分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan2points,thisauditisrejected.",,,,,

,,,"相關(guān)證據(jù)：有害物質(zhì)管理人員職責(zé)說明書，人員上崗培訓(xùn)資料和記錄。

Relevantevidence:Personnelresponsibilitystatementofhazardoussubstancemanagement,personneltraininginformationandrecords",,,,,

,,,"1-4.產(chǎn)品實(shí)現(xiàn)過程中，從產(chǎn)品開發(fā)到出貨，是否建立不同環(huán)保狀態(tài)（如：有鹵/無鹵品、有害物質(zhì)的/不含有害物質(zhì)的等）的區(qū)分和管理機(jī)制？

Intheprocessofproductrealization,fromproductdevelopmenttoshipment,whetherdifferentenvironmentalstatus(suchashalogenated/halogen-free,hazardoussubstances/non-hazardoussubstances,etc.)distinctionandmanagementmechanismsareestablished",3,3,HH-HSPM-15環(huán)保標(biāo)識(shí)和追溯程序,0,

,,,"3分：研發(fā)、工程、采購(gòu)、品質(zhì)、制程、倉(cāng)庫(kù)等各環(huán)節(jié)均明確區(qū)分。

R&D,engineering,procurement,quality,process,warehouseetcsaredistinguishedclearly.",,,,,

,,,"2分：以上任一環(huán)節(jié)無規(guī)定或無執(zhí)行。

Thereisnoregulationorimplementationofanyoftheabovelinks.",,,,,

,,,"1分：以上兩個(gè)及以上環(huán)節(jié)無規(guī)定或無執(zhí)行。

Theabovetwoandabovelinkshavenoregulationsornoimplementation.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：無有效區(qū)分和管理機(jī)制。

Thereisnodistinguishedeffectivelyandnomanagementmechanism.",,,,,

,17,0,"相關(guān)證據(jù)：規(guī)格書、圖紙、采購(gòu)單、檢驗(yàn)基準(zhǔn)、產(chǎn)線標(biāo)識(shí)、倉(cāng)庫(kù)區(qū)域劃分等。

Relevantevidence:specifications,drawings,purchaseorders,inspectionstandards,productionlineidentification,warehouseareadivision,etc.",,,,,

有害物質(zhì)標(biāo)準(zhǔn),,,"★2-1.是否建立有害物質(zhì)管理標(biāo)準(zhǔn)且符合法律法規(guī)和客戶要求（(若J01項(xiàng)目時(shí)，是否符合“禁止使用SS-00259

規(guī)定的Ⅰ級(jí)環(huán)境管理物質(zhì)”和“符合指定原材料的相關(guān)要求（即再生樹脂和外被線材需從綠色伙伴認(rèn)證

供應(yīng)商處購(gòu)買）？

Whethertheestablishmentofhazardoussubstancemanagementstandardsandcompliancewithlawsandregulationsandcustomerrequirements(ifJ01project,whetheritmeets""NoUseofProhibitedSubstancedefinedinSS-00259Allowed""and""OnlypurchaseDesignatedRawMaterialsfromGreenPartners"")",5,5,HH-QEP-38有害物質(zhì)管理程序,0,

,,,"5分：建立標(biāo)準(zhǔn)，包括RoHS、鹵素、REACH、POPs和客戶等的要求，且滿足歌爾要求。

EstablishstandardsincludingRoHS,halogen,REACH,POPs,andcustomerrequirements,andmeetGTKrequirements.",,,,,

,,,"4分：建立標(biāo)準(zhǔn)，包括RoHS、鹵素、REACH、POPs和客戶等的要求，但不滿足歌爾要求。

EstablishstandardsincludingRoHS,halogen,REACH,POPs,andcustomerrequirements,butdon'tmeetGTKrequirements.",,,,,

,,,"3分：建立標(biāo)準(zhǔn)，包括RoHS、REACH、無鹵主要法規(guī)或標(biāo)準(zhǔn),不滿足歌爾要求。Establishstandards,includingRoHS,REACH,halogen-freemainregulationsorstandards,don'tmeetGoerrequirements.",,,,,

,,,"2分：建立標(biāo)準(zhǔn)，但內(nèi)容覆蓋不了主要法律法規(guī)。Establishstandards,butthecontentcannotcoverthemainlawsandregulations.",,,,,

,,,"1分：無標(biāo)準(zhǔn)，但個(gè)別文件或記錄中有部分相關(guān)要求。

Thereisnostandard,buttherearesomerelevantrequirementsinindividualfilesorrecords.",,,,,

,,,0分：無標(biāo)準(zhǔn)。Nostandard.,,,,,

,,,"★為必須項(xiàng)，該項(xiàng)得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,,,"相關(guān)證據(jù)：有害物質(zhì)標(biāo)準(zhǔn)、法律法規(guī)及客戶標(biāo)準(zhǔn)收集、評(píng)審記錄。

Relevantevidence:collectionandreviewrecordsofhazardoussubstancestandards,lawsandregulations,andcustomerstandards.",,,,,

,,,"2-2.有害物質(zhì)管理標(biāo)準(zhǔn)是否傳遞相關(guān)方（組織內(nèi)部，如研發(fā)、采購(gòu)、制造、品質(zhì)等）學(xué)習(xí)？

Whetherthehazardoussubstancemanagementstandardsarepassedontorelevantparties(withintheorganization,suchasR&D,procurement,manufacturing,quality,etc.)forlearning?",3,3,"HH-HSPM-19供應(yīng)商管理程序

HH-HSPM-04HSF產(chǎn)品采購(gòu)控制管理程序",0,

,,,"3分：保留傳遞和學(xué)習(xí)記錄。

Keepdeliveryandlearningrecords.",,,,,

,,,"2分：傳遞人員不全面，但有部分人員學(xué)習(xí)記錄。

Thepersonneltransferredarenotcomprehensive,buttherearesomepersonnellearningrecords.",,,,,

,,,"1分：傳遞人員不全面，且無學(xué)習(xí)記錄。

Thepersonneltransferredarenotcomprehensive,butnopersonnellearningrecords.",,,,,

,,,"0分：未傳遞且無學(xué)習(xí)記錄。

Nobetransferredandnolearningrecord.",,,,,

,,,"相關(guān)證據(jù)：傳遞和學(xué)習(xí)記錄。

Relatedevidence:transferandlearningrecords.",,,,,

,,,"2-3.有害物質(zhì)管理標(biāo)準(zhǔn)是否傳遞給供應(yīng)商并保留符合性確認(rèn)記錄？

Whetherthehazardoussubstancemanagementstandardsaretransferredtosuppliersandkeeprecordsofcomplianceconfirmation",3,3,"HH-HSPM-19供應(yīng)商管理程序

HH-HSPM-04HSF產(chǎn)品采購(gòu)控制管理程序",0,

,,,"3分：傳遞且保留其符合性確認(rèn)的記錄。

Transferandkeeprecordsofcomplianceconfirmation.",,,,,

,,,"2分：傳遞且保留其符合性確認(rèn)的記錄，個(gè)別記錄有缺失。

Transferandkeeprecordsofcomplianceconfirmation,butsomerecordsaremissing.",,,,,

,,,"1分：傳遞但無符合性確認(rèn)記錄。

Transferandnorecordsofcomplianceconfirmation.",,,,,

,,,0分：未傳遞。Notbetransferred,,,,,

,,,"相關(guān)證據(jù)：傳遞記錄、供應(yīng)商符合性確認(rèn)記錄。

Relevantevidence:transferrecords,suppliercomplianceconfirmationrecords.",,,,,

,,,"★2-4.部件或原材料購(gòu)入時(shí)，是否要求供方提供環(huán)保符合聲明、有害物質(zhì)測(cè)試報(bào)告、MSDS或材料成分表等?

Whenpartsorrawmaterialsarepurchased,whetherthesupplierisrequiredtoprovidedeclarationofenvironmentalcompliance(DoEC),hazardoussubstancetestreport,MSDSormaterialcompositiontable,etc.?",5,5,"HH-HSPM-19供應(yīng)商管理程序

HH-HSPM-04HSF產(chǎn)品采購(gòu)控制管理程序

EG-WI-037有害物質(zhì)管理（新產(chǎn)品導(dǎo)入）程序",0,

,,,"5分：提供，并審核確認(rèn)且臺(tái)賬管理，保存期限符合要求。

Provide,reviewandconfirmdataandcarryoutaccountmanagement,andtheretentionperiodmeetstherequirements",,,,,

,,,"3分：要求提供，符合保存期限要求，但相關(guān)臺(tái)賬管理不完善。

Requiredtoprovide,meetstheretentionperiodrequirements,buttherelatedaccountmanagementisincomplete.",,,,,

,,,"1分：要求提供，保存期限未達(dá)保存期限要求，相關(guān)臺(tái)賬管理不完善。

Requiredtoprovide,theretentionperiodhasnotreachedtheretentionperiodrequirement,andtherelatedaccountmanagementisincomplete.",,,,,

,,,"0分：不要求提供。

Notrequired",,,,,

小計(jì),配分,評(píng)分,"★為必須項(xiàng)，該項(xiàng)得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,16,0,"相關(guān)證據(jù)：環(huán)保符合聲明、有害物質(zhì)測(cè)試報(bào)告、MSDS，有害物質(zhì)資料臺(tái)賬、有害物質(zhì)符合性相關(guān)文檔保存期限為終端產(chǎn)品

上市后10年的保存期限規(guī)定要求。

Relevantevidence:declarationofenvironmentalcompliance(DoEC),hazardoussubstancetestreport,MSDS,hazardoussubstancedatarecordlist.Andhaverequirementsabouthazardoussubstancecompliancerelateddocumentsarestored10yearsaftertheendproductislaunched",,,,,

內(nèi)審管理,,,"3-1.是否定期實(shí)施有害物質(zhì)管理體系審核？

Whethertheauditofhazardoussubstancemanagementsystemisimplementedregularly.",5,5,一年一次內(nèi)部審核，保留內(nèi)部審核記錄,0,

,,,"5分：有規(guī)定并定期實(shí)施。

Haveregulationsandbeimplementedregularly.",,,,,

,,,"3分：有規(guī)定但實(shí)施不完善。

Haveregulations,butbeimplementedincompletely",,,,,

,,,"1分：有規(guī)定未實(shí)施/無規(guī)定有實(shí)施。

Haveregulationsbutnotbeimplemented/Noregulationsbuthavebeenimplemented.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：無規(guī)定無實(shí)施。

Noregulationsnotimplemented",,,,,

,5,0,"相關(guān)證據(jù)：審核管理規(guī)定、審核方案、審核計(jì)劃、審核檢查表、改善糾正措施、審核結(jié)果報(bào)告書。

Relevantevidence:auditmanagementregulations,auditplan,auditchecklist,improvementandcorrectivemeasures,auditresultreport.",,,,,

培訓(xùn)管理,,,"4-1.是否制定了有害物質(zhì)相關(guān)的培訓(xùn)規(guī)定及計(jì)劃？

Whetherthetrainingregulationsandplansforhazardoussubstanceshavebeenformulated?",2,2,公司年度培訓(xùn)計(jì)劃,0,

,,,"2分：有規(guī)定，并樹立培訓(xùn)計(jì)劃。

Haveregulationsandtrainingplanisestablished.",,,,,

,,,"1分：有規(guī)定，但無培訓(xùn)計(jì)劃。

Haveregulationsandnotrainingplan.",,,,,

,,,0分：無規(guī)定、計(jì)劃。Noregulationsandtrainingplan.,,,,,

,,,"相關(guān)證據(jù)：有害物質(zhì)培訓(xùn)規(guī)定,年度培訓(xùn)計(jì)劃表。

Relevantevidence:Hazardoussubstancestrainingregulations,annualtrainingschedule.",,,,,

,,,"4-2.有害物質(zhì)培訓(xùn)是否按照計(jì)劃實(shí)施（覆蓋產(chǎn)品有害物質(zhì)管理所有人員）？

Whetherthehazardoussubstancetraininghasbeenimplementedasplanned(coveringallpersonnelinvolvedinthemanagementofhazardoussubstancesinproducts)?",2,2,"公司年度培訓(xùn)計(jì)劃

培訓(xùn)記錄",0,

,,,"2分：按照計(jì)劃培訓(xùn)，覆蓋產(chǎn)品有害物質(zhì)管理所有人員。

Traninedaccordingtotheplan,coveringallpersonnelinvolvedinthemanagementofhazardoussubstances",,,,,

,,,"1分：按照計(jì)劃培訓(xùn)，但覆蓋人員不全。

Traninedaccordingtotheplan,butnotcoveringallpersonnelinvolvedinthemanagementofhazardoussubstances",,,,,

"小

計(jì)",配分,評(píng)分,"0分：無計(jì)劃，也未實(shí)施。

Noplanandimplementation",,,,,

,4,0,"相關(guān)證據(jù)：有害物質(zhì)培訓(xùn)記錄(培訓(xùn)日期,培訓(xùn)內(nèi)容,講師及被培訓(xùn)者簽字),口頭提問相關(guān)人員確認(rèn)培訓(xùn)效果

Relevantevidence:Hazardoussubstancetrainingrecords(trainingdate,trainingcontent,instructorandtraineesignature),verbalquestionstorelevantpersonneltoconfirmthetrainingeffect",,,,,

測(cè)試監(jiān)控,,,"5-1.是否有XRF測(cè)試設(shè)備，并進(jìn)行有效維護(hù)和定期校準(zhǔn)？

IsthereXRFtestequipment,andeffectivemaintenanceandregularcalibrationareinplemented?",2,2,公司配備XRF和ROHS2.0液相色譜儀,0,

,,,"2分：有XRF設(shè)備，每天進(jìn)行點(diǎn)檢、每周進(jìn)行標(biāo)準(zhǔn)樣品測(cè)試且測(cè)試結(jié)果在范圍值內(nèi)、每年進(jìn)行外部校驗(yàn)并取得證書。

HaveXRFequipment,dailyinspection,standardsampletestingweeklyandtestresultswithintherange,externalverificationandcertificationeveryyear",,,,,

,,,"0分：以上均未進(jìn)行或無XRF測(cè)試設(shè)備。

NoneoftheaboveisimplementedornoXRFtestequipment.",,,,,

,,,"相關(guān)證據(jù)：點(diǎn)檢記錄、標(biāo)準(zhǔn)樣品測(cè)試記錄、外校證書。

Relevantevidence:inspectionrecords,standardsampletestrecords,externalcalibrationcertifications.",,,,,

,,,"5-2.XRF測(cè)試人員資格是否被認(rèn)定？

WhetherthequalificationofXRFtesterisconfirmed?",2,2,培訓(xùn)上崗證,0,

,,,"2分：XRF測(cè)試員進(jìn)行培訓(xùn)，考核合格后持證上崗；或委外委托外部機(jī)構(gòu)測(cè)試。

XRFtestersaretrainedandqualifiedtoworkafterpassingthetest;orcommissionedbyanexternalagencyfortesting",,,,,

"小

計(jì)",配分,評(píng)分,"0分:無資格認(rèn)定或無XRF測(cè)試人員。

NoqualificationorXRFtester.",,,,,

,4,0,"相關(guān)證據(jù)：培訓(xùn)記錄、考核記錄。

Relatedevidence:trainingrecords,testrecordsetc.",,,,,

研發(fā)管理,,,"6-1.產(chǎn)品設(shè)計(jì)開發(fā)時(shí)是否明確有害物質(zhì)要求并在技術(shù)文件中體現(xiàn)？

Whethertherequirementsofhazardoussubstancesaredefinedclearlyduringproductdesignanddevelopmentandreflectedinthetechnicaldocuments？",3,3,EG-WI-037有害物質(zhì)管理（新產(chǎn)品導(dǎo)入）程序,0,

,,,"3分：明確有害物質(zhì)要求并在技術(shù)文件中體現(xiàn)。

Therequirementsofhazardoussubstancesaredefinedclearlyandreflectedinthetechnicaldocuments.",,,,,

,,,"2分：明確有害物質(zhì)要求，未在技術(shù)文件中體現(xiàn)或不完善。

Therequirementsofhazardoussubstancesaredefinedclearly,butnotreflectedinthetechnicaldocuments.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：未明確要求。

Notbedefinedclearly.",,,,,

,3,0,"相關(guān)證據(jù)：圖紙、技術(shù)規(guī)格書或在研發(fā)階段之前，書面?zhèn)鬟f有害物質(zhì)要求記錄（兩者有其一即可）。

Relevantevidence:drawings,technicalspecifications,orthehazardoussubstancerequirementsaretransferredbeforetheR&Dstageandkeepthetransferrecords",,,,,

進(jìn)料檢驗(yàn),,,"7-1.在進(jìn)料檢查基準(zhǔn)中是否包含有害物質(zhì)相關(guān)的檢查基準(zhǔn)及判定方法，并且檢查基準(zhǔn)及判定方法滿足歌爾要求？

Whethertheinspectionstandardsandjudgementmethodsofhazardoussubstancesareincludedintheincominginspectionstandards,andmeetGTKrequirements?",4,4,QCD-WI-1049HSF物料風(fēng)險(xiǎn)等級(jí)評(píng)估及抽樣檢驗(yàn)規(guī)范,0,

,,,"4分：有檢查基準(zhǔn)及判定方法，且滿足歌爾要求。

Haveinspectionstandardsandjudgmentmethods,andmeetGTKrequirements.",,,,,

,,,"1分：檢查基準(zhǔn)及判定方法不明確，無法判定是否滿足歌爾要求。

Theinspectionstandardandjudgementmethodarenotclear,anditisimpossibletodeterminewhetheritmeetsGTKrequirements.",,,,,

,,,"0分：未包括有害物質(zhì)相關(guān)內(nèi)容。

Thecontentsrelatedtohazardoussubstancesarenotincluded.",,,,,

,,,"相關(guān)證據(jù)：進(jìn)料檢查管理規(guī)定,有害物質(zhì)檢查基準(zhǔn)及判定方法。

Relevantevidence:managementregulationsforincominginspection,inspectionstandardandjudgementmethodsforhazardoussubstances.",,,,,

,,,"★7-2.是否根據(jù)制定的有害物質(zhì)檢查基準(zhǔn)，對(duì)來料進(jìn)行有害物質(zhì)測(cè)試管理？

Whethertheincomingmaterialsaretestedaccordingtotheestablishedhazardoussubstanceinspectionstandards?",5,5,QCD-WI-S1060ROHS測(cè)試儀管控限設(shè)置標(biāo)準(zhǔn),0,

,,,"5分：按照檢查基準(zhǔn)測(cè)試且測(cè)試報(bào)告管理完善。

Betestedaccordinginspectionstandardandtestreportsaresavedcompletely.",,,,,

,,,"4分：按照檢查基準(zhǔn)測(cè)試，測(cè)試報(bào)告管理不完善。

Betestedaccordinginspectionstandardandtestreportsaresavedincompletely.",,,,,

,,,"3分：有測(cè)試，但測(cè)試項(xiàng)目或頻次不符合檢查基準(zhǔn)。

Betested,butthetestitemorfrequencydoesnotmeettheinspectionstandard.",,,,,

,,,"2分：檢查基準(zhǔn)不明確，有部分內(nèi)部測(cè)試報(bào)告或委外測(cè)試報(bào)告。

Theinspectionstandardisnotclear,andtherearesomeinternaltestreportsoroutsourcedtestreportsareincomplete.",,,,,

,,,"1分：無內(nèi)部檢查基準(zhǔn)，有部分內(nèi)部測(cè)試報(bào)告或委外測(cè)試報(bào)告。

Noinspectionstandardisnotclear,andtherearesomeinternaltestreportsoroutsourcedtestreportsareincomplete.",,,,,

,,,"0分：無內(nèi)部有害物質(zhì)測(cè)試記錄或無委外測(cè)試記錄。

Notestrecordsofinternalandoutsourcedtest.",,,,,

"小

計(jì)",配分,評(píng)分,"★為必須項(xiàng)，該項(xiàng)得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,9,0,"相關(guān)證據(jù)：環(huán)保檢測(cè)結(jié)果記錄、XRF報(bào)告、實(shí)驗(yàn)室測(cè)試報(bào)告等。

Relevantevidence:recordofenvironmentaltestingresults,XRFreport,Third-partytestreportetc.",,,,,

倉(cāng)庫(kù)管理,,,"8-1.倉(cāng)庫(kù)是否區(qū)域劃分明確（含有害物質(zhì)的/不含有害物質(zhì)的、有鹵品/無鹵品、合格品/不合格品/待檢區(qū)），并進(jìn)行有效標(biāo)識(shí)并隔離存放？

Whetherthewarehouseisdividedclearly(suchashalogenated/halogen-free,hazardoussubstances/non-hazardoussubstances,etc.)",6,6,HH-HSPM-15環(huán)保標(biāo)識(shí)和追溯程序,0,

,,,"6分：劃分明確，明確標(biāo)識(shí)，并分別存放管理。

Divisionclearly,identificationclearly,andseparatemanagement.",,,,,

,,,"2分：明確標(biāo)識(shí)，但區(qū)域劃分不明確或有混放的情況。

Identificationclearly,buttheareaisnotclearormixed.",,,,,

"小

計(jì)",配分,評(píng)分,0分：不管理。Nomanagement.,,,,,

,6,0,"相關(guān)證據(jù)：倉(cāng)庫(kù)管理規(guī)定，材料/產(chǎn)品標(biāo)識(shí)管理規(guī)定,倉(cāng)庫(kù)各區(qū)域標(biāo)識(shí)，環(huán)保不合格品區(qū)。

Relevantevidence:warehousemanagementregulations,material/productlabelmanagementregulations,warehousearealabels,unqualifiedenvironmentalareas",,,,,

制程管理,,,"9-1.使用環(huán)保物料生產(chǎn)時(shí)，是否制定了防止混入、誤用的標(biāo)準(zhǔn)，且位置、場(chǎng)所、標(biāo)識(shí)區(qū)分管理?

Whenusingenvironmentallyfriendlymaterialsforproduction,havestandardsforpreventingmixingandmisusebeenestablished,andthelocation,place,andlogoaremanagedseparately",3,3,HH-HSPM-15環(huán)保標(biāo)識(shí)和追溯程序,0,

,,,"3分：有標(biāo)準(zhǔn)，且區(qū)分管理。

Havestandardsanddifferentiatemanagement.",,,,,

,,,"2分：無標(biāo)準(zhǔn)或未明確區(qū)分管理。

Nostandardordifferentiatedmanagementunclearly.",,,,,

,,,0分：無標(biāo)準(zhǔn)且未明確區(qū)分管理。Nostandardordifferentiatedmanagementunclearly.,,,,,

,,,"相關(guān)證據(jù)：產(chǎn)品制造管理程序，防止混入規(guī)定(作業(yè)指導(dǎo)書)。

Relevantevidence:productmanufacturingmanagementprocedures,regulationsforpreventingmixing(operationinstructions)",,,,,

,,,"9-2.是否有工器具及設(shè)備等的交叉污染預(yù)防管理基準(zhǔn)，并進(jìn)行驗(yàn)證?

Whetherhavecross-contaminationpreventionmanagementstandardsfortools,equipment,etc.andverifyit?",3,3,HH-HSPM-06

過程有害物質(zhì)污染控制程序,0,

,,,"3分：有基準(zhǔn)，并按基準(zhǔn)實(shí)施。

Havestandardsandimplementitaccordingtostandards.",,,,,

,,,"2分：有基準(zhǔn)或未按基準(zhǔn)實(shí)施或?qū)嵤┎煌晟啤?/p>

Havestandardsornotimplementedaccordingtostandardsortheimplementationisincomplte.",,,,,

,,,"0分：無基準(zhǔn)且未按基準(zhǔn)實(shí)施或?qū)嵤┎煌晟啤?/p>

Nostandardsornotimplementedaccordingtostandardsortheimplementationisincomplte.",,,,,

,,,"相關(guān)證據(jù)：裝備及設(shè)備管理基準(zhǔn)(JIG及工具)、驗(yàn)證記錄等。

Relevantevidence:Equipmentandequipmentmanagementstandards(JIGandtools),verificationrecords,etc.",,,,,

,,,"9-3.是否建立追溯的管理機(jī)制，并能實(shí)現(xiàn)從原材料到成品，成品到原材料的追溯？

Whetherthetraceabilitymanagementmechanismisestablishedandcantracefromrawmaterialstofinishedproductsandfinishedproductstorawmaterials?",3,3,HH-HSPM-15環(huán)保標(biāo)識(shí)和追溯程序,0,

,,,"3分：有管理規(guī)定，并能實(shí)現(xiàn)從原材料到成品，成品到原材料的追溯。

Havemanagementregulationsandcantracefromrawmaterialstofinishedproducts,finishedproductstorawmaterials.",,,,,

,,,"2分：規(guī)定不健全或通過抽查部分產(chǎn)品不能有效追溯。

Theregulationsareincompleteorsomeproductscannotbetracedeffectivelythroughrandominspection.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：無規(guī)定或無法追溯。

Noregulationsoruntraceable..",,,,,

,9,0,"相關(guān)證據(jù)：追溯管理規(guī)定、可實(shí)現(xiàn)追溯的記錄、現(xiàn)場(chǎng)抽查追溯的有效性等。

Relevantevidence:traceabilitymanagementregulations,recordsthatcanbetraced,theeffectivenessofon-sitespotchecksandtraceability,etc.",,,,,

出貨檢驗(yàn),,,"10-1.出貨檢查基準(zhǔn)中是否包含有害物質(zhì)相關(guān)的檢查基準(zhǔn)及判定方法，檢查基準(zhǔn)及判定方法滿足歌爾要求？

WhethertheinspectionstandardsandjudgementmethodsofhazardoussubstancesareincludedintheOutgoinginspectionstandards,andtheinspectionstandardsandjudgementmethodsmeetGTKrequirements?",2,2,HH-HSPM-06

過程有害物質(zhì)污染控制程序,0,

,,,"2分：有規(guī)定且滿足歌爾要求。

HaveregulationsandmeetGTKrequirements.",,,,,

,,,"1分：有規(guī)定但低于歌爾要求。

HaveregulationsbutlowerthanGorerequirements",,,,,

,,,0分：無有害物質(zhì)檢查內(nèi)容。Nohazardoussubstanceinspectioncontent.,,,,,

,,,"相關(guān)證據(jù)：出貨檢查管理規(guī)定,有害物質(zhì)檢查基準(zhǔn)及判定方法。

Relevantevidence:Shippinginspectionmanagementregulations,hazardoussubstanceinspectionstandardsanddeterminationmethods.",,,,,

,,,"10-2.是否根據(jù)制定的有害物質(zhì)檢查基準(zhǔn)對(duì)出貨進(jìn)行檢查?

Whetheroutgoinginspectionisimplementedaccordingtotheestablishedhazardoussubstanceinspectionstandards?",2,2,HH-HSPM-06

過程有害物質(zhì)污染控制程序,0,

,,,"2分：有適當(dāng)設(shè)備或委托外部有資質(zhì)檢測(cè)機(jī)構(gòu)進(jìn)行環(huán)保測(cè)試，并能按歌爾要求測(cè)試并提供相應(yīng)的報(bào)告。

HaveappropriateequipmentorentrustanexternalqualifiedtestingagencytotestaccoringtoGTKrequirementsandprovidecorrespondingreports.",,,,,

,,,"1分：進(jìn)行環(huán)保測(cè)試，但測(cè)試或報(bào)告不完善。

Environmentaltestwasconducted,butthetestorreportwasincomplete.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：對(duì)出貨不進(jìn)行環(huán)保測(cè)試。

EnvironmentaltestarenotimplementforOutgoing.",,,,,

,4,0,"相關(guān)證據(jù)：出貨檢查管理規(guī)定,出貨報(bào)告書,環(huán)保檢測(cè)結(jié)果記錄表、XRF報(bào)告等。

Relevantevidence:Outgoinginspectionmanagementregulations,Outgoingreports,environmentaltestingresultsrecordform,XRFreport,etc.",,,,,

不合格品處理,,,"11-1.是否建立環(huán)保不合格品處理機(jī)制？不合格品發(fā)生時(shí)，向有害物質(zhì)負(fù)責(zé)人報(bào)告，且不合格批明確的標(biāo)識(shí)后廢棄，區(qū)分隔離并履歷管理?

Whethermechanismforhandlingenvironmentallyunqualifiedproductsisestablished?Whenunqualifiedproductoccurs,reportittothepersoninchargeofthehazardoussubstance,anddiscardtheunqualifiedbatchafterbeingclearlymarked,differentiateisolationandresumemanagement?",4,4,HH-HSPM-16HSF不合格品管理程序,0,

,,,"4分：有報(bào)告的管理體系;且不合格批明確的標(biāo)識(shí)后廢棄;區(qū)分隔離;履歷管理;或有報(bào)告流程,但無不合格。

Havereportmanagementsystem;andtheunqualifiedbatchisclearlymarkedanddiscarded;distinguishedisolation;resumemanagement;orhavereportingprocess,butthereisnounqualified.",,,,,

,,,"3分：符合以上任意3項(xiàng)。

Anyoftheabove3itemsmeet.",,,,,

,,,"2分：符合以上任意2項(xiàng)。

Anytwooftheabovemeet.",,,,,

,,,"1分：符合以上任意1項(xiàng)。

Anyoneoftheabovemeets.",,,,,

,,,0分：全部不符合。Noneoftheabovemeet,,,,,

,,,"相關(guān)證據(jù)：不合格品管理規(guī)定，不合格品處理記錄(品質(zhì)管理說明書、基準(zhǔn))。

Relevantevidence:unqualifiedproductmanagementregulations,unqualifiedproducthandlingrecords(qualitymanagementinstructions,standards).",,,,,

,,,"11-2.不合格品發(fā)生時(shí)，是否橫向排查，進(jìn)行原因分析及制定對(duì)策，對(duì)策是否可以防止再發(fā)生?

Whenunqualifiedproductoccurs,whetherischeckedhorizontallytoanalyzethecauseandformulateacountermeasure?Whetherthecountermeasurepreventrecurrence?",3,3,HH-HSPM-16HSF不合格品管理程序,0,

,,,"3分：在庫(kù)品每批橫向排查；原因明確；對(duì)策可防止再發(fā)；或無不合格發(fā)生。

Horizontalinspectionofeachbatchofproductsinthewarehouse;thereasonsareclear;thecountermeasurescanpreventrecurrence;ornounqualifiedproductoccurs",,,,,

,,,"2分：以上3項(xiàng)任意2項(xiàng)管理較好。

Anytwooftheabovearebettermanaged.",,,,,

,,,"1分：以上3項(xiàng)任意1項(xiàng)管理較好。

Anyoneoftheaboveisbettermanaged.",,,,,

,,,"0分：均未管理。

Nonemanaged.",,,,,

,,,"相關(guān)證據(jù)：不合格品處理報(bào)告書及改善對(duì)策書。

Relevantevidence:Disposalreportofunqualifiedproductandimprovementcountermeasuresreport.",,,,,

,,,"11-3.產(chǎn)品發(fā)貨后，發(fā)現(xiàn)了不合格品時(shí)，是否報(bào)告客戶?

Aftertheproductisshipped,whetherreportedtothecustomerwhenunqualifiedproductsarefound?",2,2,HH-HSPM-16HSF不合格品管理程序,0,

,,,"2分：24h內(nèi)報(bào)告客戶，有報(bào)告的體系。

Havereportingsystemandreportcustomerswithin24h.",,,,,

,,,"1分：有報(bào)告的體系，但規(guī)定的時(shí)限大于24h。

Havereportingsystem,butthespecifiedtimelimitisgreaterthan24h.",,,,,

,,,"0分：無報(bào)告的體系。

Noreportingsystem.",,,,,

,,,"相關(guān)證據(jù)：不合格品管理規(guī)定。

Relevantevidence:managementregulationsofunqualifiedproducts.",,,,,

,,,"11-4.不合格品在客戶端發(fā)現(xiàn)時(shí)，是否積極配合處理?

Whenunqualifiedproductoccursingoertek,whetherdealwithactivelyornot?",2,2,"HH-HSPM-16HSF不合格品管理程序

HH-HSPM-18糾正及持續(xù)改進(jìn)管理程序",0,

,,,"2分：在要求時(shí)間內(nèi)排查原因、提供8D報(bào)告，杜絕再次發(fā)生。

Inspectionofreasonswithintherequiredtime;provide8Dreport;thecountermeasurescanpreventrecurrence.",,,,,

"小

計(jì)",配分,評(píng)分,"0分：處理不及時(shí)、原因分析不到位。

Cannotbeprocessedwithintherequiredtimeandreasonsisinvalid.",,,,,

,11,0,"相關(guān)證據(jù)：不合格品處理報(bào)告書及8D報(bào)告。

Relevantevidence:Disposalreportofunqualifiedproductand8Dreport.",,,,,

變更管理,,,"12-1.是否定義哪種類型的變更需對(duì)產(chǎn)品有害物質(zhì)符合性確認(rèn)？

Whethertodefinewhichtypeofchangerequiresconfirmationofconformitytohazardoussubstancesintheproduct.",2,2,HH-HSPM-20工程變更管理程序,0,

,,,"2分：明確定義，且滿足歌爾要求。

DefinedclearlyandmeetGoerrequirements.",,,,,

,,,"1分：雖定義但不明確或不滿足歌爾要求。

DefinedbutnotclearordoesnotmeetGTKrequirements.",,,,,

,,,"0分：未定義。

Notdefined",,,,,

,,,"相關(guān)證據(jù)：變更管理規(guī)定。

Relatedevidence:changemanagementregulations.",,,,,

,,,"12-2.變更發(fā)生時(shí)，是否對(duì)產(chǎn)品有害物質(zhì)符合性進(jìn)行了確認(rèn)，并書面通報(bào)歌爾？

Whenthechangeoccurred,whetherconfirmtheconformityofthehazardoussubstancesintheproductandnotifyGTKinwriting",3,3,HH-HSPM-20工程變更管理程序,0,

,,,"3分：充分確認(rèn)后并書面通報(bào)歌爾。

Basedonfullconfirmation,notifyGTKinwriting.",,,,,

,,,"2分：充分確認(rèn)未書面通報(bào)歌爾。

FullconfirmationbutGTKwasnotnotifiedinwriting.",,,,,

,,,"1分：部分變更未確認(rèn)符合性。

Notallchanges